KMS Financial Services’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

KMS Financial Services’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$352K	Sell	7,104 -820	-10%	-$41.3K	0.05%	339
2014 Q2	$400K	Buy	7,924 +1,669	+27%	+$81.6K	0.06%	322
2014 Q1	$302K	Buy	6,255 +141	+2%	+$6.78K	0.05%	367
2013 Q4	$286K	Buy	6,114 +24	+0.4%	+$1.11K	0.05%	385
2013 Q3	$275K	Sell	6,090 -2,430	-29%	-$108K	0.07%	310
2013 Q2	$364K	Buy	+8,520	New	+$366K	0.1%	237

Other funds holding CWB

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

PNAA

Pictet North America Advisors Geneva 73, Switzerland $1.01B AUM 13.2% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

KMS Financial Services's CWB Position: Q3 2014 in Review

KMS Financial Services reduced its State Street SPDR Bloomberg Convertible Securities ETF (CWB) stake by 10% in Q3 2014, selling an estimated $41.3K and leaving 7,104 shares worth $352K. The position accounts for 0.05% of the portfolio, ranked #339.

KMS Financial Services first reported a position in CWB in Q2 2013 and has held it in 6 quarters since. The position peaked at $400K in Q2 2014. 163 funds tracked by Wall St. Rank hold CWB as of Q3 2014.

KMS Financial Services held 7,104 shares of State Street SPDR Bloomberg Convertible Securities ETF worth $352K as of Q3 2014.
KMS Financial Services sold 820 State Street SPDR Bloomberg Convertible Securities ETF shares in Q3 2014, an estimated $41.3K.
State Street SPDR Bloomberg Convertible Securities ETF made up 0.05% of KMS Financial Services's portfolio in Q3 2014, its #339 holding.
KMS Financial Services first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q2 2013 and has held it in 6 quarters since.
KMS Financial Services's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $400K in Q2 2014.
163 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q3 2014.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.