Next Financial Group’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Next Financial Group’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$1.34M	Buy	14,901 +8,695	+140%	+$745K	0.09%	253
2021 Q3	$630K	Buy	6,206 +13	+0.2%	+$1.12K	0.05%	383
2021 Q2	$619K	Sell	6,193 -392	-6%	-$33.1K	0.05%	384
2021 Q1	$626K	Sell	6,585 -768	-10%	-$66.4K	0.06%	351
2020 Q4	$609K	Buy	7,353 +1,325	+22%	+$100K	0.06%	322
2020 Q3	$415K	Buy	+6,028	New	+$400K	0.04%	379
2020 Q2	–	Sell	-3,422	Closed	-$164K	–	863
2020 Q1	$164K	Buy	3,422 +461	+16%	+$25.1K	0.02%	603
2019 Q4	$165K	Sell	2,961 -526	-15%	-$28.3K	0.02%	760
2019 Q3	$183K	Sell	3,487 -1,136	-25%	-$60.2K	0.02%	709
2019 Q2	$245K	Buy	4,623 +2,562	+124%	+$134K	0.03%	585
2019 Q1	$108K	Sell	2,061 -1,089	-35%	-$55.2K	0.03%	512
2018 Q4	$147K	Buy	+3,150	New	+$158K	0.03%	470
2018 Q3	–	Sell	-7,251	Closed	-$384K	–	1469
2018 Q2	$384K	Sell	7,251 -2,336	-24%	-$123K	0.15%	166
2018 Q1	$495K	Buy	9,587 +3,792	+65%	+$198K	0.1%	213
2017 Q4	$293K	Sell	5,795 -770	-12%	-$39.6K	0.13%	191
2017 Q3	$338K	Sell	6,565 -1,224	-16%	-$62K	0.09%	221
2017 Q2	$386K	Buy	7,789 +224	+3%	+$11K	0.09%	223
2017 Q1	$369K	Buy	7,565 +900	+14%	+$42.6K	0.1%	203
2016 Q4	$304K	Sell	6,665 -2,175	-25%	-$99.3K	0.05%	350
2016 Q3	$410K	Sell	8,840 -330	-4%	-$15.1K	0.07%	280
2016 Q2	$402K	Buy	9,170 +250	+3%	+$10.8K	0.13%	172
2016 Q1	$385K	Buy	8,920 +2,300	+35%	+$95.2K	0.14%	160
2015 Q4	$286K	Sell	6,620 -4,156	-39%	-$190K	0.11%	192
2015 Q3	$481K	Sell	10,776 -848	-7%	-$39.3K	0.17%	135
2015 Q2	$552K	Buy	11,624 +2,541	+28%	+$123K	0.19%	121
2015 Q1	$433K	Buy	9,083 +2,257	+33%	+$107K	0.14%	159
2014 Q4	$320K	Sell	6,826 -1,923	-22%	-$94.1K	0.11%	211
2014 Q3	$434K	Buy	8,749 +8,522	+3,754%	+$429K	0.09%	260
2014 Q2	$11K	Buy	+227	New	+$11.1K	0.01%	761

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

HCM

Howard Capital Management Roswell, Georgia $6.11B AUM 33.56% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Next Financial Group's CWB Position: Q4 2021 in Review

Next Financial Group increased its State Street SPDR Bloomberg Convertible Securities ETF (CWB) stake by 140% in Q4 2021, buying an estimated $745K and bringing the position to 14,901 shares worth $1.34M. The position accounts for 0.09% of the portfolio, ranked #253.

Next Financial Group first reported a position in CWB in Q2 2014 and has held it in 29 quarters since. 521 funds tracked by Wall St. Rank hold CWB as of Q4 2021.

Next Financial Group held 14,901 shares of State Street SPDR Bloomberg Convertible Securities ETF worth $1.34M as of Q4 2021.
Next Financial Group bought 8,695 State Street SPDR Bloomberg Convertible Securities ETF shares in Q4 2021, an estimated $745K.
State Street SPDR Bloomberg Convertible Securities ETF made up 0.09% of Next Financial Group's portfolio in Q4 2021, its #253 holding.
Next Financial Group first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q2 2014 and has held it in 29 quarters since.
521 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.