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Axos Financial
AX

152 hedge funds and large institutions have $777M invested in Axos Financial in 2014 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 50 increasing their positions, 59 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $725M → $777M (+$52.4M)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

12% less funds holding

Funds holding: 172 → 152 (-20)

15% less repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 59

35% less call options, than puts

Call options by funds: $19.3M | Put options by funds: $29.9M

59% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 34

Holders
152
Holders Change
-20
Holders Change %
-11.63%
% of All Funds
4.41%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
14
Increased
50
Reduced
59
Closed
34
Calls
$19.3M
Puts
$29.9M
Net Calls
-$10.6M
Net Calls Change
-$2.44M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$60.7M
2
TCM
TimesSquare Capital Management
New York
+$35.2M
3
PM
Pembroke Management
Quebec, Canada
+$11.5M
4
SFM
Systematic Financial Management
New Jersey
+$11.3M
5
Alyeska Investment Group
Alyeska Investment Group
Illinois
+$8.68M

Top Sellers

1
GGHC
Gilder Gagnon Howe & Co
New York
-$15.4M
2
Renaissance Technologies
Renaissance Technologies
New York
-$13.8M
3
Two Sigma Investments
Two Sigma Investments
New York
-$7.67M
4
TCP
TAMRO Capital Partners
Virginia
-$5.21M
5
Millennium Management
Millennium Management
New York
-$4.89M
Name Holding Trade Value Shares
Change 		Change in
Stake
GAM
151
Gemmer Asset Management
California
$1K – – –
Manulife (Manufacturers Life Insurance)
152
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$671 +$19K +1,008 +3%
Two Sigma Investments
153
Two Sigma Investments
New York
– -$7.67M -417,312 Closed
Millennium Management
154
Millennium Management
New York
– -$4.89M -266,348 Closed
D.E. Shaw & Co
155
D.E. Shaw & Co
New York
– -$3.72M -197,176 Closed
NCCM
156
Nine Chapters Capital Management
New Jersey
– -$3.18M -173,200 Closed
Two Sigma Advisers
157
Two Sigma Advisers
New York
– -$2.55M -134,964 Closed
HCM
158
Highbridge Capital Management
New York
– -$2.24M -118,868 Closed
HI
159
HBK Investments
Texas
– -$2.17M -118,388 Closed
CA
160
Continental Advisors
Utah
– -$2.17M -118,000 Closed
ARTA
161
A.R.T. Advisors
New York
– -$2.15M -117,144 Closed
SCM
162
Stevens Capital Management
Pennsylvania
– -$1.2M -65,132 Closed
AL
163
Airain Ltd
Guernsey
– -$1.09M -59,208 Closed
Marshall Wace
164
Marshall Wace
United Kingdom
– -$914K -49,748 Closed
Robeco Institutional Asset Management
165
Robeco Institutional Asset Management
Netherlands
– -$823K -44,800 Closed
GF
166
Gerstein Fisher
New York
– -$786K -42,820 Closed
HT
167
HAP Trading
New York
– -$770K -41,940 Closed
IIA
168
IPG Investment Advisors
California
– -$558K -30,400 Closed
EMG
169
Ellington Management Group
Connecticut
– -$551K -30,000 Closed
Nomura Holdings
170
Nomura Holdings
Japan
– -$538K -29,212 Closed
Jacobs Levy Equity Management
171
Jacobs Levy Equity Management
New Jersey
– -$536K -29,160 Closed
GCP
172
GSA Capital Partners
United Kingdom
– -$468K -25,480 Closed
GT
173
Glenmede Trust
Pennsylvania
– -$365K -19,888 Closed
CHAM
174
Clear Harbor Asset Management
Connecticut
– -$364K -19,840 Closed
OCM
175
Otter Creek Management
Florida
– -$360K -19,600 Closed
4 5 6
7
8

AX Hedge Fund Activity: Q3 2014 in Review

152 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q3 2014, worth a combined $777M — up 7.2% from $725M a quarter earlier.

Sellers outnumbered buyers: 34 funds closed out of AX and 14 opened new positions — a net loss of 20 holders — while 59 trimmed existing stakes and 50 added.

The largest buyer was Fidelity Investments, adding an estimated $60.7M. The largest seller was Gilder Gagnon Howe & Co, cutting an estimated $15.4M.

  • 152 institutional investors held Axos Financial (AX) as of Q3 2014, down from 172 in Q2 2014.
  • Funds reported $777M of Axos Financial stock for Q3 2014, up 7.2% quarter-over-quarter.
  • 14 funds opened new Axos Financial positions in Q3 2014 and 34 closed out, a net change of -20 holders.
  • The largest Axos Financial buyer in Q3 2014 was Fidelity Investments, an estimated $60.7M added.
  • The largest Axos Financial seller in Q3 2014 was Gilder Gagnon Howe & Co, an estimated $15.4M sold.

Based on aggregated 13F filings for Q3 2014.