A.R.T. Advisors’s Axos Financial AX Stock Holding History

A.R.T. Advisors’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-47,544	Closed	-$1.31M	–	1328
2019 Q3	$1.31M	Buy	47,544 +28,900	+155%	+$778K	0.07%	423
2019 Q2	$508K	Buy	+18,644	New	+$549K	0.03%	739
2018 Q3	–	Sell	-6,042	Closed	-$247K	–	1395
2018 Q2	$247K	Buy	+6,042	New	+$251K	0.01%	1173
2016 Q1	–	Sell	-20,069	Closed	-$422K	–	1352
2015 Q4	$422K	Buy	+20,069	New	+$473K	0.02%	934
2015 Q1	–	Sell	-57,600	Closed	-$1.12M	–	1421
2014 Q4	$1.12M	Buy	+57,600	New	+$1.08M	0.04%	605
2014 Q3	–	Sell	-117,144	Closed	-$2.15M	–	1302
2014 Q2	$2.15M	Buy	117,144 +62,484	+114%	+$1.23M	0.11%	265
2014 Q1	$1.17M	Buy	54,660 +41,324	+310%	+$888K	0.06%	440
2013 Q4	$261K	Sell	13,336 -30,304	-69%	-$545K	0.01%	1018
2013 Q3	$708K	Buy	+43,640	New	+$650K	0.04%	633

Other funds holding AX

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

EIP

Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RHJA

Rice Hall James & Associates San Diego, California $1.8B AUM 36.16% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

A.R.T. Advisors's AX Position: Q4 2019 in Review

A.R.T. Advisors sold out of Axos Financial (AX) in Q4 2019, closing a stake of 47,544 shares — an estimated $1.31M sold.

A.R.T. Advisors first reported a position in AX in Q3 2013 and held it in 9 quarters. The position peaked at $2.15M in Q2 2014. 224 funds tracked by Wall St. Rank hold AX as of Q4 2019.

A.R.T. Advisors reported no remaining Axos Financial position as of Q4 2019 after selling out during the quarter.
A.R.T. Advisors sold 47,544 Axos Financial shares in Q4 2019, an estimated $1.31M.
A.R.T. Advisors first reported a position in Axos Financial in Q3 2013 and held it in 9 quarters.
A.R.T. Advisors's Axos Financial position peaked at $2.15M in Q2 2014.
224 funds tracked by Wall St. Rank held Axos Financial as of Q4 2019.

Based on A.R.T. Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.