Clear Harbor Asset Management’s Axos Financial AX Stock Holding History

Clear Harbor Asset Management’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-19,840	Closed	-$364K	–	218
2014 Q2	$364K	Hold	19,840	–	–	0.08%	152
2014 Q1	$425K	Sell	19,840 -3,520	-15%	-$75.6K	0.1%	148
2013 Q4	$458K	Hold	23,360	–	–	0.12%	121
2013 Q3	$379K	Sell	23,360 -25,200	-52%	-$375K	0.1%	123
2013 Q2	$556K	Buy	+48,560	New	+$505K	0.16%	96

Other funds holding AX

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $774M AUM 40.73% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Weatherbie Capital Boston, Massachusetts $797M AUM 23.31% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

TCM

TimesSquare Capital Management New York $6.8B AUM 45.85% 1-Year Est. Return

TCP

TAMRO Capital Partners Alexandria, Virginia $369M AUM 1.2% 1-Year Est. Return

Clear Harbor Asset Management's AX Position: Q3 2014 in Review

Clear Harbor Asset Management sold out of Axos Financial (AX) in Q3 2014, closing a stake of 19,840 shares — an estimated $364K sold.

Clear Harbor Asset Management first reported a position in AX in Q2 2013 and held it in 5 quarters. The position peaked at $556K in Q2 2013. 152 funds tracked by Wall St. Rank hold AX as of Q3 2014.

Clear Harbor Asset Management reported no remaining Axos Financial position as of Q3 2014 after selling out during the quarter.
Clear Harbor Asset Management sold 19,840 Axos Financial shares in Q3 2014, an estimated $364K.
Clear Harbor Asset Management first reported a position in Axos Financial in Q2 2013 and held it in 5 quarters.
Clear Harbor Asset Management's Axos Financial position peaked at $556K in Q2 2013.
152 funds tracked by Wall St. Rank held Axos Financial as of Q3 2014.

Based on Clear Harbor Asset Management's 13F filing for Q3 2014, filed 22 Oct 2014.