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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$459M
AUM Growth
+$19.5M
Cap. Flow
+$4.62M
Cap. Flow %
1.01%
Top 10 Hldgs %
30.63%
Holding
348
New
43
Increased
20
Reduced
36
Closed
59

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$15.8M
2
PMT
PennyMac Mortgage Investment
PMT
+$9.93M
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$9.01M
4
SLRC icon
SLR Investment Corp
SLRC
+$7.64M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$6.45M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.78M
2
STWD icon
Starwood Property Trust
STWD
+$6.19M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$5.68M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$5.57M
5
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$5.09M

Sector Composition

Rank Sector Weight
1 Financials 28.35%
2 Real Estate 26.63%
3 Communication Services 5.39%
4 Technology 2.15%
5 Industrials 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEU icon
201
NewMarket
NEU
$8.59B
$258K 0.06%
600
– –
NKE icon
202
Nike
NKE
$60.1B
$258K 0.06%
4,900
– –
PSX icon
203
Phillips 66
PSX
$90B
$258K 0.06%
3,200
– –
PANW icon
204
Palo Alto Networks
PANW
$315B
$255K 0.06%
+9,600
New +$219K
DBAW icon
205
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$305M
$254K 0.06%
11,000
– –
EEMV icon
206
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.6B
$254K 0.06%
4,700
– –
ESRX
207
DELISTED
Express Scripts Holding Company
ESRX
$254K 0.06%
3,600
– –
AGN
208
DELISTED
Allergan plc
AGN
$253K 0.06%
1,100
– –
IEMG icon
209
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$251K 0.05%
5,500
– –
ADEA icon
210
Adeia
ADEA
$3.1B
$250K 0.05%
+24,570
New +$216K
TOK icon
211
iShares MSCI Kokusai Fund
TOK
$257M
$250K 0.05%
4,600
– –
STRZA
212
DELISTED
Starz - Series A
STRZA
$250K 0.05%
8,000
– –
BRKR icon
213
Bruker
BRKR
$9.03B
$249K 0.05%
11,000
– –
FMX icon
214
Fomento Económico Mexicano
FMX
$40B
$249K 0.05%
2,700
– –
NOAH
215
Noah Holdings
NOAH
$588M
$248K 0.05%
9,500
– –
INDA icon
216
iShares MSCI India ETF
INDA
$6.58B
$247K 0.05%
8,400
– –
CRTO icon
217
Criteo S.A. Ordinary Shares
CRTO
$872M
$246K 0.05%
7,000
– –
EIS icon
218
iShares MSCI Israel ETF
EIS
$899M
$245K 0.05%
5,100
– –
LSXMA
219
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$245K 0.05%
9,966
– –
ORCL icon
220
Oracle
ORCL
$442B
$244K 0.05%
6,200
– –
CHUBA
221
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$244K 0.05%
+15,463
New +$219K
DHR icon
222
Danaher
DHR
$145B
$243K 0.05%
3,497
-1,115
-24% -$79K
VLRS
223
Controladora Vuela Compania de Aviacion
VLRS
$906M
$243K 0.05%
14,000
– –
YAO
224
DELISTED
Invesco China All-Cap ETF
YAO
$243K 0.05%
9,000
– –
AWH
225
DELISTED
Allied World Assurance Co Hld Lt
AWH
$243K 0.05%
6,000
– –
7 8
9
10 11

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Yorktown Management & Research Company's Q3 2016 Portfolio in Review

As of Q3 2016, Yorktown Management & Research Company held 348 positions worth $459M, up 4.4% from $440M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Yorktown Management & Research Company's Q3 2016 filing shows 43 new, 20 increased, 36 reduced and 59 closed positions. Its largest new stake was PhenixFIN: 20,012 shares worth $3.05M. The largest sale was iShares Preferred and Income Securities ETF, an estimated $6.78M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 23% a quarter earlier, followed by Real Estate and Communication Services.

  • Yorktown Management & Research Company's largest Q3 2016 buy was PhenixFIN: 20,012 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Ares Capital in Q3 2016, an estimated $15.8M increase.
  • Yorktown Management & Research Company's biggest Q3 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.78M.
  • Yorktown Management & Research Company fully exited First Eagle Alternative Capital BDC, Inc. Common Stock in Q3 2016, selling an estimated $5.68M.
  • Yorktown Management & Research Company's ten largest holdings make up 31% of its $459M portfolio in Q3 2016.
  • Yorktown Management & Research Company opened 43 new positions and closed 59 in Q3 2016.
  • Yorktown Management & Research Company's portfolio value rose 4.4% quarter-over-quarter to $459M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2016, filed 31 Oct 2016.