Yorktown Management & Research Company’s Invesco China All-Cap ETF YAO Stock Holding History

Yorktown Management & Research Company’s Portfolio YAO Stock Details YAO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-9,000	Closed	-$219K	–	380
2016 Q4	$219K	Hold	9,000	–	–	0.06%	324
2016 Q3	$243K	Hold	9,000	–	–	0.05%	224
2016 Q2	$213K	Hold	9,000	–	–	0.05%	264
2016 Q1	$212K	Hold	9,000	–	–	0.04%	317
2015 Q4	$225K	Hold	9,000	–	–	0.04%	344
2015 Q3	$214K	Hold	9,000	–	–	0.04%	401
2015 Q2	$280K	Hold	9,000	–	–	0.05%	298
2015 Q1	$263K	Hold	9,000	–	–	0.05%	300
2014 Q4	$249K	Hold	9,000	–	–	0.05%	296
2014 Q3	$242K	Buy	9,000 +1,400	+18%	+$39.4K	0.05%	310
2014 Q2	$201K	Buy	+7,600	New	+$192K	0.04%	451
2014 Q1	–	Sell	-7,600	Closed	-$207K	–	482
2013 Q4	$207K	Buy	+7,600	New	+$206K	0.04%	384

Other funds holding YAO

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

TCM

Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Yorktown Management & Research Company's YAO Position: Q1 2017 in Review

Yorktown Management & Research Company sold out of Invesco China All-Cap ETF (YAO) in Q1 2017, closing a stake of 9,000 shares — an estimated $219K sold.

Yorktown Management & Research Company first reported a position in YAO in Q4 2013 and held it in 12 quarters. The position peaked at $280K in Q2 2015. 10 funds tracked by Wall St. Rank hold YAO as of Q1 2017.

Yorktown Management & Research Company reported no remaining Invesco China All-Cap ETF position as of Q1 2017 after selling out during the quarter.
Yorktown Management & Research Company sold 9,000 Invesco China All-Cap ETF shares in Q1 2017, an estimated $219K.
Yorktown Management & Research Company first reported a position in Invesco China All-Cap ETF in Q4 2013 and held it in 12 quarters.
Yorktown Management & Research Company's Invesco China All-Cap ETF position peaked at $280K in Q2 2015.
10 funds tracked by Wall St. Rank held Invesco China All-Cap ETF as of Q1 2017.

Based on Yorktown Management & Research Company's 13F filing for Q1 2017, filed 4 May 2017.