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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$459M
AUM Growth
+$19.5M
Cap. Flow
+$4.62M
Cap. Flow %
1.01%
Top 10 Hldgs %
30.63%
Holding
348
New
43
Increased
20
Reduced
36
Closed
59

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$15.8M
2
PMT
PennyMac Mortgage Investment
PMT
+$9.93M
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$9.01M
4
SLRC icon
SLR Investment Corp
SLRC
+$7.64M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$6.45M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.78M
2
STWD icon
Starwood Property Trust
STWD
+$6.19M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$5.68M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$5.57M
5
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$5.09M

Sector Composition

Rank Sector Weight
1 Financials 28.35%
2 Real Estate 26.63%
3 Communication Services 5.39%
4 Technology 2.15%
5 Industrials 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSZ icon
176
First Trust Switzerland AlphaDEX Fund
FSZ
$37.3M
$288K 0.06%
7,000
– –
PTC icon
177
PTC
PTC
$16.1B
$288K 0.06%
6,500
– –
SCZ icon
178
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$288K 0.06%
5,500
– –
G icon
179
Genpact
G
$5.7B
$287K 0.06%
12,000
– –
COL
180
DELISTED
Rockwell Collins
COL
$287K 0.06%
3,400
– –
CHUBK
181
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$285K 0.06%
+17,927
New +$253K
AAPL icon
182
Apple
AAPL
$4.41T
$283K 0.06%
10,000
– –
MRK icon
183
Merck
MRK
$328B
$281K 0.06%
4,716
– –
REGN icon
184
Regeneron Pharmaceuticals
REGN
$82.2B
$281K 0.06%
700
– –
ORLY icon
185
O'Reilly Automotive
ORLY
$74.5B
$280K 0.06%
15,000
– –
AYR
186
DELISTED
Aircastle Ltd
AYR
$278K 0.06%
14,000
– –
STLD icon
187
Steel Dynamics
STLD
$37.7B
$277K 0.06%
11,100
– –
DLS icon
188
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$276K 0.06%
4,500
– –
AXS icon
189
AXIS Capital
AXS
$7.26B
$272K 0.06%
5,000
– –
MCO icon
190
Moody's
MCO
$82.8B
$271K 0.06%
2,500
– –
PPG icon
191
PPG Industries
PPG
$25.5B
$269K 0.06%
2,600
– –
TSCO icon
192
Tractor Supply
TSCO
$19B
$269K 0.06%
20,000
– –
ALV icon
193
Autoliv
ALV
$8.85B
$267K 0.06%
3,470
– –
FEP icon
194
First Trust Europe AlphaDEX Fund
FEP
$533M
$266K 0.06%
9,000
– –
IT icon
195
Gartner
IT
$11.3B
$265K 0.06%
3,000
– –
CCU icon
196
Compañía de Cervecerías Unidas
CCU
$2.15B
$262K 0.06%
13,000
– –
CVX icon
197
Chevron
CVX
$386B
$262K 0.06%
2,550
– –
HXL icon
198
Hexcel
HXL
$7.74B
$261K 0.06%
5,900
– –
LOW icon
199
Lowe's Companies
LOW
$121B
$260K 0.06%
3,600
– –
EVR icon
200
Evercore
EVR
$11.5B
$258K 0.06%
5,000
– –
6 7
8
9 10

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Yorktown Management & Research Company's Q3 2016 Portfolio in Review

As of Q3 2016, Yorktown Management & Research Company held 348 positions worth $459M, up 4.4% from $440M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Yorktown Management & Research Company's Q3 2016 filing shows 43 new, 20 increased, 36 reduced and 59 closed positions. Its largest new stake was PhenixFIN: 20,012 shares worth $3.05M. The largest sale was iShares Preferred and Income Securities ETF, an estimated $6.78M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 23% a quarter earlier, followed by Real Estate and Communication Services.

  • Yorktown Management & Research Company's largest Q3 2016 buy was PhenixFIN: 20,012 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Ares Capital in Q3 2016, an estimated $15.8M increase.
  • Yorktown Management & Research Company's biggest Q3 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.78M.
  • Yorktown Management & Research Company fully exited First Eagle Alternative Capital BDC, Inc. Common Stock in Q3 2016, selling an estimated $5.68M.
  • Yorktown Management & Research Company's ten largest holdings make up 31% of its $459M portfolio in Q3 2016.
  • Yorktown Management & Research Company opened 43 new positions and closed 59 in Q3 2016.
  • Yorktown Management & Research Company's portfolio value rose 4.4% quarter-over-quarter to $459M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2016, filed 31 Oct 2016.