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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$384M
AUM Growth
-$10.8M
Cap. Flow
-$29.4M
Cap. Flow %
-7.66%
Top 10 Hldgs %
38.56%
Holding
385
New
22
Increased
20
Reduced
21
Closed
44

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$5.37M
2
LADR
Ladder Capital
LADR
+$3.03M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.97M
4
RITM icon
Rithm Capital
RITM
+$1.8M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$1.69M

Top Sells

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$8.71M
2
TSLX icon
Sixth Street Specialty
TSLX
+$5.79M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$4.71M
4
GSBD icon
Goldman Sachs BDC
GSBD
+$4.13M
5
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$3.87M

Sector Composition

Rank Sector Weight
1 Financials 35.06%
2 Real Estate 18.15%
3 Communication Services 5.86%
4 Technology 4.96%
5 Industrials 4.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
51
Wells Fargo
WFC
$264B
$1.5M 0.39%
27,000
– –
CCL icon
52
Carnival Corporation Ltd
CCL
$38B
$1.44M 0.38%
24,500
– –
BAC icon
53
Bank of America
BAC
$448B
$1.44M 0.38%
61,000
– –
BGB
54
Blackstone Strategic Credit 2027 Term Fund
BGB
$507M
$1.43M 0.37%
90,000
+25,000
+38% +$395K
RDS.A
55
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.42M 0.37%
+27,461
New +$1.43M
MET icon
56
MetLife
MET
$61.5B
$1.42M 0.37%
30,070
+5,835
+24% +$278K
HON icon
57
Honeywell
HON
$72.9B
$1.41M 0.37%
12,509
– –
MSFT icon
58
Microsoft
MSFT
$3.74T
$1.4M 0.36%
21,200
– –
SWKS icon
59
Skyworks Solutions
SWKS
$10.3B
$1.37M 0.36%
14,000
– –
CVX icon
60
Chevron
CVX
$386B
$1.35M 0.35%
12,550
– –
FDX icon
61
FedEx
FDX
$76.3B
$1.33M 0.35%
6,800
– –
AIF
62
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.32M 0.34%
80,000
+20,000
+33% +$319K
VTA
63
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.31M 0.34%
107,164
-312,836
-74% -$3.87M
LNC icon
64
Lincoln National
LNC
$8.51B
$1.31M 0.34%
20,000
+3,500
+21% +$239K
JNJ icon
65
Johnson & Johnson
JNJ
$626B
$1.29M 0.34%
10,400
– –
PFE icon
66
Pfizer
PFE
$152B
$1.25M 0.32%
38,366
– –
NSL
67
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1.25M 0.32%
183,429
-89,134
-33% -$620K
LUV icon
68
Southwest Airlines
LUV
$22.3B
$1.24M 0.32%
23,000
– –
SLB icon
69
SLB Ltd
SLB
$79.7B
$1.23M 0.32%
15,800
– –
MINC
70
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$1.22M 0.32%
25,000
– –
HNW
71
DELISTED
Pioneer Diversified High Income Fund
HNW
$1.21M 0.32%
75,000
– –
DIS icon
72
Walt Disney
DIS
$179B
$1.21M 0.32%
10,700
– –
SCHM icon
73
Schwab US Mid-Cap ETF
SCHM
$15.1B
$1.18M 0.31%
75,000
+30,000
+67% +$468K
MCD icon
74
McDonald's
MCD
$194B
$1.17M 0.3%
9,000
– –
MON
75
DELISTED
Monsanto Co
MON
$1.13M 0.3%
10,000
– –
1 2
3
4 5

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Yorktown Management & Research Company's Q1 2017 Portfolio in Review

As of Q1 2017, Yorktown Management & Research Company held 385 positions worth $384M, down 2.7% from $394M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Yorktown Management & Research Company withdrew a net $29.4M in Q1 2017, closing 44 positions and reducing 21 holdings. Its most notable exit was State Street DoubleLine Total Return Tactical ETF, an estimated $8.71M position sold in full.

By sector, the portfolio is most concentrated in Financials at 35% of assets, down from 36% a quarter earlier, followed by Real Estate and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in Barings BDC worth $5.34M.

  • Yorktown Management & Research Company's largest Q1 2017 buy was Barings BDC: 280,000 shares worth $5.34M.
  • Yorktown Management & Research Company added most to Ladder Capital in Q1 2017, an estimated $3.03M increase.
  • Yorktown Management & Research Company's biggest Q1 2017 reduction was Sixth Street Specialty, cutting an estimated $5.79M.
  • Yorktown Management & Research Company fully exited State Street DoubleLine Total Return Tactical ETF in Q1 2017, selling an estimated $8.71M.
  • Yorktown Management & Research Company's ten largest holdings make up 39% of its $384M portfolio in Q1 2017.
  • Yorktown Management & Research Company opened 22 new positions and closed 44 in Q1 2017.
  • Yorktown Management & Research Company's portfolio value fell 2.7% quarter-over-quarter to $384M.

Based on Yorktown Management & Research Company's 13F filing for Q1 2017, filed 4 May 2017.