We are live on ! Find out more
YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+2.72%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$515M
AUM Growth
-$49.6M
Cap. Flow
-$59.5M
Cap. Flow %
-11.54%
Top 10 Hldgs %
17.24%
Holding
433
New
45
Increased
35
Reduced
44
Closed
73

Top Buys

Rank Stock Value
1
PGX icon
Invesco Preferred ETF
PGX
+$6.63M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$5.55M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.47M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$3.31M
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$3.09M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$5M
2
RITM icon
Rithm Capital
RITM
+$4.99M
3
NLY icon
Annaly Capital Management
NLY
+$3.63M
4
ABBV icon
AbbVie
ABBV
+$3.37M
5
RGC
Regal Entertainment Group
RGC
+$3.21M

Sector Composition

Rank Sector Weight
1 Real Estate 21.69%
2 Financials 19.99%
3 Communication Services 4.43%
4 Utilities 3.3%
5 Industrials 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSU icon
51
BlackRock Debt Strategies Fund
DSU
$599M
$3.47M 0.67%
333,333
+86,666
+35% +$861K
NMA
52
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$3.37M 0.65%
+235,000
New +$3.31M
BTZ icon
53
BlackRock Credit Allocation Income Trust
BTZ
$956M
$3.19M 0.62%
255,000
– –
NMO
54
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$3.13M 0.61%
+220,000
New +$3.09M
HYI
55
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$3.07M 0.6%
220,000
+5,000
+2% +$67.6K
PHD
56
DELISTED
Pioneer Floating Rate Fund
PHD
$2.88M 0.56%
257,851
+81,351
+46% +$861K
NZF icon
57
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$2.88M 0.56%
+192,200
New +$2.81M
HYB
58
DELISTED
New America High Income Fund, Inc.
HYB
$2.87M 0.56%
355,000
– –
HIO
59
Western Asset High Income Opportunity Fund
HIO
$340M
$2.86M 0.56%
610,000
– –
NQI
60
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$2.85M 0.55%
+200,000
New +$2.78M
AFT
61
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2.81M 0.55%
185,000
+115,000
+164% +$1.67M
EAD
62
Allspring Income Opportunities Fund
EAD
$379M
$2.8M 0.54%
370,000
– –
KMM
63
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$2.75M 0.53%
346,899
– –
EVF
64
Eaton Vance Senior Income Trust
EVF
$91.2M
$2.75M 0.53%
475,000
– –
VVR icon
65
Invesco Senior Income Trust
VVR
$457M
$2.75M 0.53%
680,000
+310,000
+84% +$1.2M
DRA
66
DELISTED
Diversified Real Asset Income Fd
DRA
$2.67M 0.52%
169,068
– –
VKQ icon
67
Invesco Municipal Trust
VKQ
$545M
$2.66M 0.52%
+200,000
New +$2.61M
NSL
68
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2.66M 0.52%
451,000
– –
IQI icon
69
Invesco Quality Municipal Securities
IQI
$538M
$2.65M 0.51%
+200,000
New +$2.59M
NEE icon
70
NextEra Energy
NEE
$179B
$2.52M 0.49%
85,200
-21,200
-20% -$595K
MTGE
71
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$2.5M 0.48%
+170,000
New +$2.32M
JTP
72
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$2.45M 0.48%
295,000
+60,000
+26% +$491K
D icon
73
Dominion Energy
D
$59.8B
$2.44M 0.47%
+32,500
New +$2.3M
DTE icon
74
DTE Energy
DTE
$28.9B
$2.4M 0.47%
31,138
-5,875
-16% -$424K
NXZ
75
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$2.38M 0.46%
+160,000
New +$2.32M
1 2
3
4 5

Similar funds

OFM
Omega Fund Management Boston, Massachusetts $163M AUM 107.06% 1-Year Est. Return
TCGDR
TB Capital Gestao de Recursos Rio De Janeiro $163M AUM 20.86% 1-Year Est. Return
PCR
Potrero Capital Research San Francisco, California $163M AUM 79.02% 1-Year Est. Return
IVGAI
Index Venture Growth Associates IV St. Helier, Jersey $163M AUM 54.88% 1-Year Est. Return
CC
Cannell Capital Alta, Wyoming $163M AUM 40.62% 1-Year Est. Return
PWAM
Papamarkou Wellner Asset Management New York $164M AUM 25.23% 1-Year Est. Return
CWR
Chico Wealth RIA Chico, California $164M AUM 24.86% 1-Year Est. Return
CWMGO
Capstone Wealth Management Group (Oregon) Bend, Oregon $163M AUM 31.61% 1-Year Est. Return

Yorktown Management & Research Company's Q1 2016 Portfolio in Review

As of Q1 2016, Yorktown Management & Research Company held 433 positions worth $515M, down 8.8% from $565M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Yorktown Management & Research Company withdrew a net $59.5M in Q1 2016, closing 73 positions and reducing 44 holdings. Its most notable exit was AbbVie, an estimated $3.37M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 22% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in Invesco Preferred ETF worth $6.71M.

  • Yorktown Management & Research Company's largest Q1 2016 buy was Invesco Preferred ETF: 450,000 shares worth $6.71M.
  • Yorktown Management & Research Company added most to iShares Preferred and Income Securities ETF in Q1 2016, an estimated $5.47M increase.
  • Yorktown Management & Research Company's biggest Q1 2016 reduction was TotalEnergies, cutting an estimated $5M.
  • Yorktown Management & Research Company fully exited AbbVie in Q1 2016, selling an estimated $3.37M.
  • Yorktown Management & Research Company's ten largest holdings make up 17% of its $515M portfolio in Q1 2016.
  • Yorktown Management & Research Company opened 45 new positions and closed 73 in Q1 2016.
  • Yorktown Management & Research Company's portfolio value fell 8.8% quarter-over-quarter to $515M.

Based on Yorktown Management & Research Company's 13F filing for Q1 2016, filed 5 May 2016.