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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$467M
AUM Growth
-$7M
Cap. Flow
-$12M
Cap. Flow %
-2.56%
Top 10 Hldgs %
29.53%
Holding
407
New
79
Increased
33
Reduced
43
Closed
40

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$6.77M
2
MFIC icon
MidCap Financial Investment
MFIC
+$4.68M
3
MRCC
Monroe Capital Corp
MRCC
+$3.72M
4
GARS
Garrison Capital Inc.
GARS
+$3.13M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$13.8M
3
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$3.59M
4
RSO
Resource Capital Corp.
RSO
+$3.36M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.12M

Sector Composition

Rank Sector Weight
1 Financials 32.94%
2 Real Estate 13.08%
3 Industrials 7.48%
4 Energy 3.48%
5 Technology 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAX
51
abrdn Asia-Pacific Income Fund
FAX
$601M
$1.96M 0.42%
53,833
– –
FULL
52
DELISTED
Full Circle Capital Corporation
FULL
$1.95M 0.42%
228,000
– –
MXIM
53
DELISTED
Maxim Integrated Products
MXIM
$1.8M 0.39%
60,500
+53,000
+707% +$1.51M
D icon
54
Dominion Energy
D
$60B
$1.71M 0.37%
27,400
-10,000
-27% -$593K
VNR
55
DELISTED
Vanguard Natural Resources, LLC
VNR
$1.7M 0.36%
60,700
+20,000
+49% +$548K
HSBC icon
56
HSBC
HSBC
$357B
$1.63M 0.35%
+34,817
New +$1.65M
BBDC icon
57
Barings BDC
BBDC
$965M
$1.61M 0.35%
55,000
-35,000
-39% -$1.02M
BBEP
58
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$1.6M 0.34%
87,500
+33,000
+61% +$587K
ISIL
59
DELISTED
Intersil Corp
ISIL
$1.58M 0.34%
141,200
– –
LMT icon
60
Lockheed Martin
LMT
$138B
$1.57M 0.34%
12,300
+9,200
+297% +$1.12M
DD icon
61
DuPont de Nemours
DD
$19.5B
$1.5M 0.32%
15,400
– –
SRC
62
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$1.5M 0.32%
36,381
-41,097
-53% -$1.69M
TTE icon
63
TotalEnergies
TTE
$194B
$1.39M 0.3%
15,203,418,451
– –
SWY
64
DELISTED
SAFEWAY INC
SWY
$1.38M 0.3%
48,254
– –
OHAI
65
DELISTED
OHA Investment Corporation
OHAI
$1.36M 0.29%
183,393
-20,000
-10% -$135K
MRK icon
66
Merck
MRK
$326B
$1.34M 0.29%
29,554
– –
LAZ icon
67
Lazard
LAZ
$4.28B
$1.33M 0.29%
37,000
+30,500
+469% +$1.08M
E icon
68
ENI
E
$80.1B
$1.31M 0.28%
28,500
– –
RAI
69
DELISTED
Reynolds American Inc
RAI
$1.29M 0.28%
53,000
+20,000
+61% +$496K
BP icon
70
BP
BP
$110B
$1.29M 0.28%
37,410
+28,852
+337% +$990K
RAS
71
DELISTED
RAIT Financial Trust
RAS
$1.27M 0.27%
180,000
-220,000
-55% -$1.56M
MO icon
72
Altria Group
MO
$108B
$1.26M 0.27%
36,800
+28,300
+333% +$997K
OLP
73
One Liberty Properties
OLP
$524M
$1.26M 0.27%
62,077
-29,300
-32% -$657K
WYNN icon
74
Wynn Resorts
WYNN
$10.7B
$1.23M 0.26%
+7,800
New +$1.09M
DOC
75
DELISTED
PHYSICIANS REALTY TRUST
DOC
$1.21M 0.26%
+100,000
New +$1.17M
1 2
3
4 5

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Yorktown Management & Research Company's Q3 2013 Portfolio in Review

As of Q3 2013, Yorktown Management & Research Company held 407 positions worth $467M, down 1.5% from $474M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Yorktown Management & Research Company's Q3 2013 filing shows 79 new, 33 increased, 43 reduced and 40 closed positions. Its largest new stake was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M. The largest sale was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $19.9M.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 26% a quarter earlier, followed by Real Estate and Industrials.

  • Yorktown Management & Research Company's largest Q3 2013 buy was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M.
  • Yorktown Management & Research Company added most to Prospect Capital in Q3 2013, an estimated $6.77M increase.
  • Yorktown Management & Research Company's biggest Q3 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $19.9M.
  • Yorktown Management & Research Company fully exited MTGE Investment Corp. Common Stock in Q3 2013, selling an estimated $3.12M.
  • Yorktown Management & Research Company's ten largest holdings make up 30% of its $467M portfolio in Q3 2013.
  • Yorktown Management & Research Company opened 79 new positions and closed 40 in Q3 2013.
  • Yorktown Management & Research Company's portfolio value fell 1.5% quarter-over-quarter to $467M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2013, filed 24 Oct 2013.