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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$394M
AUM Growth
-$65M
Cap. Flow
-$77.2M
Cap. Flow %
-19.58%
Top 10 Hldgs %
36.62%
Holding
422
New
133
Increased
28
Reduced
72
Closed
59

Top Buys

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$14.6M
2
ARI
Apollo Commercial Real Estate
ARI
+$4.49M
3
ARCC icon
Ares Capital
ARCC
+$4.09M
4
SLRC icon
SLR Investment Corp
SLRC
+$3.4M
5
MFA
MFA Financial
MFA
+$3M

Top Sells

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$14.4M
2
BXMT icon
Blackstone Mortgage Trust
BXMT
+$10.3M
3
AGNC icon
AGNC Investment
AGNC
+$8.79M
4
IVR icon
Invesco Mortgage Capital
IVR
+$8.38M
5
MITT
TPG Mortgage Investment Trust
MITT
+$7.88M

Sector Composition

Rank Sector Weight
1 Financials 35.61%
2 Real Estate 16.51%
3 Communication Services 5.68%
4 Industrials 4.38%
5 Technology 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STWD icon
26
Starwood Property Trust
STWD
$6.17B
$3.29M 0.83%
150,000
-20,000
-12% -$441K
HYB
27
DELISTED
New America High Income Fund, Inc.
HYB
$3.29M 0.83%
355,000
– –
PMT
28
PennyMac Mortgage Investment
PMT
$824M
$3.27M 0.83%
200,000
-912,900
-82% -$14.4M
MFA
29
MFA Financial
MFA
$928M
$3.05M 0.77%
+100,000
New +$3M
AFT
30
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2.78M 0.71%
160,000
– –
PHD
31
DELISTED
Pioneer Floating Rate Fund
PHD
$2.64M 0.67%
222,451
– –
NHS
32
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$2.42M 0.61%
207,000
– –
HYI
33
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$2.41M 0.61%
160,394
-59,606
-27% -$890K
JGH icon
34
Nuveen Global High Income Fund
JGH
$356M
$2.4M 0.61%
150,000
– –
IVH
35
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$2.36M 0.6%
160,000
– –
EFC
36
Ellington Financial
EFC
$1.75B
$2.1M 0.53%
135,000
-95,000
-41% -$1.52M
TY icon
37
TRI-Continental Corp
TY
$1.9B
$2.1M 0.53%
95,000
+24,761
+35% +$531K
LADR
38
Ladder Capital
LADR
$1.26B
$1.99M 0.5%
145,000
+35,641
+33% +$477K
EVF
39
Eaton Vance Senior Income Trust
EVF
$91.6M
$1.91M 0.48%
285,209
-104,791
-27% -$678K
NSL
40
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1.85M 0.47%
272,563
-162,437
-37% -$1.06M
JNK icon
41
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$1.82M 0.46%
+16,667
New +$1.81M
CODI icon
42
Compass Diversified
CODI
$927M
$1.79M 0.45%
100,000
-80,000
-44% -$1.46M
SPY icon
43
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$1.79M 0.45%
+8,000
New +$1.75M
SCHX icon
44
Schwab US Large- Cap ETF
SCHX
$74.3B
$1.6M 0.41%
+180,000
New +$1.56M
BLW icon
45
BlackRock Limited Duration Income Trust
BLW
$493M
$1.58M 0.4%
103,958
-207,146
-67% -$3.15M
EAD
46
Allspring Income Opportunities Fund
EAD
$381M
$1.54M 0.39%
181,614
– –
WFC icon
47
Wells Fargo
WFC
$264B
$1.49M 0.38%
+27,000
New +$1.36M
CVX icon
48
Chevron
CVX
$386B
$1.48M 0.37%
12,550
+10,000
+392% +$1.09M
BA icon
49
Boeing
BA
$184B
$1.4M 0.36%
+9,000
New +$1.31M
DD icon
50
DuPont de Nemours
DD
$19.5B
$1.37M 0.35%
9,448
+7,898
+510% +$1.1M
1
2
3 4 5

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Yorktown Management & Research Company's Q4 2016 Portfolio in Review

As of Q4 2016, Yorktown Management & Research Company held 422 positions worth $394M, down 14% from $459M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Yorktown Management & Research Company withdrew a net $77.2M in Q4 2016, closing 59 positions and reducing 72 holdings. Its most notable exit was AGNC Investment, an estimated $8.79M position sold in full.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 28% a quarter earlier, followed by Real Estate and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in MFA Financial worth $3.05M.

  • Yorktown Management & Research Company's largest Q4 2016 buy was MFA Financial: 100,000 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Rithm Capital in Q4 2016, an estimated $14.6M increase.
  • Yorktown Management & Research Company's biggest Q4 2016 reduction was PennyMac Mortgage Investment, cutting an estimated $14.4M.
  • Yorktown Management & Research Company fully exited AGNC Investment in Q4 2016, selling an estimated $8.79M.
  • Yorktown Management & Research Company's ten largest holdings make up 37% of its $394M portfolio in Q4 2016.
  • Yorktown Management & Research Company opened 133 new positions and closed 59 in Q4 2016.
  • Yorktown Management & Research Company's portfolio value fell 14% quarter-over-quarter to $394M.

Based on Yorktown Management & Research Company's 13F filing for Q4 2016, filed 10 Feb 2017.