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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$459M
AUM Growth
+$19.5M
Cap. Flow
+$4.62M
Cap. Flow %
1.01%
Top 10 Hldgs %
30.63%
Holding
348
New
43
Increased
20
Reduced
36
Closed
59

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$15.8M
2
PMT
PennyMac Mortgage Investment
PMT
+$9.93M
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$9.01M
4
SLRC icon
SLR Investment Corp
SLRC
+$7.64M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$6.45M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.78M
2
STWD icon
Starwood Property Trust
STWD
+$6.19M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$5.68M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$5.57M
5
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$5.09M

Sector Composition

Rank Sector Weight
1 Financials 28.35%
2 Real Estate 26.63%
3 Communication Services 5.39%
4 Technology 2.15%
5 Industrials 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TKC icon
326
Turkcell
TKC
$4.74B
– –
-12,000
Closed -$110K
TROW icon
327
T. Rowe Price
TROW
$23.8B
– –
-3,000
Closed -$219K
TSLA icon
328
Tesla
TSLA
$1.29T
– –
-15,000
Closed -$212K
VKQ icon
329
Invesco Municipal Trust
VKQ
$545M
– –
-200,000
Closed -$2.84M
VLO icon
330
Valero Energy
VLO
$95.1B
– –
-5,700
Closed -$291K
WHLRP
331
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$8.5M
– –
-50,000
Closed -$77K
QVCGA
332
DELISTED
QVC Group Inc Series A
QVCGA
– –
-165
Closed -$203K
INFN
333
DELISTED
Infinera Corporation Common Stock
INFN
– –
-22,400
Closed -$253K
FCRD
334
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-510,000
Closed -$5.68M
SNP
335
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
– –
-2,860
Closed -$206K
PCI
336
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-28,904
Closed -$553K
HCAP
337
DELISTED
Harvest Capital Credit Corporation
HCAP
– –
-30,000
Closed -$383K
GARS
338
DELISTED
Garrison Capital Inc.
GARS
– –
-60,000
Closed -$605K
FBR
339
DELISTED
Fibria Celulose Sa
FBR
– –
-24,500
Closed -$166K
KST
340
DELISTED
Deutsche Strategic Income Trust
KST
– –
-22,513
Closed -$258K
WBMD
341
DELISTED
WebMD Health Corp.
WBMD
– –
-6,500
Closed -$378K
GDF
342
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
– –
-85,000
Closed -$728K
KHI
343
DELISTED
Deutsche High Income Trust
KHI
– –
-118,000
Closed -$1.04M
HHY
344
DELISTED
Brookfield High Income Fund Inc.
HHY
– –
-30,000
Closed -$216K
TI
345
DELISTED
Telecom Italia
TI
– –
-12,800
Closed -$105K
CYS
346
DELISTED
CYS Investments Inc.
CYS
– –
-200,000
Closed -$1.67M
AMTG
347
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
– –
-380,000
Closed -$5.09M
MHG
348
DELISTED
Marine Harvest ASA
MHG
– –
-12,500
Closed -$211K
10 11 12 13
14

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Yorktown Management & Research Company's Q3 2016 Portfolio in Review

As of Q3 2016, Yorktown Management & Research Company held 348 positions worth $459M, up 4.4% from $440M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Yorktown Management & Research Company's Q3 2016 filing shows 43 new, 20 increased, 36 reduced and 59 closed positions. Its largest new stake was PhenixFIN: 20,012 shares worth $3.05M. The largest sale was iShares Preferred and Income Securities ETF, an estimated $6.78M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 23% a quarter earlier, followed by Real Estate and Communication Services.

  • Yorktown Management & Research Company's largest Q3 2016 buy was PhenixFIN: 20,012 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Ares Capital in Q3 2016, an estimated $15.8M increase.
  • Yorktown Management & Research Company's biggest Q3 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.78M.
  • Yorktown Management & Research Company fully exited First Eagle Alternative Capital BDC, Inc. Common Stock in Q3 2016, selling an estimated $5.68M.
  • Yorktown Management & Research Company's ten largest holdings make up 31% of its $459M portfolio in Q3 2016.
  • Yorktown Management & Research Company opened 43 new positions and closed 59 in Q3 2016.
  • Yorktown Management & Research Company's portfolio value rose 4.4% quarter-over-quarter to $459M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2016, filed 31 Oct 2016.