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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$459M
AUM Growth
+$19.5M
Cap. Flow
+$4.62M
Cap. Flow %
1.01%
Top 10 Hldgs %
30.63%
Holding
348
New
43
Increased
20
Reduced
36
Closed
59

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$15.8M
2
PMT
PennyMac Mortgage Investment
PMT
+$9.93M
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$9.01M
4
SLRC icon
SLR Investment Corp
SLRC
+$7.64M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$6.45M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.78M
2
STWD icon
Starwood Property Trust
STWD
+$6.19M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$5.68M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$5.57M
5
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$5.09M

Sector Composition

Rank Sector Weight
1 Financials 28.35%
2 Real Estate 26.63%
3 Communication Services 5.39%
4 Technology 2.15%
5 Industrials 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENIC icon
301
Enel Chile
ENIC
$6.05B
– –
-21,000
Closed -$122K
ERIC icon
302
Ericsson
ERIC
$33.4B
– –
-11,500
Closed -$88K
EMBJ
303
Embraer S.A. ADS
EMBJ
$13.2B
– –
-10,000
Closed -$217K
GSK icon
304
GSK
GSK
$101B
– –
-4,000
Closed -$217K
IBN icon
305
ICICI Bank
IBN
$107B
– –
-17,600
Closed -$115K
IDV icon
306
iShares International Select Dividend ETF
IDV
$8.51B
– –
-7,000
Closed -$200K
IQI icon
307
Invesco Quality Municipal Securities
IQI
$538M
– –
-100,000
Closed -$1.38M
ISTB icon
308
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
– –
-4,000
Closed -$203K
LBTYK icon
309
Liberty Global Class C
LBTYK
$3.46B
– –
-7,400
Closed -$212K
LRFC
310
DELISTED
Logan Ridge Finance Corp
LRFC
– –
-12,200
Closed -$1.02M
LYG icon
311
Lloyds Banking Group
LYG
$89.8B
– –
-20,000
Closed -$59K
NTRS icon
312
Northern Trust
NTRS
$35B
– –
-4,000
Closed -$265K
NUE icon
313
Nucor
NUE
$61.9B
– –
-4,100
Closed -$203K
NVDA icon
314
NVIDIA
NVDA
$5.43T
– –
-200,000
Closed -$235K
NVG icon
315
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
– –
-125,000
Closed -$2.03M
NZF icon
316
Nuveen Municipal Credit Income Fund
NZF
$2.42B
– –
-350,000
Closed -$5.57M
OLP
317
One Liberty Properties
OLP
$523M
– –
-28,517
Closed -$680K
PFE icon
318
Pfizer
PFE
$150B
– –
-6,219
Closed -$208K
PFLT icon
319
PennantPark Floating Rate Capital
PFLT
$742M
– –
-55,000
Closed -$682K
RYAAY icon
320
Ryanair
RYAAY
$30.8B
– –
-7,615
Closed -$212K
SAN icon
321
Banco Santander
SAN
$211B
– –
-20,740
Closed -$78K
SLQD icon
322
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
– –
-4,000
Closed -$204K
SPSB icon
323
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
– –
-12,200
Closed -$376K
SYY icon
324
Sysco
SYY
$40.5B
– –
-4,000
Closed -$203K
TEF
325
DELISTED
Telefonica
TEF
– –
-14,562
Closed -$107K
10 11 12
13
14

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Yorktown Management & Research Company's Q3 2016 Portfolio in Review

As of Q3 2016, Yorktown Management & Research Company held 348 positions worth $459M, up 4.4% from $440M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Yorktown Management & Research Company's Q3 2016 filing shows 43 new, 20 increased, 36 reduced and 59 closed positions. Its largest new stake was PhenixFIN: 20,012 shares worth $3.05M. The largest sale was iShares Preferred and Income Securities ETF, an estimated $6.78M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 23% a quarter earlier, followed by Real Estate and Communication Services.

  • Yorktown Management & Research Company's largest Q3 2016 buy was PhenixFIN: 20,012 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Ares Capital in Q3 2016, an estimated $15.8M increase.
  • Yorktown Management & Research Company's biggest Q3 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.78M.
  • Yorktown Management & Research Company fully exited First Eagle Alternative Capital BDC, Inc. Common Stock in Q3 2016, selling an estimated $5.68M.
  • Yorktown Management & Research Company's ten largest holdings make up 31% of its $459M portfolio in Q3 2016.
  • Yorktown Management & Research Company opened 43 new positions and closed 59 in Q3 2016.
  • Yorktown Management & Research Company's portfolio value rose 4.4% quarter-over-quarter to $459M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2016, filed 31 Oct 2016.