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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-1.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$966M
AUM Growth
+$195M
Cap. Flow
+$218M
Cap. Flow %
22.55%
Top 10 Hldgs %
39.1%
Holding
598
New
65
Increased
191
Reduced
179
Closed
47

Top Buys

Rank Stock Value
1
OPLN
Openlane
OPLN
+$6.44M
2
KLAC icon
KLA
KLAC
+$6.04M
3
IBM icon
IBM
IBM
+$1.61M
4
UNP icon
Union Pacific
UNP
+$1.39M
5
CE icon
Celanese
CE
+$1.37M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$7.72M
2
KDP icon
Keurig Dr Pepper
KDP
+$5.64M
3
EXC icon
Exelon
EXC
+$5.37M
4
CAT icon
Caterpillar
CAT
+$1.54M
5
TROW icon
T. Rowe Price
TROW
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Financials 12.27%
3 Consumer Discretionary 8.47%
4 Healthcare 7.44%
5 Industrials 7.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CC icon
151
Chemours
CC
$2.37B
$979K 0.1%
20,101
+846
+4% +$42.3K
EWBC icon
152
East-West Bancorp
EWBC
$18B
$979K 0.1%
15,649
-170
-1% -$11.2K
HCC icon
153
Warrior Met Coal
HCC
$4.86B
$977K 0.1%
+34,881
New +$1.01M
HLI icon
154
Houlihan Lokey
HLI
$9.02B
$975K 0.1%
21,863
-2,155
-9% -$102K
CRZO
155
DELISTED
Carrizo Oil & Gas Inc
CRZO
$974K 0.1%
60,850
-29,400
-33% -$552K
AJG icon
156
Arthur J. Gallagher & Co
AJG
$63.6B
$969K 0.1%
14,100
– –
MMM icon
157
3M
MMM
$94.3B
$968K 0.1%
5,276
+84
+2% +$16.6K
GAB icon
158
Gabelli Equity Trust
GAB
$1.79B
$963K 0.1%
160,996
-30,690
-16% -$189K
SNPS icon
159
Synopsys
SNPS
$79.7B
$963K 0.1%
11,563
+267
+2% +$23.5K
EVR icon
160
Evercore
EVR
$11.8B
$960K 0.1%
11,010
-396
-3% -$37.3K
PB icon
161
Prosperity Bancshares
PB
$8.89B
$959K 0.1%
13,200
– –
AVY icon
162
Avery Dennison
AVY
$13.4B
$951K 0.1%
8,948
+335
+4% +$38.8K
DLR icon
163
Digital Realty Trust
DLR
$71.7B
$942K 0.1%
8,942
+1,623
+22% +$171K
ES icon
164
Eversource Energy
ES
$27.2B
$938K 0.1%
15,923
– –
APH icon
165
Amphenol
APH
$209B
$925K 0.1%
42,972
+1,088
+3% +$24.5K
CFG icon
166
Citizens Financial Group
CFG
$30.6B
$923K 0.1%
21,993
+412
+2% +$18.5K
MTUM icon
167
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$916K 0.09%
8,650
+5,187
+150% +$565K
PSEC icon
168
Prospect Capital
PSEC
$1.17B
$916K 0.09%
139,901
-17,719
-11% -$118K
PFF icon
169
iShares Preferred and Income Securities ETF
PFF
$13.2B
$904K 0.09%
24,077
+1,043
+5% +$39.1K
BMI icon
170
Badger Meter
BMI
$4.03B
$896K 0.09%
19,000
– –
MAIN icon
171
Main Street Capital
MAIN
$5.48B
$894K 0.09%
24,240
+1,188
+5% +$44.5K
PII icon
172
Polaris
PII
$4.07B
$893K 0.09%
7,800
-180
-2% -$21.7K
NKE icon
173
Nike
NKE
$61.9B
$886K 0.09%
13,332
-6,798
-34% -$449K
CDNS icon
174
Cadence Design Systems
CDNS
$93.4B
$868K 0.09%
23,603
+293
+1% +$11.9K
CL icon
175
Colgate-Palmolive
CL
$74.4B
$868K 0.09%
12,114
+1,746
+17% +$126K
5 6
7
8 9

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Sheaff Brock Investment Advisors held 598 positions worth $966M, up 25% from $771M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Sheaff Brock Investment Advisors deployed $218M of net new capital in Q1 2018, opening 65 new positions and adding to 191 existing holdings. Its largest new stake was Openlane: 319,148 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 17% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $7.72M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2018 buy was Openlane: 319,148 shares worth $6.55M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2018, an estimated $1.61M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2018 reduction was Meta Platforms (Facebook), cutting an estimated $7.72M.
  • Sheaff Brock Investment Advisors fully exited Keurig Dr Pepper in Q1 2018, selling an estimated $5.64M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 39% of its $966M portfolio in Q1 2018.
  • Sheaff Brock Investment Advisors opened 65 new positions and closed 47 in Q1 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 25% quarter-over-quarter to $966M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2018, filed 3 May 2018.