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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVS icon
101
Las Vegas Sands
LVS
$29.6B
$1.55M 0.2%
24,202
+2,737
+13% +$170K
ARCC icon
102
Ares Capital
ARCC
$14.4B
$1.47M 0.19%
89,856
-1,071
-1% -$17.3K
ALL icon
103
Allstate
ALL
$67.5B
$1.45M 0.19%
15,794
-2,136
-12% -$194K
ADM icon
104
Archer Daniels Midland
ADM
$36.9B
$1.43M 0.19%
33,710
-1,498
-4% -$63.1K
LOW icon
105
Lowe's Companies
LOW
$125B
$1.43M 0.19%
17,929
-1,327
-7% -$102K
MDLZ icon
106
Mondelez International
MDLZ
$79.9B
$1.43M 0.19%
35,100
-1,470
-4% -$62.4K
VTI icon
107
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$1.43M 0.19%
11,005
-239
-2% -$30.3K
DIA icon
108
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$1.39M 0.18%
6,196
+102
+2% +$22.3K
CNC icon
109
Centene
CNC
$32.5B
$1.38M 0.18%
28,490
-814
-3% -$35K
DFS
110
DELISTED
Discover Financial Services
DFS
$1.37M 0.18%
21,306
-2,419
-10% -$147K
SWK icon
111
Stanley Black & Decker
SWK
$15.7B
$1.34M 0.18%
8,894
-200
-2% -$28.8K
PHK
112
PIMCO High Income Fund
PHK
$880M
$1.33M 0.17%
159,893
+10,925
+7% +$93.2K
GM icon
113
General Motors
GM
$76.8B
$1.32M 0.17%
32,750
-3,250
-9% -$119K
AME icon
114
Ametek
AME
$58.2B
$1.29M 0.17%
19,612
– –
TJX icon
115
TJX Companies
TJX
$178B
$1.28M 0.17%
34,850
+868
+3% +$30.9K
HUN icon
116
Huntsman Corp
HUN
$1.77B
$1.25M 0.16%
45,456
+828
+2% +$22.1K
SWKS icon
117
Skyworks Solutions
SWKS
$10.6B
$1.25M 0.16%
12,228
+7,609
+165% +$789K
TRV icon
118
Travelers Companies
TRV
$80.2B
$1.24M 0.16%
10,108
+457
+5% +$57.1K
NOC icon
119
Northrop Grumman
NOC
$81.2B
$1.24M 0.16%
4,300
-711
-14% -$191K
USA icon
120
Liberty All-Star Equity Fund
USA
$1.85B
$1.23M 0.16%
203,149
+2,775
+1% +$15.9K
PSEC icon
121
Prospect Capital
PSEC
$1.17B
$1.22M 0.16%
181,113
-9,144
-5% -$68.5K
UNP icon
122
Union Pacific
UNP
$174B
$1.19M 0.16%
10,241
+1
+0% +$107
ES icon
123
Eversource Energy
ES
$27.2B
$1.17M 0.15%
19,317
+24
+0.1% +$1.48K
GAB icon
124
Gabelli Equity Trust
GAB
$1.79B
$1.16M 0.15%
183,783
+12,750
+7% +$77.8K
D icon
125
Dominion Energy
D
$59.3B
$1.15M 0.15%
14,928
+279
+2% +$21.7K
3 4
5
6 7

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.