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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FITB
101
Fifth Third Bancorp
FITB
$51.8B
$1.62M 0.2%
59,948
+2,115
+4% +$50.7K
ARR
102
Armour Residential REIT
ARR
$2.36B
$1.61M 0.2%
14,851
+920
+7% +$102K
TJX icon
103
TJX Companies
TJX
$178B
$1.61M 0.2%
42,748
-2,386
-5% -$90.2K
VTI icon
104
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$1.56M 0.2%
13,510
-2,209
-14% -$248K
PSEC icon
105
Prospect Capital
PSEC
$1.17B
$1.53M 0.19%
183,136
-62,821
-26% -$504K
BKLN icon
106
Invesco Senior Loan ETF
BKLN
$6.74B
$1.53M 0.19%
65,310
+4,100
+7% +$95.1K
SKX
107
DELISTED
Skechers
SKX
$1.52M 0.19%
61,888
+1,000
+2% +$23.1K
ALL icon
108
Allstate
ALL
$67.5B
$1.51M 0.19%
20,384
-2,357
-10% -$166K
ECOL
109
DELISTED
US Ecology, Inc.
ECOL
$1.5M 0.19%
30,449
+131
+0.4% +$5.92K
MMM icon
110
3M
MMM
$94.3B
$1.45M 0.18%
9,726
-697
-7% -$101K
ACAD icon
111
Acadia Pharmaceuticals
ACAD
$5.03B
$1.44M 0.18%
50,000
– –
GLW icon
112
Corning
GLW
$143B
$1.41M 0.18%
58,068
-1,089
-2% -$25.9K
FFIV icon
113
F5
FFIV
$22.7B
$1.4M 0.18%
9,693
+4,783
+97% +$648K
HAL icon
114
Halliburton
HAL
$26.6B
$1.37M 0.17%
25,404
-1,625
-6% -$81K
PHK
115
PIMCO High Income Fund
PHK
$880M
$1.34M 0.17%
146,613
+8,459
+6% +$77.8K
AJG icon
116
Arthur J. Gallagher & Co
AJG
$63.6B
$1.34M 0.17%
25,757
+1,000
+4% +$50.3K
NKE icon
117
Nike
NKE
$61.9B
$1.34M 0.17%
26,323
+53
+0.2% +$2.72K
TRGP icon
118
Targa Resources
TRGP
$55.1B
$1.32M 0.17%
23,525
-6,700
-22% -$339K
ARCC icon
119
Ares Capital
ARCC
$14.4B
$1.31M 0.17%
79,523
-4,147
-5% -$65.3K
BP icon
120
BP
BP
$107B
$1.29M 0.16%
40,287
-830
-2% -$25K
AXP icon
121
American Express
AXP
$230B
$1.28M 0.16%
17,330
+2,982
+21% +$206K
LVS icon
122
Las Vegas Sands
LVS
$29.6B
$1.28M 0.16%
24,031
-2,621
-10% -$153K
MS icon
123
Morgan Stanley
MS
$340B
$1.28M 0.16%
+30,285
New +$1.15M
RCL icon
124
Royal Caribbean
RCL
$85.6B
$1.27M 0.16%
15,465
-4,579
-23% -$360K
KMI icon
125
Kinder Morgan
KMI
$68.7B
$1.23M 0.16%
59,183
+7,725
+15% +$163K
3 4
5
6 7

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.