Sheaff Brock Investment Advisors’s Invesco Senior Loan ETF BKLN Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio BKLN Stock Details BKLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-14,015	Closed	-$324K	–	576
2017 Q2	$324K	Sell	14,015 -4,300	-23%	-$99.9K	0.04%	366
2017 Q1	$426K	Sell	18,315 -46,995	-72%	-$1.1M	0.06%	310
2016 Q4	$1.53M	Buy	65,310 +4,100	+7%	+$95.1K	0.19%	106
2016 Q3	$1.42M	Hold	61,210	–	–	0.19%	112
2016 Q2	$1.41M	Buy	61,210 +9,900	+19%	+$227K	0.18%	120
2016 Q1	$1.17M	Hold	51,310	–	–	0.14%	150
2015 Q4	$1.15M	Buy	+51,310	New	+$1.17M	0.13%	167

Other funds holding BKLN

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Aozora Bank Tokyo, Japan $199M AUM 0.15% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Mitsubishi UFJ Trust & Banking Tokyo, Japan $45.7B AUM 34.08% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $34.9B AUM 72.7% 1-Year Est. Return

Sheaff Brock Investment Advisors's BKLN Position: Q3 2017 in Review

Sheaff Brock Investment Advisors sold out of Invesco Senior Loan ETF (BKLN) in Q3 2017, closing a stake of 14,015 shares — an estimated $324K sold.

Sheaff Brock Investment Advisors first reported a position in BKLN in Q4 2015 and held it in 7 quarters. The position peaked at $1.53M in Q4 2016. 365 funds tracked by Wall St. Rank hold BKLN as of Q3 2017.

Sheaff Brock Investment Advisors reported no remaining Invesco Senior Loan ETF position as of Q3 2017 after selling out during the quarter.
Sheaff Brock Investment Advisors sold 14,015 Invesco Senior Loan ETF shares in Q3 2017, an estimated $324K.
Sheaff Brock Investment Advisors first reported a position in Invesco Senior Loan ETF in Q4 2015 and held it in 7 quarters.
Sheaff Brock Investment Advisors's Invesco Senior Loan ETF position peaked at $1.53M in Q4 2016.
365 funds tracked by Wall St. Rank held Invesco Senior Loan ETF as of Q3 2017.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.