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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLP icon
626
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-9,153
Closed -$503K
XLY icon
627
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
– –
-10,708
Closed -$480K
Z icon
628
Zillow
Z
$7.56B
– –
-5,821
Closed -$285K
GAP
629
The Gap Inc
GAP
$7.37B
– –
-29,971
Closed -$659K
MRO
630
DELISTED
Marathon Oil Corporation
MRO
– –
-14,324
Closed -$170K
ICPT
631
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-3,150
Closed -$381K
GPL
632
DELISTED
Great Panther Mining Limited
GPL
– –
-2,270
Closed -$29K
HNP
633
DELISTED
Huaneng Power Intl, Inc.
HNP
– –
-8,984
Closed -$250K
HZNP
634
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-10,500
Closed -$125K
BWP
635
DELISTED
Boardwalk Pipeline Partners
BWP
– –
-11,241
Closed -$202K
OA
636
DELISTED
Orbital ATK, Inc.
OA
– –
-7,881
Closed -$775K
POT
637
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-12,875
Closed -$210K
KITE
638
DELISTED
Kite Pharma, Inc.
KITE
– –
-2,300
Closed -$238K
DFT
639
DELISTED
DuPont Fabros Technology Inc.
DFT
– –
-4,456
Closed -$273K
DD
640
DELISTED
Du Pont De Nemours E I
DD
– –
-6,095
Closed -$492K
RAI
641
DELISTED
Reynolds American Inc
RAI
– –
-11,317
Closed -$736K
ALJ
642
DELISTED
Alon USA Energy Inc
ALJ
– –
-11,667
Closed -$155K
OKS
643
DELISTED
Oneok Partners LP
OKS
– –
-18,494
Closed -$944K
JRO
644
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-11,400
Closed -$133K
TNH
645
DELISTED
Terra Nitrogen
TNH
– –
-2,490
Closed -$214K
VXX
646
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-3,300
Closed -$168K
FDC
647
DELISTED
First Data Corporation
FDC
– –
-61,700
Closed -$1.12M
AAN.A
648
DELISTED
The Aaron's Company Inc Class A
AAN.A
– –
-9,470
Closed -$368K
22 23 24 25
26

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LC
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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.