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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEA icon
626
Lear
LEA
$8.18B
– –
-14,490
Closed -$1.76M
MAS icon
627
Masco
MAS
$15.3B
– –
-25,251
Closed -$866K
MLKN icon
628
MillerKnoll
MLKN
$1.67B
– –
-23,687
Closed -$677K
MSCI icon
629
MSCI
MSCI
$40.9B
– –
-9,595
Closed -$805K
MSI icon
630
Motorola Solutions
MSI
$77.4B
– –
-3,999
Closed -$305K
MUE
631
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
– –
-14,500
Closed -$214K
NTCT icon
632
NETSCOUT
NTCT
$2.79B
– –
-7,307
Closed -$214K
NUV icon
633
Nuveen Municipal Value Fund
NUV
$1.91B
– –
-11,200
Closed -$119K
NVS icon
634
Novartis
NVS
$297B
– –
-3,364
Closed -$238K
ON icon
635
ON Semiconductor
ON
$31.6B
– –
-41,187
Closed -$507K
PAGP icon
636
Plains GP Holdings
PAGP
$4.9B
– –
-7,848
Closed -$270K
PEG icon
637
Public Service Enterprise Group
PEG
$37.7B
– –
-6,797
Closed -$285K
PFG icon
638
Principal Financial Group
PFG
$24.3B
– –
-6,400
Closed -$330K
PHYS icon
639
Sprott Physical Gold
PHYS
$15.7B
– –
-13,278
Closed -$145K
PLAG icon
640
Planet Green Holdings
PLAG
$8M
– –
-76
Closed -$12K
PPG icon
641
PPG Industries
PPG
$26.6B
– –
-2,298
Closed -$238K
PSF icon
642
Cohen & Steers Select Preferred & Income Fund
PSF
$236M
– –
-9,954
Closed -$267K
REM icon
643
iShares Mortgage Real Estate ETF
REM
$543M
– –
-3,035
Closed -$128K
SDOG icon
644
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
– –
-6,290
Closed -$261K
SPHD icon
645
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
– –
-6,290
Closed -$245K
SWBI icon
646
Smith & Wesson
SWBI
$637M
– –
-40,950
Closed -$837K
TER icon
647
Teradyne
TER
$59.3B
– –
-15,100
Closed -$326K
TT icon
648
Trane Technologies
TT
$106B
– –
-6,201
Closed -$421K
TWLO icon
649
Twilio
TWLO
$36.6B
– –
-4,200
Closed -$270K
UA icon
650
Under Armour Class C
UA
$2.53B
– –
-7,059
Closed -$239K
23 24 25
26
27

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MW
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TAM
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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.