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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHP icon
601
Microchip Technology
MCHP
$46B
– –
-7,216
Closed -$278K
MINT icon
602
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
– –
-3,324
Closed -$338K
MUX icon
603
McEwen Inc
MUX
$1.18B
– –
-2,700
Closed -$71K
PBI icon
604
Pitney Bowes
PBI
$2.39B
– –
-10,559
Closed -$159K
POOL icon
605
Pool Corp
POOL
$7.5B
– –
-7,703
Closed -$906K
PPG icon
606
PPG Industries
PPG
$26.6B
– –
-1,822
Closed -$200K
PPL
607
PPL Corp
PPL
$26.7B
– –
-5,214
Closed -$202K
BCIC
608
BCP Investment Corp
BCIC
$92.9M
– –
-2,259
Closed -$80K
RRC icon
609
Range Resources
RRC
$8.95B
– –
-34,020
Closed -$788K
SFL icon
610
SFL Corp
SFL
$1.61B
– –
-10,010
Closed -$136K
STT icon
611
State Street
STT
$50.7B
– –
-10,612
Closed -$952K
TCPC icon
612
BlackRock TCP Capital
TCPC
$345M
– –
-10,777
Closed -$182K
TEVA icon
613
Teva Pharmaceuticals
TEVA
$41.2B
– –
-8,389
Closed -$279K
TPR icon
614
Tapestry
TPR
$32.8B
– –
-9,864
Closed -$467K
TRMB icon
615
Trimble
TRMB
$13.9B
– –
-7,314
Closed -$261K
TTC icon
616
Toro Company
TTC
$9.49B
– –
-15,877
Closed -$1.1M
TTMI icon
617
TTM Technologies
TTMI
$14.5B
– –
-53,431
Closed -$928K
TXT icon
618
Textron
TXT
$15.4B
– –
-17,100
Closed -$805K
UAA icon
619
Under Armour
UAA
$2.6B
– –
-11,910
Closed -$259K
ULTA icon
620
Ulta Beauty
ULTA
$24.3B
– –
-4,154
Closed -$1.19M
VCR icon
621
Vanguard Consumer Discretionary ETF
VCR
$6.33B
– –
-1,486
Closed -$211K
VEU icon
622
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
– –
-4,565
Closed -$228K
VHT icon
623
Vanguard Health Care ETF
VHT
$18.6B
– –
-1,490
Closed -$220K
WEN icon
624
Wendy's
WEN
$1.46B
– –
-14,149
Closed -$219K
WPM icon
625
Wheaton Precious Metals
WPM
$60.9B
– –
-72,085
Closed -$1.43M
22 23 24
25
26

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LC
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CHP
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MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.