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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUSB icon
576
First US Bancshares
FUSB
$90.7M
– –
-53,416
Closed -$475K
GLO
577
Clough Global Opportunities Fund
GLO
$258M
– –
-15,500
Closed -$145K
IAG icon
578
IAMGOLD
IAG
$10.4B
– –
-24,008
Closed -$99K
IIM icon
579
Invesco Value Municipal Income Trust
IIM
$598M
– –
-11,129
Closed -$198K
IWM icon
580
iShares Russell 2000 ETF
IWM
$81.6B
– –
-2,473
Closed -$284K
KSS icon
581
Kohl's
KSS
$2.17B
– –
-5,388
Closed -$204K
LIT icon
582
Global X Lithium & Battery Tech ETF
LIT
$1.6B
– –
-10,000
Closed -$250K
MHK icon
583
Mohawk Industries
MHK
$9.1B
– –
-1,900
Closed -$361K
MNST icon
584
Monster Beverage
MNST
$90.5B
– –
-11,400
Closed -$305K
NMM icon
585
Navios Maritime Partners
NMM
$2.24B
– –
-937
Closed -$18K
NVAX icon
586
Novavax
NVAX
$1.29B
– –
-588
Closed -$85K
PLAY icon
587
Dave & Buster's
PLAY
$344M
– –
-28,226
Closed -$1.32M
RJF icon
588
Raymond James Financial
RJF
$34.4B
– –
-6,675
Closed -$219K
STLD icon
589
Steel Dynamics
STLD
$38.1B
– –
-33,432
Closed -$819K
TCPC icon
590
BlackRock TCP Capital
TCPC
$332M
– –
-11,738
Closed -$179K
TEVA icon
591
Teva Pharmaceuticals
TEVA
$41.5B
– –
-4,708
Closed -$237K
TSCO icon
592
Tractor Supply
TSCO
$17.8B
– –
-27,000
Closed -$492K
UAN icon
593
CVR Partners
UAN
$1.25B
– –
-1,087
Closed -$89K
URI icon
594
United Rentals
URI
$71.8B
– –
-3,100
Closed -$208K
VOD icon
595
Vodafone
VOD
$36.4B
– –
-6,547
Closed -$202K
WLY icon
596
John Wiley & Sons Class A
WLY
$2.64B
– –
-102,561
Closed -$5.35M
WY icon
597
Weyerhaeuser
WY
$18.1B
– –
-7,583
Closed -$226K
XOMA
598
DELISTED
Xoma
XOMA
– –
-550
Closed -$6K
XYZ
599
Block Inc
XYZ
$47.8B
– –
-41,300
Closed -$374K
BIOL
600
DELISTED
Biolase, Inc.
BIOL
– –
-2
Closed -$33K
22 23
24
25 26

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CHP
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MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.