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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$34.3M
Cap. Flow
-$34.8M
Cap. Flow %
-3.29%
Top 10 Hldgs %
41.43%
Holding
578
New
37
Increased
154
Reduced
214
Closed
53

Top Buys

Rank Stock Value
1
PRU icon
Prudential Financial
PRU
+$6.43M
2
LMT icon
Lockheed Martin
LMT
+$6.39M
3
VZ icon
Verizon
VZ
+$6.11M
4
WBA
Walgreens Boots Alliance
WBA
+$2.73M
5
CAT icon
Caterpillar
CAT
+$1.93M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.22M
2
AAPL icon
Apple
AAPL
+$5.59M
3
WLL
Whiting Petroleum Corporation
WLL
+$5.46M
4
WMT icon
Walmart Inc
WMT
+$5.4M
5
WHR icon
Whirlpool
WHR
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 15.16%
2 Financials 12.29%
3 Healthcare 7.87%
4 Consumer Discretionary 7.74%
5 Industrials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAP icon
526
Advance Auto Parts
AAP
$3.36B
– –
-1,572
Closed -$213K
AMZN icon
527
PUT
Amazon
AMZN
$3T
– –
-20,000
Closed -$1.7M
AN icon
528
AutoNation
AN
$6.88B
– –
-4,468
Closed -$217K
AOS icon
529
A.O. Smith
AOS
$8.48B
– –
-15,742
Closed -$931K
BA icon
530
PUT
Boeing
BA
$184B
– –
-1,000
Closed -$336K
BIDU icon
531
PUT
Baidu
BIDU
$37.1B
– –
-1,000
Closed -$243K
BOE icon
532
BlackRock Enhanced Global Dividend Trust
BOE
$691M
– –
-10,834
Closed -$120K
CC icon
533
Chemours
CC
$2.2B
– –
-19,762
Closed -$877K
CMG icon
534
PUT
Chipotle Mexican Grill
CMG
$40.7B
– –
-50,000
Closed -$431K
EWBC icon
535
East-West Bancorp
EWBC
$18.1B
– –
-15,415
Closed -$1M
FAS icon
536
Direxion Daily Financial Bull 3x ETF
FAS
$2.45B
– –
-5,046
Closed -$318K
GME icon
537
GameStop
GME
$8.43B
– –
-40,400
Closed -$147K
GT icon
538
Goodyear
GT
$1.74B
– –
-12,159
Closed -$283K
HCA icon
539
HCA Healthcare
HCA
$89.6B
– –
-10,635
Closed -$1.09M
HQY icon
540
HealthEquity
HQY
$8.93B
– –
-3,707
Closed -$278K
ISRG icon
541
PUT
Intuitive Surgical
ISRG
$139B
– –
-3,000
Closed -$478K
JD icon
542
JD.com
JD
$45.2B
– –
-9,050
Closed -$352K
KRE icon
543
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$4.56B
– –
-45,000
Closed -$2.75M
LUV icon
544
Southwest Airlines
LUV
$22B
– –
-20,866
Closed -$1.06M
MCK icon
545
McKesson
MCK
$103B
– –
-13,337
Closed -$1.78M
MLCO icon
546
Melco Resorts & Entertainment
MLCO
$2.12B
– –
-9,000
Closed -$252K
NAT icon
547
Nordic American Tanker
NAT
$1.33B
– –
-17,107
Closed -$46K
NCZ
548
Virtus Convertible & Income Fund II
NCZ
$305M
– –
-6,906
Closed -$167K
NFLX icon
549
PUT
Netflix
NFLX
$318B
– –
-10,000
Closed -$391K
NVDA icon
550
CALL
NVIDIA
NVDA
$5.27T
– –
-80,000
Closed -$474K
20 21
22
23 24

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MW
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TAM
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SIA
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WCF
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Sheaff Brock Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Sheaff Brock Investment Advisors held 578 positions worth $1.06B, up 3.3% from $1.02B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q3 2018, closing 53 positions and reducing 214 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in American Eagle Outfitters worth $1.08M.

  • Sheaff Brock Investment Advisors's largest Q3 2018 buy was American Eagle Outfitters: 43,321 shares worth $1.08M.
  • Sheaff Brock Investment Advisors added most to Prudential Financial in Q3 2018, an estimated $6.43M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2018 reduction was DuPont de Nemours, cutting an estimated $6.22M.
  • Sheaff Brock Investment Advisors fully exited Whiting Petroleum Corporation in Q3 2018, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.06B portfolio in Q3 2018.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 53 in Q3 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 3.3% quarter-over-quarter to $1.06B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2018, filed 9 Nov 2018.