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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-1.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$966M
AUM Growth
+$195M
Cap. Flow
+$218M
Cap. Flow %
22.55%
Top 10 Hldgs %
39.1%
Holding
598
New
65
Increased
191
Reduced
179
Closed
47

Top Buys

Rank Stock Value
1
OPLN
Openlane
OPLN
+$6.44M
2
KLAC icon
KLA
KLAC
+$6.04M
3
IBM icon
IBM
IBM
+$1.61M
4
UNP icon
Union Pacific
UNP
+$1.39M
5
CE icon
Celanese
CE
+$1.37M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$7.72M
2
KDP icon
Keurig Dr Pepper
KDP
+$5.64M
3
EXC icon
Exelon
EXC
+$5.37M
4
CAT icon
Caterpillar
CAT
+$1.54M
5
TROW icon
T. Rowe Price
TROW
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Financials 12.27%
3 Consumer Discretionary 8.47%
4 Healthcare 7.44%
5 Industrials 7.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAX
526
abrdn Asia-Pacific Income Fund
FAX
$604M
$75K 0.01%
2,639
-323
-11% -$9.39K
PNNT
527
Pennant Park Investment Corp
PNNT
$242M
$74K 0.01%
11,050
-2,000
-15% -$13.9K
ANH
528
DELISTED
Anworth Mortgage Asset Corporation
ANH
$73K 0.01%
15,200
+5,000
+49% +$24.7K
AKS
529
DELISTED
AK Steel Holding Corp
AKS
$73K 0.01%
16,100
+2,300
+17% +$12.6K
OXSQ icon
530
Oxford Square Capital
OXSQ
$152M
$71K 0.01%
11,600
– –
CCEC
531
Capital Clean Energy Carriers
CCEC
$1.34B
$69K 0.01%
3,175
– –
NOK icon
532
CALL
Nokia
NOK
$51B
$66K 0.01%
+12,000
New +$64.7K
UPL
533
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$62K 0.01%
14,759
– –
TCRT icon
534
Alaunos Therapeutics
TCRT
$4.84M
$47K ﹤0.01%
80
– –
KERX
535
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$47K ﹤0.01%
11,500
– –
ESNC
536
DELISTED
EnSync Inc
ESNC
$45K ﹤0.01%
120,000
+41,276
+52% +$16.5K
OPK icon
537
Opko Health
OPK
$1.04B
$44K ﹤0.01%
13,845
– –
EMX
538
DELISTED
EMX Royalty
EMX
$38K ﹤0.01%
+42,732
New +$38.3K
NAT icon
539
Nordic American Tanker
NAT
$1.33B
$35K ﹤0.01%
18,107
– –
OBE
540
Obsidian Energy
OBE
$699M
$34K ﹤0.01%
5,029
– –
SDT
541
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$33K ﹤0.01%
42,000
– –
TOVX icon
542
Theriva Biologics
TOVX
$10.6M
$32K ﹤0.01%
11
– –
SXE
543
DELISTED
Southcross Energy Partners, L.P.
SXE
– –
0
– –
WFT
544
DELISTED
Weatherford International plc
WFT
$26K ﹤0.01%
11,400
– –
FWP
545
DELISTED
Forward Pharma A/S American Depositary Shares
FWP
$22K ﹤0.01%
1,429
– –
NMM icon
546
Navios Maritime Partners
NMM
$2.24B
$21K ﹤0.01%
783
– –
ACGN
547
DELISTED
Aceragen Inc
ACGN
$18K ﹤0.01%
74
– –
KGJI
548
DELISTED
Kingold Jewelry Inc.
KGJI
$18K ﹤0.01%
2,342
– –
DNN icon
549
Denison Mines
DNN
$2.95B
$17K ﹤0.01%
37,700
– –
BXE
550
DELISTED
Bellatrix Exploration Ltd.
BXE
$11K ﹤0.01%
10,642
– –
20 21
22
23 24

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Sheaff Brock Investment Advisors held 598 positions worth $966M, up 25% from $771M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Sheaff Brock Investment Advisors deployed $218M of net new capital in Q1 2018, opening 65 new positions and adding to 191 existing holdings. Its largest new stake was Openlane: 319,148 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 17% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $7.72M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2018 buy was Openlane: 319,148 shares worth $6.55M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2018, an estimated $1.61M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2018 reduction was Meta Platforms (Facebook), cutting an estimated $7.72M.
  • Sheaff Brock Investment Advisors fully exited Keurig Dr Pepper in Q1 2018, selling an estimated $5.64M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 39% of its $966M portfolio in Q1 2018.
  • Sheaff Brock Investment Advisors opened 65 new positions and closed 47 in Q1 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 25% quarter-over-quarter to $966M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2018, filed 3 May 2018.