We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.81%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$788M
AUM Growth
-$26.3M
Cap. Flow
-$34.8M
Cap. Flow %
-4.42%
Top 10 Hldgs %
24.03%
Holding
668
New
44
Increased
172
Reduced
239
Closed
70

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6M
2
ABBV icon
AbbVie
ABBV
+$4.78M
3
UPS icon
United Parcel Service
UPS
+$4.65M
4
DG icon
Dollar General
DG
+$2.66M
5
MRD
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
+$2.56M

Top Sells

Rank Stock Value
1
T icon
AT&T
T
+$5.98M
2
MSFT icon
Microsoft
MSFT
+$5.66M
3
ES icon
Eversource Energy
ES
+$5.61M
4
AAPL icon
Apple
AAPL
+$3.77M
5
ALK icon
Alaska Air
ALK
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Financials 11.36%
3 Communication Services 10.73%
4 Industrials 10.31%
5 Energy 10.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VER
526
DELISTED
VEREIT, Inc.
VER
$141K 0.02%
2,773
– –
JRO
527
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$137K 0.02%
13,400
+2,000
+18% +$20.4K
EXAS
528
DELISTED
Exact Sciences
EXAS
$126K 0.02%
10,300
-2,500
-20% -$18.8K
TGH
529
DELISTED
Textainer Group Holdings limited
TGH
$126K 0.02%
11,276
+18
+0.2% +$238
REM icon
530
iShares Mortgage Real Estate ETF
REM
$543M
$125K 0.02%
3,034
+81
+3% +$3.25K
TWO
531
Two Harbors Investment
TWO
$1.27B
$122K 0.02%
1,775
+100
+6% +$6.58K
NUV icon
532
Nuveen Municipal Value Fund
NUV
$1.91B
$121K 0.02%
11,200
– –
PIM
533
Franklin Master Intermediate Income Trust
PIM
$151M
$120K 0.02%
27,772
+1,000
+4% +$4.38K
MEMP
534
DELISTED
Memorial Production Partners LP Common Units
MEMP
$120K 0.02%
63,381
+887
+1% +$1.94K
SJT
535
San Juan Basin Royalty Trust
SJT
$118M
$116K 0.01%
16,000
– –
ORC
536
Orchid Island Capital
ORC
$1.31B
$115K 0.01%
2,239
– –
OXSQ icon
537
Oxford Square Capital
OXSQ
$157M
$114K 0.01%
21,550
+250
+1% +$1.31K
PAGP icon
538
Plains GP Holdings
PAGP
$4.9B
$112K 0.01%
4,018
– –
PNNT
539
Pennant Park Investment Corp
PNNT
$241M
$108K 0.01%
15,750
+680
+5% +$4.4K
CHRD icon
540
Chord Energy
CHRD
$7.39B
$105K 0.01%
11,200
-9,000
-45% -$85.3K
OMER icon
541
Omeros
OMER
$959M
$105K 0.01%
+10,000
New +$123K
ETJ
542
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$104K 0.01%
10,600
– –
WPX
543
DELISTED
WPX Energy, Inc.
WPX
$104K 0.01%
11,164
-5,000
-31% -$45.1K
SDT
544
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$102K 0.01%
42,000
– –
JCP
545
DELISTED
J.C. Penney Company, Inc.
JCP
$101K 0.01%
11,400
– –
CSQ icon
546
Calamos Strategic Total Return Fund
CSQ
$3.35B
$100K 0.01%
10,103
– –
IAG icon
547
IAMGOLD
IAG
$10.5B
$99K 0.01%
24,008
-1,000
-4% -$3.41K
TRQ
548
DELISTED
Turquoise Hill Resources Ltd
TRQ
$95K 0.01%
2,808
– –
UAN icon
549
CVR Partners
UAN
$1.34B
$89K 0.01%
1,087
-1,073
-50% -$88.5K
GPM
550
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$87K 0.01%
11,650
– –
20 21
22
23 24

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Sheaff Brock Investment Advisors held 668 positions worth $788M, down 3.2% from $814M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q2 2016, closing 70 positions and reducing 239 holdings. Its most notable exit was Alaska Air, an estimated $2.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Dollar General worth $2.9M.

  • Sheaff Brock Investment Advisors's largest Q2 2016 buy was Dollar General: 30,870 shares worth $2.9M.
  • Sheaff Brock Investment Advisors added most to Time Warner Inc in Q2 2016, an estimated $6M increase.
  • Sheaff Brock Investment Advisors's biggest Q2 2016 reduction was AT&T, cutting an estimated $5.98M.
  • Sheaff Brock Investment Advisors fully exited Alaska Air in Q2 2016, selling an estimated $2.08M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $788M portfolio in Q2 2016.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 70 in Q2 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 3.2% quarter-over-quarter to $788M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.