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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.19B
AUM Growth
+$109M
Cap. Flow
-$36M
Cap. Flow %
-3.01%
Top 10 Hldgs %
48.67%
Holding
522
New
60
Increased
119
Reduced
196
Closed
40

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$5.4M
2
FNF icon
Fidelity National Financial
FNF
+$4.71M
3
AVGO icon
Broadcom
AVGO
+$4.53M
4
MMM icon
3M
MMM
+$4.53M
5
WMT icon
Walmart Inc
WMT
+$3.64M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.83M
2
SYY icon
Sysco
SYY
+$5.24M
3
PRU icon
Prudential Financial
PRU
+$4.51M
4
CAT icon
Caterpillar
CAT
+$4.04M
5
GS icon
Goldman Sachs
GS
+$3.37M

Sector Composition

Rank Sector Weight
1 Technology 23.3%
2 Financials 8.95%
3 Consumer Discretionary 8.75%
4 Healthcare 6.93%
5 Industrials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIG icon
501
Transocean
RIG
$6.52B
– –
-23,200
Closed -$19K
RPM icon
502
RPM International
RPM
$14.9B
– –
-6,077
Closed -$503K
SPXS icon
503
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$334M
– –
-800
Closed -$461K
SWK icon
504
Stanley Black & Decker
SWK
$15.7B
– –
-1,544
Closed -$250K
SYF icon
505
Synchrony
SYF
$25.6B
– –
-18,159
Closed -$475K
SYY icon
506
Sysco
SYY
$40.3B
– –
-84,190
Closed -$5.24M
TCPC icon
507
BlackRock TCP Capital
TCPC
$327M
– –
-10,592
Closed -$104K
TEVA icon
508
Teva Pharmaceuticals
TEVA
$42.3B
– –
-22,000
Closed -$198K
THW
509
abrdn World Healthcare Fund
THW
$558M
– –
-46,532
Closed -$667K
VPL icon
510
Vanguard FTSE Pacific ETF
VPL
$8.43B
– –
-2,975
Closed -$202K
VWO icon
511
Vanguard FTSE Emerging Markets ETF
VWO
$125B
– –
-4,624
Closed -$200K
WGO icon
512
Winnebago Industries
WGO
$912M
– –
-16,564
Closed -$856K
SMC
513
Summit Midstream
SMC
$474M
– –
-1,333
Closed -$13K
SGEN
514
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-1,205
Closed -$236K
ICPT
515
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-5,700
Closed -$236K
ACOR
516
DELISTED
Acorda Therapeutics
ACOR
– –
-208
Closed -$13K
SRNE
517
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-12,100
Closed -$135K
CLVS
518
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-14,591
Closed -$85K
TWTR
519
DELISTED
Twitter, Inc.
TWTR
– –
-4,536
Closed -$202K
CBL
520
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-25,600
Closed -$4K
MNK
521
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-18,027
Closed -$18K
WPG
522
DELISTED
Washington Prime Group Inc.
WPG
– –
-2,422
Closed -$14K
17 18 19 20
21

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MW
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TAM
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Sheaff Brock Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Sheaff Brock Investment Advisors held 522 positions worth $1.19B, up 10% from $1.09B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $36M in Q4 2020, closing 40 positions and reducing 196 holdings. Its most notable exit was Sysco, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Fidelity National Financial worth $5.25M.

  • Sheaff Brock Investment Advisors's largest Q4 2020 buy was Fidelity National Financial: 139,750 shares worth $5.25M.
  • Sheaff Brock Investment Advisors added most to Allstate in Q4 2020, an estimated $5.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2020 reduction was Intel, cutting an estimated $5.83M.
  • Sheaff Brock Investment Advisors fully exited Sysco in Q4 2020, selling an estimated $5.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.19B portfolio in Q4 2020.
  • Sheaff Brock Investment Advisors opened 60 new positions and closed 40 in Q4 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 10% quarter-over-quarter to $1.19B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.