SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Return 14.39%
This Quarter Return
+7.15%
1 Year Return
+14.39%
3 Year Return
+57.7%
5 Year Return
+176.28%
10 Year Return
–
AUM
$1.05B
AUM Growth
+$111M
Cap. Flow
+$34.3M
Cap. Flow %
3.27%
Top 10 Hldgs %
33.69%
Holding
541
New
49
Increased
214
Reduced
109
Closed
22

Top Buys

1
AMZN icon
Amazon
AMZN
$13M
2
PII icon
Polaris
PII
$6.26M
3
CMI icon
Cummins
CMI
$5.27M
4
MSFT icon
Microsoft
MSFT
$4.75M
5
JPM icon
JPMorgan Chase
JPM
$3.42M

Top Sells

1
BBY icon
Best Buy
BBY
$5.23M
2
VZ icon
Verizon
VZ
$4.36M
3
HD icon
Home Depot
HD
$3.38M
4
MRK icon
Merck
MRK
$3.25M
5
AMGN icon
Amgen
AMGN
$2.98M

Sector Composition

1 Technology 31.16%
2 Consumer Discretionary 12.19%
3 Financials 11.12%
4 Healthcare 8.45%
5 Industrials 7.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLM icon
476
Cornerstone Strategic Value Fund
CLM
$2.33B
$178K 0.01%
15,592
– –
RAD
477
DELISTED
Rite Aid Corporation
RAD
$178K 0.01%
10,927
– –
NEA icon
478
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.28B
$175K 0.01%
11,141
– –
HTGC icon
479
Hercules Capital
HTGC
$3.52B
$174K 0.01%
10,199
-500
-5% -$8.53K
HYI
480
Western Asset High Yield Opportunity Fund Inc.
HYI
$272M
$173K 0.01%
11,000
-1,200
-10% -$18.9K
PMO
481
Putnam Municipal Opportunities Trust
PMO
$277M
$170K 0.01%
12,000
– –
GGT
482
Gabelli Multimedia Trust
GGT
$143M
$168K 0.01%
15,269
+142
+0.9% +$1.56K
BBAR icon
483
BBVA Argentina
BBAR
$2.55B
$163K 0.01%
+50,000
New +$163K
BKD icon
484
Brookdale Senior Living
BKD
$1.82B
$162K 0.01%
20,500
– –
PFLT icon
485
PennantPark Floating Rate Capital
PFLT
$1.02B
$162K 0.01%
12,730
– –
JPS
486
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$156K 0.01%
15,642
+935
+6% +$9.33K
CHW
487
Calamos Global Dynamic Income Fund
CHW
$465M
$149K 0.01%
13,635
– –
FEN
488
DELISTED
First Trust Energy Income and Growth Fund
FEN
$145K 0.01%
10,000
– –
ERC
489
Allspring Multi-Sector Income Fund
ERC
$268M
$141K 0.01%
11,000
– –
SPGS.U
490
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
$141K 0.01%
14,000
– –
NCV
491
Virtus Convertible & Income Fund
NCV
$335M
$139K 0.01%
+5,654
New +$139K
EMX
492
EMX Royalty
EMX
$417M
$127K 0.01%
42,732
– –
ZTR
493
Virtus Total Return Fund
ZTR
$347M
$127K 0.01%
13,080
+1,915
+17% +$18.6K
ETJ
494
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$610M
$122K 0.01%
10,625
– –
OSUR icon
495
OraSure Technologies
OSUR
$230M
$122K 0.01%
12,033
– –
HYB
496
DELISTED
New America High Income Fund, Inc.
HYB
$121K 0.01%
13,096
– –
CHMI
497
Cherry Hill Mortgage Investment Corp
CHMI
$105M
$120K 0.01%
12,126
– –
CRF
498
Cornerstone Total Return Fund
CRF
$1.22B
$114K 0.01%
10,243
– –
SAN icon
499
Banco Santander
SAN
$142B
$104K 0.01%
26,647
+1
+0% +$4
DCF
500
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$98K 0.01%
10,213
+159
+2% +$1.53K
18 19
20
21 22