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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+9.48%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$120M
Cap. Flow
+$15.9M
Cap. Flow %
1.14%
Top 10 Hldgs %
49.02%
Holding
550
New
50
Increased
214
Reduced
110
Closed
28

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$12.6M
2
PII icon
Polaris
PII
+$6.2M
3
CMI icon
Cummins
CMI
+$5.53M
4
MSFT icon
Microsoft
MSFT
+$4.45M
5
JPM icon
JPMorgan Chase
JPM
+$3.46M

Top Sells

Rank Stock Value
1
BBY icon
Best Buy
BBY
+$5.31M
2
VZ icon
Verizon
VZ
+$4.46M
3
HD icon
Home Depot
HD
+$3.37M
4
MRK icon
Merck
MRK
+$3.11M
5
AMGN icon
Amgen
AMGN
+$3.01M

Sector Composition

Rank Sector Weight
1 Technology 23.51%
2 Consumer Discretionary 9.2%
3 Financials 8.44%
4 Healthcare 6.38%
5 Industrials 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOK icon
476
Nokia
NOK
$52.8B
$200K 0.01%
37,573
-1,000
-3% -$4.83K
HRZN icon
477
Horizon Technology Finance
HRZN
$324M
$199K 0.01%
11,498
– –
AOD
478
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$198K 0.01%
19,480
+1
+0% +$10
DSU icon
479
BlackRock Debt Strategies Fund
DSU
$599M
$198K 0.01%
17,284
– –
SRNE
480
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$198K 0.01%
20,450
+2,850
+16% +$22.7K
RQI icon
481
Cohen & Steers Quality Income Realty Fund
RQI
$1.67B
$179K 0.01%
11,370
– –
CLM icon
482
Cornerstone Strategic Value Fund
CLM
$2.25B
$178K 0.01%
15,592
– –
RAD
483
DELISTED
Rite Aid Corporation
RAD
$178K 0.01%
10,927
– –
NEA icon
484
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
$175K 0.01%
11,141
– –
HTGC icon
485
Hercules Capital
HTGC
$3.14B
$174K 0.01%
10,199
-500
-5% -$8.55K
HYI
486
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$173K 0.01%
11,000
-1,200
-10% -$18.5K
PMO
487
Franklin Municipal Opportunities Trust
PMO
$285M
$170K 0.01%
12,000
– –
GGT
488
Gabelli Multimedia Trust
GGT
$176M
$168K 0.01%
15,269
+142
+0.9% +$1.44K
BBAR icon
489
BBVA Argentina
BBAR
$3.4B
$163K 0.01%
+50,000
New +$156K
BKD icon
490
Brookdale Senior Living
BKD
$3.05B
$162K 0.01%
20,500
– –
PFLT icon
491
PennantPark Floating Rate Capital
PFLT
$743M
$162K 0.01%
12,730
– –
JPS
492
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$156K 0.01%
15,642
+935
+6% +$9.2K
CHW
493
Calamos Global Dynamic Income Fund
CHW
$556M
$149K 0.01%
13,635
– –
FEN
494
DELISTED
First Trust Energy Income and Growth Fund
FEN
$145K 0.01%
10,000
– –
ERC
495
Allspring Multi-Sector Income Fund
ERC
$260M
$141K 0.01%
11,000
– –
SPGS.U
496
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
$141K 0.01%
14,000
– –
NCV
497
Virtus Convertible & Income Fund
NCV
$392M
$139K 0.01%
+5,654
New +$132K
EMX
498
DELISTED
EMX Royalty
EMX
$127K 0.01%
42,732
– –
ZTR
499
Virtus Total Return Fund
ZTR
$339M
$127K 0.01%
13,080
+1,915
+17% +$18.8K
ETJ
500
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$122K 0.01%
10,625
– –
18 19
20
21 22

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Sheaff Brock Investment Advisors's Q2 2021 Portfolio in Review

As of Q2 2021, Sheaff Brock Investment Advisors held 550 positions worth $1.39B, up 9.5% from $1.27B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors's Q2 2021 filing shows 50 new, 214 increased, 110 reduced and 28 closed positions. Its largest new stake was Ziff Davis: 11,765 shares worth $1.41M. The largest sale was Best Buy, an estimated $5.31M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 22% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q2 2021 buy was Ziff Davis: 11,765 shares worth $1.41M.
  • Sheaff Brock Investment Advisors added most to Amazon in Q2 2021, an estimated $12.6M increase.
  • Sheaff Brock Investment Advisors's biggest Q2 2021 reduction was Best Buy, cutting an estimated $5.31M.
  • Sheaff Brock Investment Advisors fully exited FormFactor in Q2 2021, selling an estimated $1.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.39B portfolio in Q2 2021.
  • Sheaff Brock Investment Advisors opened 50 new positions and closed 28 in Q2 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.39B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q2 2021, filed 16 Aug 2021.