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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-1.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$966M
AUM Growth
+$195M
Cap. Flow
+$218M
Cap. Flow %
22.55%
Top 10 Hldgs %
39.1%
Holding
598
New
65
Increased
191
Reduced
179
Closed
47

Top Buys

Rank Stock Value
1
OPLN
Openlane
OPLN
+$6.44M
2
KLAC icon
KLA
KLAC
+$6.04M
3
IBM icon
IBM
IBM
+$1.61M
4
UNP icon
Union Pacific
UNP
+$1.39M
5
CE icon
Celanese
CE
+$1.37M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$7.72M
2
KDP icon
Keurig Dr Pepper
KDP
+$5.64M
3
EXC icon
Exelon
EXC
+$5.37M
4
CAT icon
Caterpillar
CAT
+$1.54M
5
TROW icon
T. Rowe Price
TROW
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Financials 12.27%
3 Consumer Discretionary 8.47%
4 Healthcare 7.44%
5 Industrials 7.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVG icon
476
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$189K 0.02%
12,998
+854
+7% +$12.6K
VER
477
DELISTED
VEREIT, Inc.
VER
$189K 0.02%
5,419
+1,642
+43% +$58.3K
BBF
478
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$189K 0.02%
14,492
– –
REI icon
479
Ring Energy
REI
$360M
$187K 0.02%
13,000
– –
EOI
480
Eaton Vance Enhanced Equity Income Fund
EOI
$829M
$184K 0.02%
13,202
– –
MNK
481
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$182K 0.02%
12,573
-7,200
-36% -$130K
TEVA icon
482
Teva Pharmaceuticals
TEVA
$42.9B
$177K 0.02%
+10,344
New +$202K
AOD
483
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$174K 0.02%
19,480
-3,250
-14% -$30.7K
PHT
484
DELISTED
Pioneer High Income Fund
PHT
$172K 0.02%
18,326
– –
HYB
485
DELISTED
New America High Income Fund, Inc.
HYB
$172K 0.02%
+19,720
New +$177K
PML
486
PIMCO Municipal Income Fund II
PML
$491M
$169K 0.02%
13,384
– –
CX icon
487
Cemex
CX
$16.1B
$167K 0.02%
25,214
+200
+0.8% +$1.5K
PMO
488
Franklin Municipal Opportunities Trust
PMO
$286M
$167K 0.02%
14,300
– –
OBCI
489
DELISTED
Ocean Bio-Chem Inc
OBCI
$167K 0.02%
40,600
-4,000
-9% -$16K
AAV
490
DELISTED
Advantage Oil & Gas Ltd
AAV
$163K 0.02%
55,400
– –
NCZ
491
Virtus Convertible & Income Fund II
NCZ
$305M
$162K 0.02%
6,806
-3,166
-32% -$77.6K
IAU icon
492
iShares Gold Trust
IAU
$65B
$160K 0.02%
6,295
-1,225
-16% -$31.3K
BWG
493
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$155K 0.02%
+12,000
New +$156K
SAN icon
494
Banco Santander
SAN
$210B
$153K 0.02%
24,409
+2
+0% +$13
MORL
495
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$153K 0.02%
10,050
– –
GGT
496
Gabelli Multimedia Trust
GGT
$174M
$152K 0.02%
16,619
+544
+3% +$5.08K
EEP
497
DELISTED
Enbridge Energy Partners
EEP
$150K 0.02%
15,593
-450
-3% -$5.91K
ADAM
498
Adamas Trust
ADAM
$918M
$147K 0.02%
6,199
– –
THW
499
abrdn World Healthcare Fund
THW
$556M
$147K 0.02%
+11,475
New +$156K
FSM icon
500
Fortuna Silver Mines
FSM
$3.19B
$143K 0.01%
27,540
– –
18 19
20
21 22

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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Sheaff Brock Investment Advisors held 598 positions worth $966M, up 25% from $771M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Sheaff Brock Investment Advisors deployed $218M of net new capital in Q1 2018, opening 65 new positions and adding to 191 existing holdings. Its largest new stake was Openlane: 319,148 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 17% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $7.72M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2018 buy was Openlane: 319,148 shares worth $6.55M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2018, an estimated $1.61M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2018 reduction was Meta Platforms (Facebook), cutting an estimated $7.72M.
  • Sheaff Brock Investment Advisors fully exited Keurig Dr Pepper in Q1 2018, selling an estimated $5.64M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 39% of its $966M portfolio in Q1 2018.
  • Sheaff Brock Investment Advisors opened 65 new positions and closed 47 in Q1 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 25% quarter-over-quarter to $966M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2018, filed 3 May 2018.