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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.32%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.27B
AUM Growth
+$75.2M
Cap. Flow
+$14.9M
Cap. Flow %
1.17%
Top 10 Hldgs %
48.4%
Holding
529
New
47
Increased
161
Reduced
175
Closed
29

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$6.48M
2
GLW icon
Corning
GLW
+$5.87M
3
DOW icon
Dow Inc
DOW
+$5.5M
4
HUBB icon
Hubbell
HUBB
+$5.35M
5
CMCSA icon
Comcast
CMCSA
+$5.02M

Top Sells

Rank Stock Value
1
RF icon
Regions Financial
RF
+$7.79M
2
DAL icon
Delta Air Lines
DAL
+$5.18M
3
TSN icon
Tyson Foods
TSN
+$4.59M
4
AMGN icon
Amgen
AMGN
+$4.06M
5
BA icon
Boeing
BA
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 22.22%
2 Consumer Discretionary 8.48%
3 Financials 7.94%
4 Healthcare 7%
5 Industrials 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSU icon
451
BlackRock Debt Strategies Fund
DSU
$601M
$190K 0.02%
17,284
– –
UVXY icon
452
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$287M
$190K 0.02%
13
+6
+86% +$140K
HYI
453
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$189K 0.01%
12,200
– –
AOD
454
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$186K 0.01%
19,479
– –
BBF
455
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$185K 0.01%
13,292
– –
HTGC icon
456
Hercules Capital
HTGC
$3.12B
$172K 0.01%
+10,699
New +$166K
MFIN icon
457
Medallion Financial
MFIN
$253M
$169K 0.01%
24,000
– –
REI icon
458
Ring Energy
REI
$357M
$167K 0.01%
72,400
– –
HRZN icon
459
Horizon Technology Finance
HRZN
$328M
$165K 0.01%
11,498
– –
NEA icon
460
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$165K 0.01%
+11,141
New +$165K
PMO
461
Franklin Municipal Opportunities Trust
PMO
$285M
$161K 0.01%
12,000
– –
RQI icon
462
Cohen & Steers Quality Income Realty Fund
RQI
$1.66B
$158K 0.01%
11,370
– –
NOK icon
463
Nokia
NOK
$52.7B
$153K 0.01%
38,573
-421
-1% -$1.76K
PFLT icon
464
PennantPark Floating Rate Capital
PFLT
$743M
$151K 0.01%
12,730
– –
ENDP
465
DELISTED
Endo International plc
ENDP
$150K 0.01%
20,300
+300
+2% +$2.43K
SRNE
466
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$146K 0.01%
+17,600
New +$186K
JPS
467
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$143K 0.01%
14,707
-4,000
-21% -$37.7K
GGT
468
Gabelli Multimedia Trust
GGT
$175M
$142K 0.01%
15,127
+406
+3% +$3.63K
SPGS.U
469
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
$141K 0.01%
+14,000
New +$144K
OSUR icon
470
OraSure Technologies
OSUR
$268M
$140K 0.01%
+12,033
New +$147K
CHW
471
Calamos Global Dynamic Income Fund
CHW
$552M
$139K 0.01%
13,635
– –
ERC
472
Allspring Multi-Sector Income Fund
ERC
$261M
$138K 0.01%
11,000
– –
CIM
473
Chimera Investment
CIM
$996M
$134K 0.01%
3,524
-1,800
-34% -$61.5K
FEN
474
DELISTED
First Trust Energy Income and Growth Fund
FEN
$134K 0.01%
10,000
– –
CRF
475
Cornerstone Total Return Fund
CRF
$1.18B
$133K 0.01%
10,243
– –
17 18
19
20 21

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TAM
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Sheaff Brock Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Sheaff Brock Investment Advisors held 529 positions worth $1.27B, up 6.3% from $1.19B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Sheaff Brock Investment Advisors's Q1 2021 filing shows 47 new, 161 increased, 175 reduced and 29 closed positions. Its largest new stake was Hubbell: 30,928 shares worth $5.78M. The largest sale was Regions Financial, an estimated $7.79M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q1 2021 buy was Hubbell: 30,928 shares worth $5.78M.
  • Sheaff Brock Investment Advisors added most to Johnson & Johnson in Q1 2021, an estimated $6.48M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2021 reduction was Regions Financial, cutting an estimated $7.79M.
  • Sheaff Brock Investment Advisors fully exited STORE Capital Corporation in Q1 2021, selling an estimated $1.19M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 48% of its $1.27B portfolio in Q1 2021.
  • Sheaff Brock Investment Advisors opened 47 new positions and closed 29 in Q1 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 6.3% quarter-over-quarter to $1.27B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2021, filed 11 May 2021.