We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.19B
AUM Growth
+$109M
Cap. Flow
-$36M
Cap. Flow %
-3.01%
Top 10 Hldgs %
48.67%
Holding
522
New
60
Increased
119
Reduced
196
Closed
40

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$5.4M
2
FNF icon
Fidelity National Financial
FNF
+$4.71M
3
AVGO icon
Broadcom
AVGO
+$4.53M
4
MMM icon
3M
MMM
+$4.53M
5
WMT icon
Walmart Inc
WMT
+$3.64M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.83M
2
SYY icon
Sysco
SYY
+$5.24M
3
PRU icon
Prudential Financial
PRU
+$4.51M
4
CAT icon
Caterpillar
CAT
+$4.04M
5
GS icon
Goldman Sachs
GS
+$3.37M

Sector Composition

Rank Sector Weight
1 Technology 23.3%
2 Financials 8.95%
3 Consumer Discretionary 8.75%
4 Healthcare 6.93%
5 Industrials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENDP
451
DELISTED
Endo International plc
ENDP
$144K 0.01%
+20,000
New +$104K
EMX
452
DELISTED
EMX Royalty
EMX
$143K 0.01%
42,732
– –
RQI icon
453
Cohen & Steers Quality Income Realty Fund
RQI
$1.66B
$141K 0.01%
11,370
-1,656
-13% -$19.3K
ERC
454
Allspring Multi-Sector Income Fund
ERC
$261M
$134K 0.01%
11,000
-2,215
-17% -$25.5K
PFLT icon
455
PennantPark Floating Rate Capital
PFLT
$743M
$134K 0.01%
12,730
– –
CHW
456
Calamos Global Dynamic Income Fund
CHW
$552M
$130K 0.01%
13,635
-8,764
-39% -$78.3K
MFIN icon
457
Medallion Financial
MFIN
$253M
$118K 0.01%
24,000
– –
GGT
458
Gabelli Multimedia Trust
GGT
$175M
$115K 0.01%
+14,721
New +$105K
CRF
459
Cornerstone Total Return Fund
CRF
$1.18B
$114K 0.01%
10,243
– –
HIO
460
Western Asset High Income Opportunity Fund
HIO
$340M
$114K 0.01%
22,986
-24,053
-51% -$120K
HYB
461
DELISTED
New America High Income Fund, Inc.
HYB
$114K 0.01%
13,096
-38
-0.3% -$321
ARR
462
Armour Residential REIT
ARR
$2.36B
$112K 0.01%
2,076
– –
FEN
463
DELISTED
First Trust Energy Income and Growth Fund
FEN
$107K 0.01%
10,000
– –
ETJ
464
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$105K 0.01%
10,125
– –
BKD icon
465
Brookdale Senior Living
BKD
$3B
$91K 0.01%
20,500
-1,000
-5% -$3.69K
ZTR
466
Virtus Total Return Fund
ZTR
$338M
$88K 0.01%
10,075
– –
DCF
467
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$85K 0.01%
+10,000
New +$81.1K
SAN icon
468
Banco Santander
SAN
$210B
$81K 0.01%
26,646
+4,059
+18% +$10.3K
SRTS icon
469
Sensus Healthcare
SRTS
$51M
$81K 0.01%
21,000
– –
OIA icon
470
Invesco Municipal Income Opportunities Trust
OIA
$290M
$79K 0.01%
+10,000
New +$74.5K
ADAM
471
Adamas Trust
ADAM
$919M
$77K 0.01%
5,206
– –
JMM icon
472
Nuveen Multi-Market Income Fund
JMM
$55.2M
$72K 0.01%
10,000
– –
CRON
473
Cronos Group
CRON
$1.13B
$69K 0.01%
10,010
-500
-5% -$3.44K
GPM
474
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$66K 0.01%
10,000
– –
OCSL icon
475
Oaktree Specialty Lending
OCSL
$1.13B
$58K ﹤0.01%
3,483
– –
17 18
19
20 21

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Sheaff Brock Investment Advisors held 522 positions worth $1.19B, up 10% from $1.09B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $36M in Q4 2020, closing 40 positions and reducing 196 holdings. Its most notable exit was Sysco, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Fidelity National Financial worth $5.25M.

  • Sheaff Brock Investment Advisors's largest Q4 2020 buy was Fidelity National Financial: 139,750 shares worth $5.25M.
  • Sheaff Brock Investment Advisors added most to Allstate in Q4 2020, an estimated $5.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2020 reduction was Intel, cutting an estimated $5.83M.
  • Sheaff Brock Investment Advisors fully exited Sysco in Q4 2020, selling an estimated $5.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.19B portfolio in Q4 2020.
  • Sheaff Brock Investment Advisors opened 60 new positions and closed 40 in Q4 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 10% quarter-over-quarter to $1.19B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.