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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-19.84%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$756M
AUM Growth
-$274M
Cap. Flow
-$46.6M
Cap. Flow %
-6.16%
Top 10 Hldgs %
47.38%
Holding
509
New
33
Increased
126
Reduced
183
Closed
95

Top Buys

Rank Stock Value
1
IRM icon
Iron Mountain
IRM
+$6.31M
2
DAL icon
Delta Air Lines
DAL
+$6.06M
3
TRV icon
Travelers Companies
TRV
+$2.6M
4
VZ icon
Verizon
VZ
+$2.47M
5
HD icon
Home Depot
HD
+$2.18M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.19M
2
DRI icon
Darden Restaurants
DRI
+$5.46M
3
XOM icon
ExxonMobil
XOM
+$5.14M
4
AMZN icon
Amazon
AMZN
+$4.07M
5
CAT icon
Caterpillar
CAT
+$3.32M

Sector Composition

Rank Sector Weight
1 Technology 20.92%
2 Financials 9.89%
3 Healthcare 7.3%
4 Communication Services 6.5%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEP icon
451
Icahn Enterprises
IEP
$5.39B
– –
-3,878
Closed -$238K
IIIV icon
452
i3 Verticals
IIIV
$331M
– –
-7,692
Closed -$217K
IJH icon
453
iShares Core S&P Mid-Cap ETF
IJH
$127B
– –
-4,920
Closed -$203K
IVR icon
454
Invesco Mortgage Capital
IVR
$802M
– –
-1,096
Closed -$182K
IWO icon
455
iShares Russell 2000 Growth ETF
IWO
$14.9B
– –
-992
Closed -$213K
JPST icon
456
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
– –
-5,000
Closed -$252K
KMX icon
457
CarMax
KMX
$8.26B
– –
-2,995
Closed -$263K
KSS icon
458
Kohl's
KSS
$2.1B
– –
-4,451
Closed -$227K
LMT icon
459
CALL
Lockheed Martin
LMT
$138B
– –
-2,200
Closed -$857K
LUMN icon
460
Lumen
LUMN
$6.58B
– –
-11,619
Closed -$153K
LW icon
461
Lamb Weston
LW
$7.23B
– –
-4,209
Closed -$362K
MAS icon
462
Masco
MAS
$15B
– –
-17,100
Closed -$821K
MET icon
463
MetLife
MET
$61.5B
– –
-16,146
Closed -$823K
MFA
464
MFA Financial
MFA
$928M
– –
-12,046
Closed -$369K
MIDD icon
465
Middleby
MIDD
$5.43B
– –
-3,140
Closed -$344K
MOAT icon
466
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
– –
-4,370
Closed -$239K
MPC icon
467
Marathon Petroleum
MPC
$94.5B
– –
-7,124
Closed -$429K
NOK icon
468
CALL
Nokia
NOK
$52.7B
– –
-16,000
Closed -$60K
NRO
469
Neuberger Real Estate Securities Income Fund Inc
NRO
$187M
– –
-15,720
Closed -$84K
OHI icon
470
Omega Healthcare
OHI
$13.8B
– –
-7,172
Closed -$304K
OLED icon
471
CALL
Universal Display
OLED
$4.32B
– –
-2,500
Closed -$515K
OXSQ icon
472
Oxford Square Capital
OXSQ
$155M
– –
-10,875
Closed -$59K
OXY icon
473
Occidental Petroleum
OXY
$59B
– –
-6,227
Closed -$205K
PARA
474
DELISTED
Paramount Global Class B
PARA
– –
-5,381
Closed -$226K
PBA icon
475
Pembina Pipeline
PBA
$28.3B
– –
-8,003
Closed -$297K
17 18
19
20 21

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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Sheaff Brock Investment Advisors held 509 positions worth $756M, down 27% from $1.03B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $46.6M in Q1 2020, closing 95 positions and reducing 183 holdings. Its most notable exit was Darden Restaurants, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Iron Mountain worth $4.96M.

  • Sheaff Brock Investment Advisors's largest Q1 2020 buy was Iron Mountain: 208,498 shares worth $4.96M.
  • Sheaff Brock Investment Advisors added most to Delta Air Lines in Q1 2020, an estimated $6.06M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $8.19M.
  • Sheaff Brock Investment Advisors fully exited Darden Restaurants in Q1 2020, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $756M portfolio in Q1 2020.
  • Sheaff Brock Investment Advisors opened 33 new positions and closed 95 in Q1 2020.
  • Sheaff Brock Investment Advisors's portfolio value fell 27% quarter-over-quarter to $756M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2020, filed 30 Apr 2020.