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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+3.69%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$930M
AUM Growth
+$108M
Cap. Flow
+$84.1M
Cap. Flow %
9.04%
Top 10 Hldgs %
42.13%
Holding
545
New
33
Increased
147
Reduced
188
Closed
53

Top Buys

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$6.06M
2
IIPR icon
Innovative Industrial Properties
IIPR
+$5.26M
3
XOM icon
ExxonMobil
XOM
+$3.14M
4
CVX icon
Chevron
CVX
+$2.6M
5
WMT icon
Walmart Inc
WMT
+$2.48M

Top Sells

Rank Stock Value
1
HOMB icon
Home BancShares
HOMB
+$7.49M
2
OPLN
Openlane
OPLN
+$6.03M
3
FNF icon
Fidelity National Financial
FNF
+$5.43M
4
UPS icon
United Parcel Service
UPS
+$5M
5
AAPL icon
Apple
AAPL
+$4.94M

Sector Composition

Rank Sector Weight
1 Technology 15.95%
2 Financials 11.85%
3 Industrials 7.33%
4 Healthcare 6.66%
5 Energy 6.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGTX icon
451
TG Therapeutics
TGTX
$7.62B
$130K 0.01%
15,000
– –
OCSL icon
452
Oaktree Specialty Lending
OCSL
$1.14B
$128K 0.01%
7,900
+76
+1% +$1.23K
CLM icon
453
Cornerstone Strategic Value Fund
CLM
$2.25B
$125K 0.01%
10,887
– –
ETJ
454
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$119K 0.01%
12,625
– –
RIG icon
455
Transocean
RIG
$5.82B
$112K 0.01%
17,482
+4,897
+39% +$36.4K
TEVA icon
456
Teva Pharmaceuticals
TEVA
$41.2B
$112K 0.01%
12,160
+589
+5% +$7.1K
GPM
457
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$111K 0.01%
13,651
– –
CX icon
458
Cemex
CX
$16.3B
$108K 0.01%
25,414
– –
NOK icon
459
Nokia
NOK
$52.3B
$106K 0.01%
21,152
+192
+0.9% +$1.01K
GE icon
460
CALL
GE Aerospace
GE
$384B
$105K 0.01%
2,006
-1,204
-38% -$59.3K
CRZO
461
DELISTED
Carrizo Oil & Gas Inc
CRZO
$102K 0.01%
10,150
-750
-7% -$8.64K
PNNT
462
Pennant Park Investment Corp
PNNT
$241M
$101K 0.01%
16,040
– –
BBDC icon
463
Barings BDC
BBDC
$965M
$99K 0.01%
10,105
– –
RAD
464
DELISTED
Rite Aid Corporation
RAD
$98K 0.01%
12,222
+6,349
+108% +$54.8K
CMO
465
DELISTED
Capstead Mortgage Corp.
CMO
$94K 0.01%
11,302
– –
FSM icon
466
Fortuna Silver Mines
FSM
$3.07B
$78K 0.01%
27,340
– –
SMC
467
Summit Midstream
SMC
$419M
– –
0
– –
NRO
468
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$77K 0.01%
15,720
– –
SAN icon
469
Banco Santander
SAN
$210B
$77K 0.01%
17,632
+2
+0% +$9
OXSQ icon
470
Oxford Square Capital
OXSQ
$157M
$74K 0.01%
11,600
– –
NCV
471
Virtus Convertible & Income Fund
NCV
$390M
$73K 0.01%
3,237
+1
+0% +$23
REI icon
472
Ring Energy
REI
$339M
$72K 0.01%
22,000
– –
EOD
473
Allspring Global Dividend Opportunity Fund
EOD
$286M
$68K 0.01%
+12,353
New +$66.4K
CHK
474
DELISTED
Chesapeake Energy Corporation
CHK
$65K 0.01%
167
-20
-11% -$9.99K
HEXO
475
DELISTED
HEXO Corp. Common Shares
HEXO
$59K 0.01%
196
– –
17 18
19
20 21

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Sheaff Brock Investment Advisors's Q2 2019 Portfolio in Review

As of Q2 2019, Sheaff Brock Investment Advisors held 545 positions worth $930M, up 13% from $822M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Sheaff Brock Investment Advisors deployed $84.1M of net new capital in Q2 2019, opening 33 new positions and adding to 147 existing holdings. Its largest new stake was Darden Restaurants: 50,953 shares worth $6.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 19% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was United Parcel Service, an estimated $5M trimmed.

  • Sheaff Brock Investment Advisors's largest Q2 2019 buy was Darden Restaurants: 50,953 shares worth $6.2M.
  • Sheaff Brock Investment Advisors added most to ExxonMobil in Q2 2019, an estimated $3.14M increase.
  • Sheaff Brock Investment Advisors's biggest Q2 2019 reduction was United Parcel Service, cutting an estimated $5M.
  • Sheaff Brock Investment Advisors fully exited Home BancShares in Q2 2019, selling an estimated $7.49M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 42% of its $930M portfolio in Q2 2019.
  • Sheaff Brock Investment Advisors opened 33 new positions and closed 53 in Q2 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 13% quarter-over-quarter to $930M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q2 2019, filed 31 Jul 2019.