We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$34.3M
Cap. Flow
-$34.8M
Cap. Flow %
-3.29%
Top 10 Hldgs %
41.43%
Holding
578
New
37
Increased
154
Reduced
214
Closed
53

Top Buys

Rank Stock Value
1
PRU icon
Prudential Financial
PRU
+$6.43M
2
LMT icon
Lockheed Martin
LMT
+$6.39M
3
VZ icon
Verizon
VZ
+$6.11M
4
WBA
Walgreens Boots Alliance
WBA
+$2.73M
5
CAT icon
Caterpillar
CAT
+$1.93M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.22M
2
AAPL icon
Apple
AAPL
+$5.59M
3
WLL
Whiting Petroleum Corporation
WLL
+$5.46M
4
WMT icon
Walmart Inc
WMT
+$5.4M
5
WHR icon
Whirlpool
WHR
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 15.16%
2 Financials 12.29%
3 Healthcare 7.87%
4 Consumer Discretionary 7.74%
5 Industrials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
451
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
$203K 0.02%
+3,892
New +$203K
PTLA
452
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$203K 0.02%
7,607
-7,736
-50% -$253K
BKD icon
453
Brookdale Senior Living
BKD
$3.27B
$202K 0.02%
20,500
– –
GHY
454
PGIM Global High Yield Fund
GHY
$479M
$201K 0.02%
14,500
– –
SLCA
455
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$201K 0.02%
10,650
-100
-0.9% -$2.32K
TWTR
456
DELISTED
Twitter, Inc.
TWTR
$201K 0.02%
7,045
-7,175
-50% -$254K
ARR
457
Armour Residential REIT
ARR
$2.34B
$200K 0.02%
1,779
– –
OLED icon
458
Universal Display
OLED
$4.16B
$200K 0.02%
+1,700
New +$187K
CXE
459
DELISTED
MFS High Income Municipal Trust
CXE
$199K 0.02%
40,200
– –
FFC
460
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$783M
$193K 0.02%
10,566
+101
+1% +$1.92K
HYI
461
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$191K 0.02%
13,100
– –
BBF
462
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$189K 0.02%
14,492
– –
EOI
463
Eaton Vance Enhanced Equity Income Fund
EOI
$828M
$186K 0.02%
11,639
– –
DNP icon
464
DNP Select Income Fund
DNP
$4.09B
$184K 0.02%
16,620
– –
DGII icon
465
Digi International
DGII
$3.14B
$182K 0.02%
13,500
– –
CX icon
466
Cemex
CX
$16.3B
$179K 0.02%
25,414
– –
AR icon
467
Antero Resources
AR
$11.4B
$177K 0.02%
+10,000
New +$194K
AWF
468
AllianceBernstein Global High Income Fund
AWF
$870M
$171K 0.02%
14,649
– –
MFIN icon
469
Medallion Financial
MFIN
$249M
$170K 0.02%
25,600
-200
-0.8% -$1.18K
AMLP icon
470
Alerian MLP ETF
AMLP
$13.3B
$169K 0.02%
3,159
-2,200
-41% -$119K
REI icon
471
Ring Energy
REI
$354M
$168K 0.02%
17,000
+2,000
+13% +$24K
PMO
472
Franklin Municipal Opportunities Trust
PMO
$285M
$163K 0.02%
14,300
– –
RAD
473
DELISTED
Rite Aid Corporation
RAD
$163K 0.02%
6,373
– –
VER
474
DELISTED
VEREIT, Inc.
VER
$163K 0.02%
4,497
-1,431
-24% -$54.6K
HYB
475
DELISTED
New America High Income Fund, Inc.
HYB
$157K 0.01%
18,260
-1,460
-7% -$12.4K
17 18
19
20 21

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Sheaff Brock Investment Advisors held 578 positions worth $1.06B, up 3.3% from $1.02B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q3 2018, closing 53 positions and reducing 214 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in American Eagle Outfitters worth $1.08M.

  • Sheaff Brock Investment Advisors's largest Q3 2018 buy was American Eagle Outfitters: 43,321 shares worth $1.08M.
  • Sheaff Brock Investment Advisors added most to Prudential Financial in Q3 2018, an estimated $6.43M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2018 reduction was DuPont de Nemours, cutting an estimated $6.22M.
  • Sheaff Brock Investment Advisors fully exited Whiting Petroleum Corporation in Q3 2018, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.06B portfolio in Q3 2018.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 53 in Q3 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 3.3% quarter-over-quarter to $1.06B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2018, filed 9 Nov 2018.