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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.19B
AUM Growth
+$109M
Cap. Flow
-$36M
Cap. Flow %
-3.01%
Top 10 Hldgs %
48.67%
Holding
522
New
60
Increased
119
Reduced
196
Closed
40

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$5.4M
2
FNF icon
Fidelity National Financial
FNF
+$4.71M
3
AVGO icon
Broadcom
AVGO
+$4.53M
4
MMM icon
3M
MMM
+$4.53M
5
WMT icon
Walmart Inc
WMT
+$3.64M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.83M
2
SYY icon
Sysco
SYY
+$5.24M
3
PRU icon
Prudential Financial
PRU
+$4.51M
4
CAT icon
Caterpillar
CAT
+$4.04M
5
GS icon
Goldman Sachs
GS
+$3.37M

Sector Composition

Rank Sector Weight
1 Technology 23.3%
2 Financials 8.95%
3 Consumer Discretionary 8.75%
4 Healthcare 6.93%
5 Industrials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEM icon
426
Newmont
NEM
$124B
$201K 0.02%
3,360
+177
+6% +$10.9K
GM icon
427
General Motors
GM
$78.4B
$200K 0.02%
4,812
-4,025
-46% -$156K
IVV icon
428
iShares Core S&P 500 ETF
IVV
$902B
$200K 0.02%
+531
New +$189K
MSFT icon
429
CALL
Microsoft
MSFT
$3.74T
$200K 0.02%
+900
New +$194K
VTRS icon
430
Viatris
VTRS
$18.7B
$200K 0.02%
+10,672
New +$174K
XMPT icon
431
VanEck CEF Muni Income ETF
XMPT
$220M
$200K 0.02%
+7,000
New +$192K
RIV
432
RiverNorth Opportunities Fund
RIV
$319M
$193K 0.02%
12,000
– –
RITM icon
433
Rithm Capital
RITM
$5.72B
$189K 0.02%
19,051
-9,856
-34% -$87.2K
EOI
434
Eaton Vance Enhanced Equity Income Fund
EOI
$830M
$188K 0.02%
11,639
– –
HYI
435
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$188K 0.02%
12,200
– –
NS
436
DELISTED
NuStar Energy L.P.
NS
$186K 0.02%
12,905
– –
JPS
437
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$182K 0.02%
18,707
– –
DSU icon
438
BlackRock Debt Strategies Fund
DSU
$600M
$181K 0.02%
17,284
+500
+3% +$5.03K
CLM icon
439
Cornerstone Strategic Value Fund
CLM
$2.25B
$180K 0.02%
15,592
+4,064
+35% +$44.9K
KRG icon
440
Kite Realty
KRG
$5.24B
$180K 0.02%
12,043
-850
-7% -$11.3K
UVXY icon
441
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$287M
$179K 0.02%
7
+1
+17% +$36.4K
GAB icon
442
Gabelli Equity Trust
GAB
$1.8B
$178K 0.01%
29,106
-3,069
-10% -$17.7K
BBF
443
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$178K 0.01%
13,292
– –
CXE
444
DELISTED
MFS High Income Municipal Trust
CXE
$177K 0.01%
35,000
– –
RAD
445
DELISTED
Rite Aid Corporation
RAD
$173K 0.01%
10,927
-100
-0.9% -$1.28K
AOD
446
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$172K 0.01%
19,479
– –
CIM
447
Chimera Investment
CIM
$996M
$164K 0.01%
5,324
-233
-4% -$6.75K
PMO
448
Franklin Municipal Opportunities Trust
PMO
$285M
$164K 0.01%
12,000
– –
HRZN icon
449
Horizon Technology Finance
HRZN
$328M
$152K 0.01%
11,498
+1,000
+10% +$12.5K
NOK icon
450
Nokia
NOK
$52.7B
$152K 0.01%
38,994
+3,950
+11% +$15.6K
16 17
18
19 20

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WCF
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Sheaff Brock Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Sheaff Brock Investment Advisors held 522 positions worth $1.19B, up 10% from $1.09B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $36M in Q4 2020, closing 40 positions and reducing 196 holdings. Its most notable exit was Sysco, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Fidelity National Financial worth $5.25M.

  • Sheaff Brock Investment Advisors's largest Q4 2020 buy was Fidelity National Financial: 139,750 shares worth $5.25M.
  • Sheaff Brock Investment Advisors added most to Allstate in Q4 2020, an estimated $5.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2020 reduction was Intel, cutting an estimated $5.83M.
  • Sheaff Brock Investment Advisors fully exited Sysco in Q4 2020, selling an estimated $5.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.19B portfolio in Q4 2020.
  • Sheaff Brock Investment Advisors opened 60 new positions and closed 40 in Q4 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 10% quarter-over-quarter to $1.19B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.