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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$75M
Cap. Flow
-$21.1M
Cap. Flow %
-1.94%
Top 10 Hldgs %
49.85%
Holding
500
New
44
Increased
153
Reduced
171
Closed
38

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$17.9M
2
PPG icon
PPG Industries
PPG
+$4.72M
3
LLY icon
Eli Lilly
LLY
+$4.37M
4
WMT icon
Walmart Inc
WMT
+$3.67M
5
MMM icon
3M
MMM
+$3.04M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$3.34M
2
AXP icon
American Express
AXP
+$2.69M
3
IBM icon
IBM
IBM
+$2.59M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.29M
5
LMT icon
Lockheed Martin
LMT
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 23.01%
2 Consumer Discretionary 9.1%
3 Financials 8.39%
4 Healthcare 5.82%
5 Industrials 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIW
426
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$112K 0.01%
+10,000
New +$114K
CHMI
427
Cherry Hill Mortgage Investment Corp
CHMI
$108M
$111K 0.01%
12,376
+2,000
+19% +$18.7K
CRF
428
Cornerstone Total Return Fund
CRF
$1.18B
$110K 0.01%
10,243
– –
PFLT icon
429
PennantPark Floating Rate Capital
PFLT
$743M
$107K 0.01%
12,730
– –
HYB
430
DELISTED
New America High Income Fund, Inc.
HYB
$107K 0.01%
13,134
– –
RAD
431
DELISTED
Rite Aid Corporation
RAD
$105K 0.01%
11,027
– –
TCPC icon
432
BlackRock TCP Capital
TCPC
$327M
$104K 0.01%
10,592
+47
+0.4% +$456
ARR
433
Armour Residential REIT
ARR
$2.36B
$99K 0.01%
2,076
– –
ETJ
434
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$97K 0.01%
+10,125
New +$101K
FEN
435
DELISTED
First Trust Energy Income and Growth Fund
FEN
$91K 0.01%
10,000
– –
CLVS
436
DELISTED
Clovis Oncology, Inc.
CLVS
$85K 0.01%
14,591
+3,000
+26% +$17.9K
BBDC icon
437
Barings BDC
BBDC
$975M
$81K 0.01%
10,105
– –
ZTR
438
Virtus Total Return Fund
ZTR
$338M
$79K 0.01%
10,075
– –
JMM icon
439
Nuveen Multi-Market Income Fund
JMM
$55.2M
$70K 0.01%
10,000
– –
MFIN icon
440
Medallion Financial
MFIN
$253M
$60K 0.01%
24,000
-1,600
-6% -$4.68K
BKD icon
441
Brookdale Senior Living
BKD
$3B
$55K 0.01%
21,500
– –
GPM
442
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$55K 0.01%
10,000
-3,651
-27% -$20.2K
CRON
443
Cronos Group
CRON
$1.13B
$53K ﹤0.01%
10,510
– –
ADAM
444
Adamas Trust
ADAM
$919M
$53K ﹤0.01%
5,206
-750
-13% -$7.81K
SRTS icon
445
Sensus Healthcare
SRTS
$51M
$53K ﹤0.01%
21,000
+9,499
+83% +$26.8K
ENBL
446
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$53K ﹤0.01%
+12,800
New +$62.8K
OCSL icon
447
Oaktree Specialty Lending
OCSL
$1.13B
$51K ﹤0.01%
3,483
– –
REI icon
448
Ring Energy
REI
$357M
$49K ﹤0.01%
72,400
– –
BMY.RT
449
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$49K ﹤0.01%
21,667
– –
BB icon
450
BlackBerry
BB
$5.26B
$47K ﹤0.01%
+10,300
New +$49.9K
16 17
18
19 20

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Sheaff Brock Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Sheaff Brock Investment Advisors held 500 positions worth $1.09B, up 7.4% from $1.01B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2020 filing shows 44 new, 153 increased, 171 reduced and 38 closed positions. Its largest new stake was PPG Industries: 40,401 shares worth $4.93M. The largest sale was UnitedHealth, an estimated $3.34M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2020 buy was PPG Industries: 40,401 shares worth $4.93M.
  • Sheaff Brock Investment Advisors added most to Amazon in Q3 2020, an estimated $17.9M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $3.34M.
  • Sheaff Brock Investment Advisors fully exited BBVA Argentina in Q3 2020, selling an estimated $1.88M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 50% of its $1.09B portfolio in Q3 2020.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 38 in Q3 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.4% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2020, filed 30 Oct 2020.