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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.57%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$105M
Cap. Flow
+$22.9M
Cap. Flow %
2.22%
Top 10 Hldgs %
43.91%
Holding
510
New
44
Increased
155
Reduced
185
Closed
34

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$8.29M
2
AAPL icon
Apple
AAPL
+$4.67M
3
INTC icon
Intel
INTC
+$2.95M
4
WMT icon
Walmart Inc
WMT
+$2.82M
5
DHI icon
D.R. Horton
DHI
+$1.51M

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$4.26M
2
JPM icon
JPMorgan Chase
JPM
+$3.46M
3
CELG
Celgene Corp
CELG
+$3.1M
4
HD icon
Home Depot
HD
+$3.05M
5
BA icon
Boeing
BA
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Financials 11.67%
3 Healthcare 6.68%
4 Industrials 6.67%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVR icon
426
Invesco Mortgage Capital
IVR
$799M
$182K 0.02%
1,096
+70
+7% +$11.2K
HTGC icon
427
Hercules Capital
HTGC
$3.2B
$180K 0.02%
+12,850
New +$179K
JPS
428
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$178K 0.02%
17,700
– –
AOD
429
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$174K 0.02%
19,487
+1
+0% +$9
BFK
430
DELISTED
BlackRock Municipal Income Trust
BFK
$170K 0.02%
+12,000
New +$168K
TGTX icon
431
TG Therapeutics
TGTX
$7.6B
$167K 0.02%
15,000
– –
REI icon
432
Ring Energy
REI
$344M
$159K 0.02%
60,400
+15,000
+33% +$29.4K
RQI icon
433
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$154K 0.02%
10,360
-976
-9% -$14.6K
LUMN icon
434
Lumen
LUMN
$6.42B
$153K 0.01%
11,619
-3,149
-21% -$42.2K
BWG
435
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$152K 0.01%
12,000
– –
BKD icon
436
Brookdale Senior Living
BKD
$3.33B
$149K 0.01%
20,500
– –
FCX icon
437
Freeport-McMoran
FCX
$97.2B
$148K 0.01%
11,289
+206
+2% +$2.26K
SRCI
438
DELISTED
SRC Energy Inc
SRCI
$148K 0.01%
35,992
-200
-0.6% -$759
TCPC icon
439
BlackRock TCP Capital
TCPC
$331M
$146K 0.01%
10,396
+36
+0.3% +$503
BTZ icon
440
BlackRock Credit Allocation Income Trust
BTZ
$955M
$143K 0.01%
+10,200
New +$139K
ARLP icon
441
Alliance Resource Partners
ARLP
$3.19B
$130K 0.01%
+12,000
New +$144K
CLM icon
442
Cornerstone Strategic Value Fund
CLM
$2.24B
$127K 0.01%
11,528
– –
LL
443
DELISTED
LL Flooring Holdings, Inc.
LL
$127K 0.01%
13,000
– –
HYB
444
DELISTED
New America High Income Fund, Inc.
HYB
$121K 0.01%
13,220
-5,000
-27% -$44.9K
ETJ
445
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$118K 0.01%
12,625
– –
FSM icon
446
Fortuna Silver Mines
FSM
$3.03B
$112K 0.01%
27,340
– –
GPM
447
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$110K 0.01%
13,651
– –
RIG icon
448
Transocean
RIG
$6.08B
$105K 0.01%
15,200
-5,000
-25% -$25.8K
BBDC icon
449
Barings BDC
BBDC
$966M
$104K 0.01%
10,105
– –
NOK icon
450
Nokia
NOK
$51.8B
$97K 0.01%
26,044
+883
+4% +$3.47K
16 17
18
19 20

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Sheaff Brock Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Sheaff Brock Investment Advisors held 510 positions worth $1.03B, up 11% from $924M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2019 filing shows 44 new, 155 increased, 185 reduced and 34 closed positions. Its largest new stake was D.R. Horton: 28,324 shares worth $1.49M. The largest sale was Walgreens Boots Alliance, an estimated $4.26M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q4 2019 buy was D.R. Horton: 28,324 shares worth $1.49M.
  • Sheaff Brock Investment Advisors added most to Bristol-Myers Squibb in Q4 2019, an estimated $8.29M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2019 reduction was Walgreens Boots Alliance, cutting an estimated $4.26M.
  • Sheaff Brock Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $3.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 44% of its $1.03B portfolio in Q4 2019.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 34 in Q4 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.03B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.