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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+3.04%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$924M
AUM Growth
-$5.85M
Cap. Flow
-$21.9M
Cap. Flow %
-2.37%
Top 10 Hldgs %
41.58%
Holding
517
New
28
Increased
169
Reduced
153
Closed
51

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$6.49M
2
LVS icon
Las Vegas Sands
LVS
+$5.69M
3
JPM icon
JPMorgan Chase
JPM
+$2.77M
4
CSCO icon
Cisco
CSCO
+$2.41M
5
RTX icon
RTX Corp
RTX
+$2.33M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.1M
2
XOM icon
ExxonMobil
XOM
+$2.83M
3
CVX icon
Chevron
CVX
+$2.8M
4
META icon
Meta Platforms (Facebook)
META
+$1.52M
5
MDT icon
Medtronic
MDT
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 17%
2 Financials 12.42%
3 Industrials 7.49%
4 Consumer Discretionary 7.35%
5 Healthcare 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCPC icon
426
BlackRock TCP Capital
TCPC
$327M
$140K 0.02%
10,360
– –
CLM icon
427
Cornerstone Strategic Value Fund
CLM
$2.24B
$129K 0.01%
11,528
+641
+6% +$7.33K
LL
428
DELISTED
LL Flooring Holdings, Inc.
LL
$128K 0.01%
+13,000
New +$127K
NOK icon
429
Nokia
NOK
$51.7B
$127K 0.01%
25,161
+4,009
+19% +$20.7K
ETJ
430
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$117K 0.01%
12,625
– –
FCX icon
431
Freeport-McMoran
FCX
$98.7B
$106K 0.01%
11,083
-1,994
-15% -$20.5K
GPM
432
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$106K 0.01%
13,651
– –
DHC
433
Diversified Healthcare Trust
DHC
$2.01B
$104K 0.01%
+11,200
New +$96.6K
BBDC icon
434
Barings BDC
BBDC
$970M
$103K 0.01%
10,105
– –
PNNT
435
Pennant Park Investment Corp
PNNT
$242M
$101K 0.01%
16,040
– –
CX icon
436
Cemex
CX
$16.4B
$100K 0.01%
25,414
– –
RIG icon
437
Transocean
RIG
$6.33B
$90K 0.01%
20,200
+2,718
+16% +$14.4K
NRO
438
Neuberger Real Estate Securities Income Fund Inc
NRO
$188M
$85K 0.01%
15,720
– –
RAD
439
DELISTED
Rite Aid Corporation
RAD
$85K 0.01%
12,222
– –
FSM icon
440
Fortuna Silver Mines
FSM
$3.17B
$84K 0.01%
27,340
– –
TGTX icon
441
TG Therapeutics
TGTX
$7.54B
$84K 0.01%
15,000
– –
ACB
442
Aurora Cannabis
ACB
$177M
$83K 0.01%
157
+1
+0.6% +$741
SMC
443
Summit Midstream
SMC
$434M
$83K 0.01%
+1,133
New +$104K
TEVA icon
444
Teva Pharmaceuticals
TEVA
$41.2B
$80K 0.01%
11,660
-500
-4% -$3.83K
EOD
445
Allspring Global Dividend Opportunity Fund
EOD
$286M
$77K 0.01%
14,268
+1,915
+16% +$10.4K
SAN icon
446
Banco Santander
SAN
$209B
$76K 0.01%
19,719
+2,087
+12% +$8.29K
NOK icon
447
CALL
Nokia
NOK
$51.7B
$75K 0.01%
+15,000
New +$77.4K
REI icon
448
Ring Energy
REI
$357M
$74K 0.01%
45,400
+23,400
+106% +$50.2K
OXSQ icon
449
Oxford Square Capital
OXSQ
$152M
$72K 0.01%
11,600
– –
WPG
450
DELISTED
Washington Prime Group Inc.
WPG
$72K 0.01%
1,922
+267
+16% +$8.8K
16 17
18
19 20

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Sheaff Brock Investment Advisors held 517 positions worth $924M, down 0.63% from $930M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2019 filing shows 28 new, 169 increased, 153 reduced and 51 closed positions. Its largest new stake was Somnigroup International: 51,784 shares worth $999K. The largest sale was Walmart Inc, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q3 2019 buy was Somnigroup International: 51,784 shares worth $999K.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2019, an estimated $6.49M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2019 reduction was Walmart Inc, cutting an estimated $3.1M.
  • Sheaff Brock Investment Advisors fully exited Ulta Beauty in Q3 2019, selling an estimated $1.18M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 42% of its $924M portfolio in Q3 2019.
  • Sheaff Brock Investment Advisors opened 28 new positions and closed 51 in Q3 2019.
  • Sheaff Brock Investment Advisors's portfolio value fell 0.63% quarter-over-quarter to $924M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.