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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-14.22%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$636M
AUM Growth
-$422M
Cap. Flow
-$301M
Cap. Flow %
-47.35%
Top 10 Hldgs %
24.56%
Holding
561
New
36
Increased
147
Reduced
182
Closed
86

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$8.35M
2
WBA
Walgreens Boots Alliance
WBA
+$5.21M
3
NKE icon
Nike
NKE
+$2.55M
4
CAH icon
Cardinal Health
CAH
+$2.02M
5
ORI icon
Old Republic International
ORI
+$1.74M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.2M
2
RF icon
Regions Financial
RF
+$6.32M
3
AAPL icon
Apple
AAPL
+$6.13M
4
IP icon
International Paper
IP
+$4.61M
5
AMZN icon
Amazon
AMZN
+$3.64M

Sector Composition

Rank Sector Weight
1 Technology 19.67%
2 Financials 16.33%
3 Healthcare 11.45%
4 Industrials 9.54%
5 Consumer Discretionary 9.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWG
426
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$125K 0.02%
12,000
– –
CX icon
427
Cemex
CX
$16.3B
$122K 0.02%
25,414
– –
NOK icon
428
Nokia
NOK
$51B
$122K 0.02%
20,960
+1,000
+5% +$5.61K
FCX icon
429
Freeport-McMoran
FCX
$98.7B
$121K 0.02%
11,766
+602
+5% +$7.02K
MFIN icon
430
Medallion Financial
MFIN
$249M
$120K 0.02%
25,600
– –
ETJ
431
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$103K 0.02%
12,625
-20,000
-61% -$183K
PFN
432
PIMCO Income Strategy Fund II
PFN
$707M
$103K 0.02%
+10,840
New +$108K
RIG icon
433
Transocean
RIG
$6.33B
$101K 0.02%
+14,585
New +$149K
FSM icon
434
Fortuna Silver Mines
FSM
$3.18B
$100K 0.02%
27,340
– –
LL
435
DELISTED
LL Flooring Holdings, Inc.
LL
$100K 0.02%
+10,500
New +$127K
GGN
436
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$837M
$99K 0.02%
26,680
+3,400
+15% +$14.1K
OCSL icon
437
Oaktree Specialty Lending
OCSL
$1.12B
$98K 0.02%
7,747
+93
+1% +$1.27K
GPM
438
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$93K 0.01%
13,651
– –
BBDC icon
439
Barings BDC
BBDC
$980M
$91K 0.01%
10,105
– –
REI icon
440
Ring Energy
REI
$354M
$86K 0.01%
17,000
– –
RAD
441
DELISTED
Rite Aid Corporation
RAD
$83K 0.01%
5,873
-500
-8% -$10.5K
GE icon
442
CALL
GE Aerospace
GE
$380B
$76K 0.01%
2,087
– –
SAN icon
443
Banco Santander
SAN
$210B
$76K 0.01%
17,626
-5,566
-24% -$25.2K
OXSQ icon
444
Oxford Square Capital
OXSQ
$152M
$75K 0.01%
11,600
– –
CMO
445
DELISTED
Capstead Mortgage Corp.
CMO
$75K 0.01%
11,302
– –
CHK
446
DELISTED
Chesapeake Energy Corporation
CHK
$73K 0.01%
175
+7
+4% +$4.82K
NOK icon
447
CALL
Nokia
NOK
$51B
$70K 0.01%
12,000
– –
OIA icon
448
Invesco Municipal Income Opportunities Trust
OIA
$290M
$70K 0.01%
+10,000
New +$72.4K
NCV
449
Virtus Convertible & Income Fund
NCV
$391M
$67K 0.01%
3,236
+1
+0% +$25
GPOR
450
DELISTED
Gulfport Energy Corp.
GPOR
$66K 0.01%
10,000
-10,000
-50% -$92.4K
16 17
18
19 20

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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Sheaff Brock Investment Advisors held 561 positions worth $636M, down 40% from $1.06B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $301M in Q4 2018, closing 86 positions and reducing 182 holdings. Its most notable exit was Energy Transfer Partners, L.P., an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Cardinal Health worth $1.73M.

  • Sheaff Brock Investment Advisors's largest Q4 2018 buy was Cardinal Health: 38,835 shares worth $1.73M.
  • Sheaff Brock Investment Advisors added most to Cisco in Q4 2018, an estimated $8.35M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2018 reduction was Pfizer, cutting an estimated $7.2M.
  • Sheaff Brock Investment Advisors fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $2.23M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $636M portfolio in Q4 2018.
  • Sheaff Brock Investment Advisors opened 36 new positions and closed 86 in Q4 2018.
  • Sheaff Brock Investment Advisors's portfolio value fell 40% quarter-over-quarter to $636M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2018, filed 28 Jan 2019.