We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+7.59%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
+$64.8M
Cap. Flow
-$6.84M
Cap. Flow %
-0.6%
Top 10 Hldgs %
32.53%
Holding
484
New
30
Increased
159
Reduced
138
Closed
28

Top Buys

Rank Stock Value
1
DELL icon
Dell
DELL
+$8.18M
2
ACT icon
Enact Holdings
ACT
+$7.45M
3
ISRG icon
Intuitive Surgical
ISRG
+$5.6M
4
KO icon
Coca-Cola
KO
+$4.07M
5
JNJ icon
Johnson & Johnson
JNJ
+$4.02M

Top Sells

Rank Stock Value
1
KR icon
Kroger
KR
+$5.79M
2
PEP icon
PepsiCo
PEP
+$5.41M
3
MMM icon
3M
MMM
+$4.78M
4
CSCO icon
Cisco
CSCO
+$4.48M
5
NVDA icon
NVIDIA
NVDA
+$3.89M

Sector Composition

Rank Sector Weight
1 Technology 34.7%
2 Healthcare 9.55%
3 Financials 9.35%
4 Industrials 8.71%
5 Consumer Discretionary 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQM icon
401
Invesco NASDAQ 100 ETF
QQQM
$102B
$204K 0.02%
+1,018
New +$198K
ETSY icon
402
Etsy
ETSY
$7.29B
$203K 0.02%
3,659
– –
CASY icon
403
Casey's General Stores
CASY
$30.7B
$203K 0.02%
540
– –
XLF icon
404
State Street Financial Select Sector SPDR ETF
XLF
$59B
$202K 0.02%
+4,465
New +$195K
CCL icon
405
Carnival Corporation Ltd
CCL
$38B
$201K 0.02%
10,866
-550
-5% -$9.31K
AMTM
406
Amentum Holdings
AMTM
$5.48B
$200K 0.02%
+6,210
New +$177K
DIAX
407
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$199K 0.02%
13,420
+5
+0% +$72
BTA
408
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$193K 0.02%
18,000
– –
PPT
409
Franklin Premier Income Trust
PPT
$332M
$191K 0.02%
51,176
– –
GAB icon
410
Gabelli Equity Trust
GAB
$1.8B
$184K 0.02%
33,495
– –
MMT
411
Aberdeen Multi-Market Income Fund
MMT
$244M
$183K 0.02%
37,500
– –
GHY
412
PGIM Global High Yield Fund
GHY
$482M
$179K 0.02%
14,000
– –
ETJ
413
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$179K 0.02%
19,417
– –
AOD
414
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$177K 0.02%
19,476
– –
BKD icon
415
Brookdale Senior Living
BKD
$3B
$170K 0.01%
25,000
– –
NAD icon
416
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$163K 0.01%
13,178
– –
BXMX
417
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$161K 0.01%
11,757
-37
-0.3% -$495
GOF icon
418
Guggenheim Strategic Opportunities Fund
GOF
$2.28B
$161K 0.01%
+10,188
New +$157K
BDJ icon
419
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$160K 0.01%
18,447
-279
-1% -$2.34K
PSEC icon
420
Prospect Capital
PSEC
$1.14B
$157K 0.01%
29,260
+2,010
+7% +$10.7K
NZF icon
421
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$154K 0.01%
11,784
– –
PHK
422
PIMCO High Income Fund
PHK
$875M
$149K 0.01%
29,736
– –
SONO icon
423
Sonos
SONO
$1.78B
$147K 0.01%
12,000
– –
CLF icon
424
Cleveland-Cliffs
CLF
$7.08B
$145K 0.01%
11,348
-3,762
-25% -$51.1K
VOD icon
425
Vodafone
VOD
$36.7B
$138K 0.01%
13,790
-367
-3% -$3.5K
15 16
17
18 19

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Sheaff Brock Investment Advisors held 484 positions worth $1.14B, up 6% from $1.08B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2024 filing shows 30 new, 159 increased, 138 reduced and 28 closed positions. Its largest new stake was Enact Holdings: 218,498 shares worth $7.94M. The largest sale was Kroger, an estimated $5.79M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, down from 36% a quarter earlier, followed by Healthcare and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2024 buy was Enact Holdings: 218,498 shares worth $7.94M.
  • Sheaff Brock Investment Advisors added most to Dell in Q3 2024, an estimated $8.18M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2024 reduction was PepsiCo, cutting an estimated $5.41M.
  • Sheaff Brock Investment Advisors fully exited Kroger in Q3 2024, selling an estimated $5.79M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 33% of its $1.14B portfolio in Q3 2024.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 28 in Q3 2024.
  • Sheaff Brock Investment Advisors's portfolio value rose 6% quarter-over-quarter to $1.14B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2024, filed 6 Nov 2024.