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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$931M
AUM Growth
-$267M
Cap. Flow
-$9.56M
Cap. Flow %
-1.03%
Top 10 Hldgs %
36.08%
Holding
526
New
25
Increased
167
Reduced
156
Closed
26

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$7.87M
2
AFG icon
American Financial Group
AFG
+$5.81M
3
KR icon
Kroger
KR
+$5.51M
4
HON icon
Honeywell
HON
+$3.15M
5
DOW icon
Dow Inc
DOW
+$3.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.65M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$5.32M
3
NVDA icon
NVIDIA
NVDA
+$4.49M
4
KO icon
Coca-Cola
KO
+$3.24M
5
PG icon
Procter & Gamble
PG
+$3.14M

Sector Composition

Rank Sector Weight
1 Technology 25.89%
2 Healthcare 9.44%
3 Financials 9.12%
4 Consumer Discretionary 7.71%
5 Industrials 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIM
401
Franklin Master Intermediate Income Trust
PIM
$153M
$215K 0.02%
66,272
– –
LHX icon
402
L3Harris
LHX
$53.3B
$214K 0.02%
1,029
+100
+11% +$23.1K
MSI icon
403
Motorola Solutions
MSI
$77.3B
$213K 0.02%
+951
New +$224K
ABR icon
404
Arbor Realty Trust
ABR
$998M
$212K 0.02%
18,438
+6,500
+54% +$95.7K
KMX icon
405
CarMax
KMX
$8.26B
$212K 0.02%
3,205
– –
LIT icon
406
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$212K 0.02%
+3,210
New +$238K
XEL icon
407
Xcel Energy
XEL
$48.5B
$212K 0.02%
3,316
– –
KEYS icon
408
Keysight
KEYS
$58.7B
$210K 0.02%
1,335
-130
-9% -$20.8K
BFK
409
DELISTED
BlackRock Municipal Income Trust
BFK
$208K 0.02%
21,829
– –
OPCH icon
410
Option Care Health
OPCH
$3.61B
$206K 0.02%
+6,533
New +$209K
GM icon
411
General Motors
GM
$78.4B
$204K 0.02%
6,359
-4,984
-44% -$183K
META icon
412
PUT
Meta Platforms (Facebook)
META
$1.53T
– –
0
– –
KRG icon
413
Kite Realty
KRG
$5.24B
$200K 0.02%
11,643
– –
CCL icon
414
Carnival Corporation Ltd
CCL
$38B
$193K 0.02%
27,384
+8,917
+48% +$86.4K
GAB icon
415
Gabelli Equity Trust
GAB
$1.8B
$189K 0.02%
34,380
– –
DX
416
Dynex Capital
DX
$3.21B
$188K 0.02%
+16,163
New +$253K
BLE
417
DELISTED
BlackRock Municipal Income Trust II
BLE
$185K 0.02%
18,465
– –
PPT
418
Franklin Premier Income Trust
PPT
$332M
$183K 0.02%
51,176
– –
VKQ icon
419
Invesco Municipal Trust
VKQ
$545M
$183K 0.02%
20,000
– –
DIAX
420
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$181K 0.02%
13,405
+5
+0% +$77
OMER icon
421
Omeros
OMER
$984M
$181K 0.02%
57,580
– –
CII icon
422
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$180K 0.02%
+10,926
New +$204K
CHI
423
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$179K 0.02%
18,526
+2,100
+13% +$24.5K
ZTR
424
Virtus Total Return Fund
ZTR
$338M
$176K 0.02%
28,244
+4,319
+18% +$33.9K
NS
425
DELISTED
NuStar Energy L.P.
NS
$172K 0.02%
12,705
– –
15 16
17
18 19

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Sheaff Brock Investment Advisors held 526 positions worth $931M, down 22% from $1.2B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2022 filing shows 25 new, 167 increased, 156 reduced and 26 closed positions. Its largest new stake was American Financial Group: 44,290 shares worth $5.45M. The largest sale was Apple, an estimated $8.65M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 22% a quarter earlier, followed by Healthcare and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2022 buy was American Financial Group: 44,290 shares worth $5.45M.
  • Sheaff Brock Investment Advisors added most to APA Corp in Q3 2022, an estimated $7.87M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2022 reduction was Apple, cutting an estimated $8.65M.
  • Sheaff Brock Investment Advisors fully exited Berkshire Hathaway Class A in Q3 2022, selling an estimated $5.32M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 36% of its $931M portfolio in Q3 2022.
  • Sheaff Brock Investment Advisors opened 25 new positions and closed 26 in Q3 2022.
  • Sheaff Brock Investment Advisors's portfolio value fell 22% quarter-over-quarter to $931M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2022, filed 3 Nov 2022.