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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-1.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$966M
AUM Growth
+$195M
Cap. Flow
+$218M
Cap. Flow %
22.55%
Top 10 Hldgs %
39.1%
Holding
598
New
65
Increased
191
Reduced
179
Closed
47

Top Buys

Rank Stock Value
1
OPLN
Openlane
OPLN
+$6.44M
2
KLAC icon
KLA
KLAC
+$6.04M
3
IBM icon
IBM
IBM
+$1.61M
4
UNP icon
Union Pacific
UNP
+$1.39M
5
CE icon
Celanese
CE
+$1.37M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$7.72M
2
KDP icon
Keurig Dr Pepper
KDP
+$5.64M
3
EXC icon
Exelon
EXC
+$5.37M
4
CAT icon
Caterpillar
CAT
+$1.54M
5
TROW icon
T. Rowe Price
TROW
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Financials 12.27%
3 Consumer Discretionary 8.47%
4 Healthcare 7.44%
5 Industrials 7.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFLT icon
401
PennantPark Floating Rate Capital
PFLT
$734M
$256K 0.03%
19,568
+145
+0.7% +$1.91K
LW icon
402
Lamb Weston
LW
$7.12B
$255K 0.03%
4,379
-133
-3% -$7.53K
TTWO icon
403
Take-Two Interactive
TTWO
$47.4B
$255K 0.03%
2,610
-845
-24% -$94.6K
WTPI
404
WisdomTree Equity Premium Income Fund
WTPI
$504M
$254K 0.03%
+9,000
New +$259K
DAL icon
405
Delta Air Lines
DAL
$58.7B
$253K 0.03%
4,613
-9,223
-67% -$509K
GLD icon
406
CALL
SPDR Gold Trust
GLD
$143B
$252K 0.03%
+2,000
New +$252K
CVRR
407
DELISTED
CVR Refining, LP
CVRR
– –
0
– –
FCX icon
408
Freeport-McMoran
FCX
$98.7B
$246K 0.03%
13,993
-818
-6% -$15.4K
AMD icon
409
Advanced Micro Devices
AMD
$767B
$244K 0.03%
24,275
+2,000
+9% +$23.7K
CPB icon
410
Campbell Soup
CPB
$6.69B
$244K 0.03%
5,637
– –
PEY icon
411
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$242K 0.03%
14,198
– –
DIA icon
412
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$241K 0.02%
+1,000
New +$251K
ICLR icon
413
Icon
ICLR
$12.8B
$241K 0.02%
2,040
– –
TOTL icon
414
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.99B
$240K 0.02%
5,000
– –
CLX icon
415
Clorox
CLX
$13B
$237K 0.02%
1,780
+126
+8% +$16.9K
EVT icon
416
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.17B
$237K 0.02%
10,835
+1,000
+10% +$22.9K
IFLN
417
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$236K 0.02%
12,734
-1,000
-7% -$18.7K
TD icon
418
Toronto Dominion Bank
TD
$200B
$236K 0.02%
4,159
-213
-5% -$12.5K
BNY
419
Bank of New York Mellon
BNY
$108B
$235K 0.02%
4,564
– –
VIG icon
420
Vanguard Dividend Appreciation ETF
VIG
$114B
$235K 0.02%
2,330
+66
+3% +$6.84K
ORAN
421
DELISTED
Orange
ORAN
$235K 0.02%
13,736
– –
TSLA icon
422
Tesla
TSLA
$1.31T
$234K 0.02%
13,215
+1,650
+14% +$36.3K
FE icon
423
FirstEnergy
FE
$27.1B
$233K 0.02%
6,846
-2,999
-30% -$96.3K
WY icon
424
Weyerhaeuser
WY
$18.2B
$233K 0.02%
6,647
-496
-7% -$17.5K
XLY icon
425
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$233K 0.02%
+4,600
New +$240K
15 16
17
18 19

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Sheaff Brock Investment Advisors held 598 positions worth $966M, up 25% from $771M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Sheaff Brock Investment Advisors deployed $218M of net new capital in Q1 2018, opening 65 new positions and adding to 191 existing holdings. Its largest new stake was Openlane: 319,148 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 17% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $7.72M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2018 buy was Openlane: 319,148 shares worth $6.55M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2018, an estimated $1.61M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2018 reduction was Meta Platforms (Facebook), cutting an estimated $7.72M.
  • Sheaff Brock Investment Advisors fully exited Keurig Dr Pepper in Q1 2018, selling an estimated $5.64M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 39% of its $966M portfolio in Q1 2018.
  • Sheaff Brock Investment Advisors opened 65 new positions and closed 47 in Q1 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 25% quarter-over-quarter to $966M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2018, filed 3 May 2018.