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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.81%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$788M
AUM Growth
-$26.3M
Cap. Flow
-$34.8M
Cap. Flow %
-4.42%
Top 10 Hldgs %
24.03%
Holding
668
New
44
Increased
172
Reduced
239
Closed
70

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6M
2
ABBV icon
AbbVie
ABBV
+$4.78M
3
UPS icon
United Parcel Service
UPS
+$4.65M
4
DG icon
Dollar General
DG
+$2.66M
5
MRD
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
+$2.56M

Top Sells

Rank Stock Value
1
T icon
AT&T
T
+$5.98M
2
MSFT icon
Microsoft
MSFT
+$5.66M
3
ES icon
Eversource Energy
ES
+$5.61M
4
AAPL icon
Apple
AAPL
+$3.77M
5
ALK icon
Alaska Air
ALK
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Financials 11.36%
3 Communication Services 10.73%
4 Industrials 10.31%
5 Energy 10.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGR
401
DELISTED
Vector Group Ltd.
VGR
$268K 0.03%
20,486
– –
VB icon
402
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$266K 0.03%
2,301
+1
+0% +$114
RDS.B
403
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$266K 0.03%
4,753
-26,400
-85% -$1.36M
AMTD
404
DELISTED
TD Ameritrade Holding Corp
AMTD
$264K 0.03%
9,259
-95
-1% -$2.89K
LHX icon
405
L3Harris
LHX
$53.4B
$263K 0.03%
3,156
+110
+4% +$8.69K
TCP
406
DELISTED
TC Pipelines LP
TCP
$263K 0.03%
4,600
– –
MPC icon
407
Marathon Petroleum
MPC
$83.7B
$262K 0.03%
6,895
-5,855
-46% -$215K
NVS icon
408
Novartis
NVS
$297B
$261K 0.03%
3,531
-83
-2% -$5.73K
ASH icon
409
Ashland
ASH
$3.5B
$259K 0.03%
4,615
-1,043
-18% -$57.7K
XLE icon
410
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$258K 0.03%
+7,562
New +$250K
FLG
411
Flagstar Bank National Association
FLG
$5.82B
$257K 0.03%
5,717
-23
-0.4% -$1.05K
CTSH icon
412
Cognizant
CTSH
$26B
$256K 0.03%
4,473
-100
-2% -$6.04K
XLI icon
413
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$256K 0.03%
4,570
-200
-4% -$11.2K
DIV icon
414
Global X SuperDividend US ETF
DIV
$783M
$255K 0.03%
10,000
– –
RTN
415
DELISTED
Raytheon Company
RTN
$255K 0.03%
1,874
-68
-4% -$8.86K
PSF icon
416
Cohen & Steers Select Preferred & Income Fund
PSF
$236M
$254K 0.03%
+9,454
New +$248K
TGNA
417
DELISTED
TEGNA Inc
TGNA
$253K 0.03%
17,031
-782
-4% -$11.4K
PGH
418
DELISTED
Pengrowth Energy Corporation
PGH
$253K 0.03%
137,600
– –
BBDC icon
419
Barings BDC
BBDC
$965M
$252K 0.03%
13,005
+2,000
+18% +$38.5K
DOC icon
420
Healthpeak Properties
DOC
$14.8B
$252K 0.03%
7,807
-200
-2% -$6.21K
SDOG icon
421
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$251K 0.03%
6,290
– –
SPG icon
422
Simon Property Group
SPG
$72.3B
$251K 0.03%
1,158
– –
LIT icon
423
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$250K 0.03%
+10,000
New +$235K
TOTL icon
424
State Street DoubleLine Total Return Tactical ETF
TOTL
$4B
$250K 0.03%
5,000
– –
AEE icon
425
Ameren
AEE
$30.1B
$249K 0.03%
4,646
+1
+0% +$49
15 16
17
18 19

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CHP
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MW
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TAM
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Sheaff Brock Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Sheaff Brock Investment Advisors held 668 positions worth $788M, down 3.2% from $814M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q2 2016, closing 70 positions and reducing 239 holdings. Its most notable exit was Alaska Air, an estimated $2.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Dollar General worth $2.9M.

  • Sheaff Brock Investment Advisors's largest Q2 2016 buy was Dollar General: 30,870 shares worth $2.9M.
  • Sheaff Brock Investment Advisors added most to Time Warner Inc in Q2 2016, an estimated $6M increase.
  • Sheaff Brock Investment Advisors's biggest Q2 2016 reduction was AT&T, cutting an estimated $5.98M.
  • Sheaff Brock Investment Advisors fully exited Alaska Air in Q2 2016, selling an estimated $2.08M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $788M portfolio in Q2 2016.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 70 in Q2 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 3.2% quarter-over-quarter to $788M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.