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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.19B
AUM Growth
+$109M
Cap. Flow
-$36M
Cap. Flow %
-3.01%
Top 10 Hldgs %
48.67%
Holding
522
New
60
Increased
119
Reduced
196
Closed
40

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$5.4M
2
FNF icon
Fidelity National Financial
FNF
+$4.71M
3
AVGO icon
Broadcom
AVGO
+$4.53M
4
MMM icon
3M
MMM
+$4.53M
5
WMT icon
Walmart Inc
WMT
+$3.64M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.83M
2
SYY icon
Sysco
SYY
+$5.24M
3
PRU icon
Prudential Financial
PRU
+$4.51M
4
CAT icon
Caterpillar
CAT
+$4.04M
5
GS icon
Goldman Sachs
GS
+$3.37M

Sector Composition

Rank Sector Weight
1 Technology 23.3%
2 Financials 8.95%
3 Consumer Discretionary 8.75%
4 Healthcare 6.93%
5 Industrials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
376
CALL
Bristol-Myers Squibb
BMY
$130B
$248K 0.02%
+4,000
New +$246K
PSX icon
377
Phillips 66
PSX
$89.5B
$248K 0.02%
+3,546
New +$208K
FANG icon
378
Diamondback Energy
FANG
$56.5B
$247K 0.02%
+5,100
New +$189K
RILY icon
379
BRC Group Holdings
RILY
$292M
$243K 0.02%
+5,500
New +$177K
XLE icon
380
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$243K 0.02%
12,812
-3,232
-20% -$55.7K
XEL icon
381
Xcel Energy
XEL
$48.5B
$242K 0.02%
3,627
-1,200
-25% -$83.6K
PCI
382
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$241K 0.02%
+11,375
New +$229K
XLI icon
383
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$240K 0.02%
2,706
+45
+2% +$3.79K
SRPT icon
384
Sarepta Therapeutics
SRPT
$1.92B
$239K 0.02%
+1,400
New +$207K
FLO icon
385
Flowers Foods
FLO
$1.52B
$238K 0.02%
10,500
– –
PPT
386
Franklin Premier Income Trust
PPT
$332M
$238K 0.02%
51,176
– –
VTR icon
387
Ventas
VTR
$44.6B
$238K 0.02%
4,852
-605
-11% -$28K
WYNN icon
388
Wynn Resorts
WYNN
$10.8B
$237K 0.02%
+2,100
New +$194K
PDCE
389
DELISTED
PDC Energy, Inc.
PDCE
$237K 0.02%
11,522
– –
PHK
390
PIMCO High Income Fund
PHK
$875M
$235K 0.02%
38,793
-2,400
-6% -$13.7K
TEAM icon
391
Atlassian
TEAM
$39.1B
$234K 0.02%
+1,000
New +$211K
VHT icon
392
Vanguard Health Care ETF
VHT
$19B
$230K 0.02%
1,026
-75
-7% -$16K
FSLY icon
393
Fastly Inc
FSLY
$4.58B
$229K 0.02%
+2,617
New +$231K
MMT
394
Aberdeen Multi-Market Income Fund
MMT
$244M
$229K 0.02%
37,500
– –
PFD
395
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$227K 0.02%
12,000
+900
+8% +$16.3K
UL icon
396
Unilever
UL
$134B
$225K 0.02%
3,313
-35
-1% -$2.38K
NVTA
397
DELISTED
Invitae Corporation
NVTA
$225K 0.02%
5,380
– –
CHDN icon
398
Churchill Downs
CHDN
$6.18B
$224K 0.02%
+2,300
New +$209K
ETW
399
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$223K 0.02%
23,048
– –
NAD icon
400
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$223K 0.02%
14,533
– –
14 15
16
17 18

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Sheaff Brock Investment Advisors held 522 positions worth $1.19B, up 10% from $1.09B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $36M in Q4 2020, closing 40 positions and reducing 196 holdings. Its most notable exit was Sysco, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Fidelity National Financial worth $5.25M.

  • Sheaff Brock Investment Advisors's largest Q4 2020 buy was Fidelity National Financial: 139,750 shares worth $5.25M.
  • Sheaff Brock Investment Advisors added most to Allstate in Q4 2020, an estimated $5.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2020 reduction was Intel, cutting an estimated $5.83M.
  • Sheaff Brock Investment Advisors fully exited Sysco in Q4 2020, selling an estimated $5.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.19B portfolio in Q4 2020.
  • Sheaff Brock Investment Advisors opened 60 new positions and closed 40 in Q4 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 10% quarter-over-quarter to $1.19B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.