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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$34.3M
Cap. Flow
-$34.8M
Cap. Flow %
-3.29%
Top 10 Hldgs %
41.43%
Holding
578
New
37
Increased
154
Reduced
214
Closed
53

Top Buys

Rank Stock Value
1
PRU icon
Prudential Financial
PRU
+$6.43M
2
LMT icon
Lockheed Martin
LMT
+$6.39M
3
VZ icon
Verizon
VZ
+$6.11M
4
WBA
Walgreens Boots Alliance
WBA
+$2.73M
5
CAT icon
Caterpillar
CAT
+$1.93M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.22M
2
AAPL icon
Apple
AAPL
+$5.59M
3
WLL
Whiting Petroleum Corporation
WLL
+$5.46M
4
WMT icon
Walmart Inc
WMT
+$5.4M
5
WHR icon
Whirlpool
WHR
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 15.16%
2 Financials 12.29%
3 Healthcare 7.87%
4 Consumer Discretionary 7.74%
5 Industrials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEC icon
376
WEC Energy
WEC
$34.6B
$270K 0.03%
4,051
-378
-9% -$25.2K
PPT
377
Franklin Premier Income Trust
PPT
$330M
$269K 0.03%
51,176
– –
TD icon
378
Toronto Dominion Bank
TD
$200B
$268K 0.03%
4,409
+224
+5% +$13.3K
FEN
379
DELISTED
First Trust Energy Income and Growth Fund
FEN
$267K 0.03%
12,000
– –
CRZO
380
DELISTED
Carrizo Oil & Gas Inc
CRZO
$267K 0.03%
10,600
-10,400
-50% -$269K
AGG icon
381
iShares Core US Aggregate Bond ETF
AGG
$137B
$264K 0.02%
2,500
– –
IEP icon
382
Icahn Enterprises
IEP
$5.28B
$263K 0.02%
3,718
– –
PFLT icon
383
PennantPark Floating Rate Capital
PFLT
$734M
$261K 0.02%
19,862
+147
+0.7% +$1.99K
REM icon
384
iShares Mortgage Real Estate ETF
REM
$538M
$261K 0.02%
5,999
+799
+15% +$35.6K
BXMX
385
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$260K 0.02%
18,071
-1,791
-9% -$25.7K
NS
386
DELISTED
NuStar Energy L.P.
NS
$259K 0.02%
+9,330
New +$247K
NAD icon
387
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$258K 0.02%
20,143
– –
XLV icon
388
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$258K 0.02%
+2,707
New +$245K
LEG icon
389
Leggett & Platt
LEG
$1.29B
$257K 0.02%
5,873
– –
PEY icon
390
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$256K 0.02%
14,270
+72
+0.5% +$1.29K
CLX icon
391
Clorox
CLX
$13B
$254K 0.02%
1,692
-99
-6% -$14.1K
MET icon
392
MetLife
MET
$61.7B
$253K 0.02%
5,405
+572
+12% +$26.1K
XLY icon
393
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$253K 0.02%
4,316
-270
-6% -$15.4K
PSP icon
394
Invesco Global Listed Private Equity ETF
PSP
$244M
$251K 0.02%
4,086
+266
+7% +$16.6K
IQ icon
395
iQIYI
IQ
$1.31B
$250K 0.02%
9,250
+1,450
+19% +$43.2K
AAPL icon
396
CALL
Apple
AAPL
$4.5T
$248K 0.02%
+4,400
New +$229K
ERC
397
Allspring Multi-Sector Income Fund
ERC
$261M
$247K 0.02%
20,315
– –
VNQ icon
398
Vanguard Real Estate ETF
VNQ
$38.6B
$246K 0.02%
3,047
– –
VIG icon
399
Vanguard Dividend Appreciation ETF
VIG
$114B
$240K 0.02%
2,169
-11
-0.5% -$1.18K
APD icon
400
Air Products & Chemicals
APD
$68.6B
$239K 0.02%
1,431
– –
14 15
16
17 18

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Sheaff Brock Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Sheaff Brock Investment Advisors held 578 positions worth $1.06B, up 3.3% from $1.02B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q3 2018, closing 53 positions and reducing 214 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in American Eagle Outfitters worth $1.08M.

  • Sheaff Brock Investment Advisors's largest Q3 2018 buy was American Eagle Outfitters: 43,321 shares worth $1.08M.
  • Sheaff Brock Investment Advisors added most to Prudential Financial in Q3 2018, an estimated $6.43M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2018 reduction was DuPont de Nemours, cutting an estimated $6.22M.
  • Sheaff Brock Investment Advisors fully exited Whiting Petroleum Corporation in Q3 2018, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.06B portfolio in Q3 2018.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 53 in Q3 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 3.3% quarter-over-quarter to $1.06B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2018, filed 9 Nov 2018.