We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+13.64%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.49B
AUM Growth
+$133M
Cap. Flow
-$20.3M
Cap. Flow %
-1.36%
Top 10 Hldgs %
47.42%
Holding
599
New
50
Increased
219
Reduced
154
Closed
56

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$17.4M
2
PAG icon
Penske Automotive Group
PAG
+$5.97M
3
IBM icon
IBM
IBM
+$4.17M
4
AAPL icon
Apple
AAPL
+$4.11M
5
DOW icon
Dow Inc
DOW
+$3.65M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$21.1M
2
PII icon
Polaris
PII
+$5.39M
3
HD icon
Home Depot
HD
+$3.87M
4
WMT icon
Walmart Inc
WMT
+$3.51M
5
V icon
Visa
V
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 26.73%
2 Financials 8.43%
3 Consumer Discretionary 7.99%
4 Healthcare 6.73%
5 Communication Services 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANET icon
351
Arista Networks
ANET
$248B
$336K 0.02%
9,328
-480
-5% -$14.3K
D icon
352
Dominion Energy
D
$59.7B
$336K 0.02%
4,275
-3,389
-44% -$255K
DKNG icon
353
DraftKings
DKNG
$12.5B
$332K 0.02%
12,075
+1,500
+14% +$58.8K
IJR icon
354
iShares Core S&P Small-Cap ETF
IJR
$112B
$332K 0.02%
2,901
-198
-6% -$22.6K
NCLH icon
355
Norwegian Cruise Line
NCLH
$8.59B
$332K 0.02%
16,000
-275
-2% -$6.58K
RIV
356
RiverNorth Opportunities Fund
RIV
$318M
$327K 0.02%
20,500
+3,500
+21% +$59.3K
VKQ icon
357
Invesco Municipal Trust
VKQ
$545M
$327K 0.02%
24,302
+49
+0.2% +$653
ALGN icon
358
Align Technology
ALGN
$12.4B
$326K 0.02%
496
+137
+38% +$88.1K
PWR icon
359
Quanta Services
PWR
$101B
$326K 0.02%
2,839
+156
+6% +$18K
OKTA icon
360
Okta
OKTA
$26.1B
$325K 0.02%
1,449
-87
-6% -$20.7K
GRX
361
Gabelli Healthcare & Wellness Trust
GRX
$147M
$324K 0.02%
23,868
– –
BP icon
362
BP
BP
$111B
$323K 0.02%
12,118
-1,281
-10% -$35.5K
VHT icon
363
Vanguard Health Care ETF
VHT
$19B
$318K 0.02%
1,196
– –
LULU icon
364
lululemon athletica
LULU
$14.3B
$317K 0.02%
811
+18
+2% +$7.69K
BFK
365
DELISTED
BlackRock Municipal Income Trust
BFK
$315K 0.02%
20,248
– –
BSX icon
366
Boston Scientific
BSX
$74.5B
$314K 0.02%
7,400
-100
-1% -$4.2K
DGRO icon
367
iShares Core Dividend Growth ETF
DGRO
$43.7B
$313K 0.02%
+5,625
New +$300K
FFC
368
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$780M
$313K 0.02%
14,425
+500
+4% +$11K
DTE icon
369
DTE Energy
DTE
$28.7B
$311K 0.02%
2,604
– –
GNRC icon
370
Generac Holdings
GNRC
$12.7B
$309K 0.02%
877
+25
+3% +$10.4K
VOE icon
371
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$309K 0.02%
2,053
+190
+10% +$27.9K
AGG icon
372
iShares Core US Aggregate Bond ETF
AGG
$137B
$308K 0.02%
2,698
– –
CHI
373
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$306K 0.02%
20,226
– –
OMER icon
374
Omeros
OMER
$979M
$306K 0.02%
47,580
+3,750
+9% +$27.2K
SLQD icon
375
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$306K 0.02%
6,000
– –
13 14
15
16 17

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Sheaff Brock Investment Advisors held 599 positions worth $1.49B, up 9.8% from $1.36B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2021 filing shows 50 new, 219 increased, 154 reduced and 56 closed positions. Its largest new stake was ProShares UltraPro QQQ: 43,372 shares worth $1.8M. The largest sale was Amazon, an estimated $21.1M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sheaff Brock Investment Advisors's largest Q4 2021 buy was ProShares UltraPro QQQ: 43,372 shares worth $1.8M.
  • Sheaff Brock Investment Advisors added most to Alphabet (Google) Class C in Q4 2021, an estimated $17.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2021 reduction was Amazon, cutting an estimated $21.1M.
  • Sheaff Brock Investment Advisors fully exited PTC in Q4 2021, selling an estimated $1.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.49B portfolio in Q4 2021.
  • Sheaff Brock Investment Advisors opened 50 new positions and closed 56 in Q4 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $1.49B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2021, filed 3 Feb 2022.