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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.19B
AUM Growth
+$109M
Cap. Flow
-$36M
Cap. Flow %
-3.01%
Top 10 Hldgs %
48.67%
Holding
522
New
60
Increased
119
Reduced
196
Closed
40

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$5.4M
2
FNF icon
Fidelity National Financial
FNF
+$4.71M
3
AVGO icon
Broadcom
AVGO
+$4.53M
4
MMM icon
3M
MMM
+$4.53M
5
WMT icon
Walmart Inc
WMT
+$3.64M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.83M
2
SYY icon
Sysco
SYY
+$5.24M
3
PRU icon
Prudential Financial
PRU
+$4.51M
4
CAT icon
Caterpillar
CAT
+$4.04M
5
GS icon
Goldman Sachs
GS
+$3.37M

Sector Composition

Rank Sector Weight
1 Technology 23.3%
2 Financials 8.95%
3 Consumer Discretionary 8.75%
4 Healthcare 6.93%
5 Industrials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
301
Aflac
AFL
$60.7B
$344K 0.03%
7,733
-240
-3% -$9.82K
ASML icon
302
ASML
ASML
$691B
$344K 0.03%
706
– –
NIO icon
303
CALL
NIO
NIO
$11.6B
$341K 0.03%
+8,500
New +$329K
MAR icon
304
Marriott International
MAR
$91.1B
$340K 0.03%
2,580
– –
CCL icon
305
Carnival Corporation Ltd
CCL
$38B
$339K 0.03%
15,661
-5,205
-25% -$92.5K
WEC icon
306
WEC Energy
WEC
$34.8B
$338K 0.03%
3,672
-108
-3% -$10.5K
MAIN icon
307
Main Street Capital
MAIN
$5.52B
$334K 0.03%
10,345
-8,174
-44% -$251K
STZ icon
308
Constellation Brands
STZ
$22.9B
$330K 0.03%
1,506
-102
-6% -$20.1K
HYT icon
309
BlackRock Corporate High Yield Fund
HYT
$1.38B
$329K 0.03%
28,768
-2,500
-8% -$28K
NZF icon
310
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$328K 0.03%
20,349
+54
+0.3% +$826
TRV icon
311
Travelers Companies
TRV
$78.3B
$328K 0.03%
2,335
-23,441
-91% -$3.01M
FFC
312
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$781M
$326K 0.03%
13,925
-1,500
-10% -$33.3K
APPS icon
313
Digital Turbine
APPS
$1.58B
$324K 0.03%
+5,723
New +$235K
BND icon
314
Vanguard Total Bond Market
BND
$161B
$322K 0.03%
3,647
-79
-2% -$6.95K
AGG icon
315
iShares Core US Aggregate Bond ETF
AGG
$137B
$319K 0.03%
2,698
– –
IWO icon
316
iShares Russell 2000 Growth ETF
IWO
$14.9B
$318K 0.03%
1,109
+112
+11% +$28.5K
DTE icon
317
DTE Energy
DTE
$28.6B
$317K 0.03%
3,066
-136
-4% -$14.3K
NOC icon
318
Northrop Grumman
NOC
$81.8B
$316K 0.03%
1,036
+95
+10% +$29.1K
VV icon
319
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$316K 0.03%
+1,800
New +$299K
NIO icon
320
NIO
NIO
$11.6B
$315K 0.03%
+6,470
New +$250K
VIG icon
321
Vanguard Dividend Appreciation ETF
VIG
$114B
$315K 0.03%
2,232
– –
RDS.A
322
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$315K 0.03%
8,966
+121
+1% +$3.78K
BFK
323
DELISTED
BlackRock Municipal Income Trust
BFK
$313K 0.03%
20,248
-1,832
-8% -$26.4K
LIN icon
324
Linde
LIN
$226B
$313K 0.03%
1,186
– –
LULU icon
325
lululemon athletica
LULU
$14.3B
$313K 0.03%
900
+5
+0.6% +$1.74K
11 12
13
14 15

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Sheaff Brock Investment Advisors held 522 positions worth $1.19B, up 10% from $1.09B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $36M in Q4 2020, closing 40 positions and reducing 196 holdings. Its most notable exit was Sysco, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Fidelity National Financial worth $5.25M.

  • Sheaff Brock Investment Advisors's largest Q4 2020 buy was Fidelity National Financial: 139,750 shares worth $5.25M.
  • Sheaff Brock Investment Advisors added most to Allstate in Q4 2020, an estimated $5.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2020 reduction was Intel, cutting an estimated $5.83M.
  • Sheaff Brock Investment Advisors fully exited Sysco in Q4 2020, selling an estimated $5.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.19B portfolio in Q4 2020.
  • Sheaff Brock Investment Advisors opened 60 new positions and closed 40 in Q4 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 10% quarter-over-quarter to $1.19B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.