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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.19B
AUM Growth
+$109M
Cap. Flow
-$36M
Cap. Flow %
-3.01%
Top 10 Hldgs %
48.67%
Holding
522
New
60
Increased
119
Reduced
196
Closed
40

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$5.4M
2
FNF icon
Fidelity National Financial
FNF
+$4.71M
3
AVGO icon
Broadcom
AVGO
+$4.53M
4
MMM icon
3M
MMM
+$4.53M
5
WMT icon
Walmart Inc
WMT
+$3.64M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.83M
2
SYY icon
Sysco
SYY
+$5.24M
3
PRU icon
Prudential Financial
PRU
+$4.51M
4
CAT icon
Caterpillar
CAT
+$4.04M
5
GS icon
Goldman Sachs
GS
+$3.37M

Sector Composition

Rank Sector Weight
1 Technology 23.3%
2 Financials 8.95%
3 Consumer Discretionary 8.75%
4 Healthcare 6.93%
5 Industrials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
251
Prospect Capital
PSEC
$1.15B
$466K 0.04%
86,117
-11,792
-12% -$62.1K
ET icon
252
Energy Transfer Partners
ET
$71.6B
$465K 0.04%
75,279
-7,096
-9% -$42.9K
CODI icon
253
Compass Diversified
CODI
$922M
$459K 0.04%
23,600
+10
+0% +$191
CCI icon
254
Crown Castle
CCI
$31.4B
$458K 0.04%
2,880
+417
+17% +$67.6K
SCHA icon
255
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$457K 0.04%
20,528
+7,600
+59% +$151K
NCLH icon
256
Norwegian Cruise Line
NCLH
$8.58B
$445K 0.04%
17,500
– –
VYM icon
257
Vanguard High Dividend Yield ETF
VYM
$83.7B
$443K 0.04%
4,846
-101
-2% -$8.77K
JHB
258
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$443K 0.04%
48,167
– –
EMR icon
259
Emerson Electric
EMR
$91.2B
$437K 0.04%
5,435
-9,623
-64% -$715K
LUV icon
260
Southwest Airlines
LUV
$22.3B
$436K 0.04%
9,349
-974
-9% -$42.2K
SCHV
261
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$436K 0.04%
21,954
+3,630
+20% +$67.9K
VO icon
262
Vanguard Morningstar Mid-Cap ETF
VO
$110B
$435K 0.04%
8,408
+2,000
+31% +$96.8K
OKTA icon
263
Okta
OKTA
$26B
$428K 0.04%
1,682
+120
+8% +$28.5K
AXON
264
Axon Enterprise
AXON
$51.6B
$426K 0.04%
3,477
+57
+2% +$6.54K
AEE icon
265
Ameren
AEE
$29.9B
$423K 0.04%
5,415
– –
NLY icon
266
Annaly Capital Management
NLY
$17.4B
$423K 0.04%
12,501
-980
-7% -$30.3K
ICE icon
267
Intercontinental Exchange
ICE
$84.5B
$422K 0.04%
3,659
– –
PGX icon
268
Invesco Preferred ETF
PGX
$3.76B
$422K 0.04%
27,632
+542
+2% +$8.13K
ITW icon
269
Illinois Tool Works
ITW
$83.6B
$420K 0.04%
2,060
– –
CELH icon
270
Celsius Holdings
CELH
$6.98B
$415K 0.03%
+24,750
New +$247K
USB icon
271
US Bancorp
USB
$100B
$413K 0.03%
8,860
– –
APD icon
272
Air Products & Chemicals
APD
$68.6B
$411K 0.03%
1,506
+25
+2% +$7.04K
MIDD icon
273
Middleby
MIDD
$5.49B
$405K 0.03%
3,140
– –
AGNC icon
274
AGNC Investment
AGNC
$12.9B
$403K 0.03%
25,816
+90
+0.3% +$1.33K
VLO icon
275
Valero Energy
VLO
$92.7B
$401K 0.03%
7,085
+750
+12% +$36.8K
9 10
11
12 13

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Sheaff Brock Investment Advisors held 522 positions worth $1.19B, up 10% from $1.09B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $36M in Q4 2020, closing 40 positions and reducing 196 holdings. Its most notable exit was Sysco, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Fidelity National Financial worth $5.25M.

  • Sheaff Brock Investment Advisors's largest Q4 2020 buy was Fidelity National Financial: 139,750 shares worth $5.25M.
  • Sheaff Brock Investment Advisors added most to Allstate in Q4 2020, an estimated $5.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2020 reduction was Intel, cutting an estimated $5.83M.
  • Sheaff Brock Investment Advisors fully exited Sysco in Q4 2020, selling an estimated $5.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.19B portfolio in Q4 2020.
  • Sheaff Brock Investment Advisors opened 60 new positions and closed 40 in Q4 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 10% quarter-over-quarter to $1.19B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.