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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLOB icon
2451
Globant
GLOB
$1.59B
$29K ﹤0.01%
93
+10
+12% +$2.96K
GLPI icon
2452
Gaming and Leisure Properties
GLPI
$12.7B
$29K ﹤0.01%
607
-37
-6% -$1.76K
HE icon
2453
Hawaiian Electric Industries
HE
$2.07B
$29K ﹤0.01%
712
+4
+0.6% +$162
KDP icon
2454
Keurig Dr Pepper
KDP
$40.4B
$29K ﹤0.01%
799
+37
+5% +$1.3K
KMT icon
2455
Kennametal
KMT
$2.47B
$29K ﹤0.01%
834
+1
+0.1% +$37
NUV icon
2456
Nuveen Municipal Value Fund
NUV
$1.91B
$29K ﹤0.01%
2,856
-913
-24% -$9.91K
OPI
2457
DELISTED
Office Properties Income Trust
OPI
$29K ﹤0.01%
1,200
-165
-12% -$4.24K
THG icon
2458
Hanover Insurance
THG
$7.92B
$29K ﹤0.01%
227
+1
+0.4% +$130
TIL icon
2459
Instil Bio
TIL
$50.3M
$29K ﹤0.01%
85
– –
SWAV
2460
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$29K ﹤0.01%
166
+85
+105% +$16.8K
SDACW
2461
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$29K ﹤0.01%
50,050
+15,250
+44% +$9.95K
APTO
2462
DELISTED
Aptose Biosciences, Inc.
APTO
$29K ﹤0.01%
48
+45
+1,500% +$42.3K
VLTA
2463
DELISTED
Volta Inc.
VLTA
$29K ﹤0.01%
4,000
– –
FVT.U
2464
DELISTED
Fortress Value Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fifth of one Warrant
FVT.U
$29K ﹤0.01%
+3,000
New +$29.8K
ABG icon
2465
Asbury Automotive
ABG
$3.78B
$28K ﹤0.01%
170
-50
-23% -$9.2K
AVAV icon
2466
AeroVironment
AVAV
$9.45B
$28K ﹤0.01%
456
+8
+2% +$650
DOMO icon
2467
Domo
DOMO
$182M
$28K ﹤0.01%
565
-15
-3% -$1.1K
EHC icon
2468
Encompass Health
EHC
$12.4B
$28K ﹤0.01%
554
-204
-27% -$10.5K
PD icon
2469
PagerDuty
PD
$888M
$28K ﹤0.01%
850
-33
-4% -$1.28K
PFGC icon
2470
Performance Food Group
PFGC
$18.2B
$28K ﹤0.01%
620
+74
+14% +$3.36K
PK icon
2471
Park Hotels & Resorts
PK
$2.91B
$28K ﹤0.01%
1,518
+948
+166% +$17.8K
R icon
2472
Ryder
R
$10B
$28K ﹤0.01%
350
-273
-44% -$22.9K
RYAN icon
2473
Ryan Specialty Holdings
RYAN
$10.9B
$28K ﹤0.01%
706
+356
+102% +$13.5K
FIRY
2474
Firy Inc
FIRY
$163M
$28K ﹤0.01%
189
-568
-75% -$109K
SLAB icon
2475
Silicon Laboratories
SLAB
$7.23B
$28K ﹤0.01%
136
+87
+178% +$16K
97 98
99
100 101

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.