We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IX icon
2426
ORIX
IX
$43.3B
$43K ﹤0.01%
3,080
+875
+40% +$14.3K
MYN icon
2427
BlackRock MuniYield New York Quality Fund
MYN
$376M
$43K ﹤0.01%
+4,583
New +$48K
RMI
2428
RiverNorth Opportunistic Municipal Income Fund
RMI
$101M
$43K ﹤0.01%
2,800
-8,169
-74% -$143K
TPR icon
2429
Tapestry
TPR
$33.3B
$43K ﹤0.01%
1,541
-70
-4% -$2.34K
BSJO
2430
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$43K ﹤0.01%
1,992
-374
-16% -$8.35K
CRESY
2431
Cresud
CRESY
$767M
$42K ﹤0.01%
8,047
-207
-3% -$1.13K
EDV icon
2432
Vanguard World Funds Extended Duration ETF
EDV
$3.46B
$42K ﹤0.01%
484
-15
-3% -$1.46K
FWRD icon
2433
Forward Air
FWRD
$634M
$42K ﹤0.01%
468
-67
-13% -$6.58K
GLU
2434
Gabelli Utility & Income Trust
GLU
$116M
$42K ﹤0.01%
3,071
– –
GRBK icon
2435
Green Brick Partners
GRBK
$3.03B
$42K ﹤0.01%
2,000
-75
-4% -$1.85K
KFY icon
2436
Korn Ferry
KFY
$4.25B
$42K ﹤0.01%
925
+425
+85% +$25.1K
LADR
2437
Ladder Capital
LADR
$1.22B
$42K ﹤0.01%
4,763
-84
-2% -$927
NOTV
2438
DELISTED
Inotiv
NOTV
$42K ﹤0.01%
2,500
– –
SD icon
2439
SandRidge Energy
SD
$531M
$42K ﹤0.01%
2,612
– –
EQC
2440
DELISTED
Equity Commonwealth
EQC
$42K ﹤0.01%
1,761
-243
-12% -$6.54K
SYNH
2441
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$42K ﹤0.01%
897
+534
+147% +$34.5K
SJR
2442
DELISTED
Shaw Communications Inc.
SJR
$42K ﹤0.01%
1,746
+7
+0.4% +$185
APPN icon
2443
Appian
APPN
$2.55B
$41K ﹤0.01%
1,008
– –
BFOR icon
2444
Barron's 400 ETF
BFOR
$235M
$41K ﹤0.01%
3,384
+644
+24% +$8.66K
CROX icon
2445
Crocs
CROX
$6.63B
$41K ﹤0.01%
610
-81
-12% -$5.62K
ELVN icon
2446
Enliven Therapeutics
ELVN
$4.35B
$41K ﹤0.01%
4,500
– –
EWD icon
2447
iShares MSCI Sweden ETF
EWD
$593M
$41K ﹤0.01%
1,523
+64
+4% +$1.98K
GBCI icon
2448
Glacier Bancorp
GBCI
$6.35B
$41K ﹤0.01%
840
-102
-11% -$5.16K
HE icon
2449
Hawaiian Electric Industries
HE
$2.02B
$41K ﹤0.01%
1,220
+308
+34% +$12.4K
NBB icon
2450
Nuveen Taxable Municipal Income Fund
NBB
$453M
$41K ﹤0.01%
2,615
-240
-8% -$4.24K
96 97
98
99 100

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.