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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PV.WS
2401
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$33K ﹤0.01%
49,700
– –
IHTA
2402
DELISTED
Invesco High Income 2024 Target Term Fund
IHTA
$33K ﹤0.01%
3,373
– –
JHMF
2403
DELISTED
John Hancock Multifactor Financials ETF
JHMF
$33K ﹤0.01%
643
+6
+0.9% +$319
CMS icon
2404
CMS Energy
CMS
$22.3B
$32K ﹤0.01%
496
+1
+0.2% +$61
FAPR icon
2405
FT Vest US Equity Buffer ETF April
FAPR
$1.3B
$32K ﹤0.01%
1,000
– –
GDS icon
2406
GDS Holdings
GDS
$6.41B
$32K ﹤0.01%
691
-81
-10% -$4.46K
KOS icon
2407
Kosmos Energy
KOS
$1.48B
$32K ﹤0.01%
9,491
– –
MFA
2408
MFA Financial
MFA
$933M
$32K ﹤0.01%
1,789
+39
+2% +$710
RDN icon
2409
Radian Group
RDN
$4.93B
$32K ﹤0.01%
1,553
-242
-13% -$5.36K
SKIL icon
2410
Skillsoft
SKIL
$81.6M
$32K ﹤0.01%
175
– –
YETI icon
2411
Yeti Holdings
YETI
$3.95B
$32K ﹤0.01%
398
+51
+15% +$4.68K
RETA
2412
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$32K ﹤0.01%
1,250
-2,189
-64% -$169K
JCO
2413
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$32K ﹤0.01%
4,075
– –
ISBC
2414
DELISTED
Investors Bancorp, Inc.
ISBC
$32K ﹤0.01%
2,169
– –
ABEV icon
2415
Ambev
ABEV
$46.4B
$31K ﹤0.01%
11,403
– –
AMBA icon
2416
Ambarella
AMBA
$3.81B
$31K ﹤0.01%
153
+55
+56% +$10.2K
CEMB icon
2417
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
$31K ﹤0.01%
620
– –
DAPR icon
2418
FT Vest US Equity Deep Buffer ETF April
DAPR
$315M
$31K ﹤0.01%
1,000
– –
EWH icon
2419
iShares MSCI Hong Kong ETF
EWH
$1.22B
$31K ﹤0.01%
1,350
– –
FPXI icon
2420
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$297M
$31K ﹤0.01%
549
+208
+61% +$13K
GCOW icon
2421
Pacer Global Cash Cows Dividend ETF
GCOW
$3.49B
$31K ﹤0.01%
1,000
– –
MGY icon
2422
Magnolia Oil & Gas
MGY
$5.94B
$31K ﹤0.01%
1,687
-324
-16% -$6.43K
MIN
2423
Aberdeen Intermediate Income Fund
MIN
$278M
$31K ﹤0.01%
8,850
+5,400
+157% +$19.5K
MSM icon
2424
MSC Industrial Direct
MSM
$6.86B
$31K ﹤0.01%
372
-41
-10% -$3.43K
REG icon
2425
Regency Centers
REG
$14.1B
$31K ﹤0.01%
412
+356
+636% +$25.7K
95 96
97
98 99

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.